Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Chief Mtge Bnkg Ofcr | April 02, 2018 | April 04, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director · Director, President & CMBO | February 28, 2026 | March 03, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director · Director, President & CMBO | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,193 |
Reported balance
After 2018-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-02 · Exercise / conversion · Acquired 30,372 · Balance 50,193 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. F2: The reported amount consists of 19,821 restricted stock units and 30,372 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 40,077 |
Reported balance
After 2018-04-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-03 · Sale · Disposed 10,116 · Balance 40,077 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $22.20 to $22.925. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5: The reported amount consists of 19,821 restricted stock units and 20,256 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 19,821 |
Reported balance
After 2018-04-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-04-04 · Sale · Disposed 20,256 · Balance 19,821 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F6: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.575. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F7: The reported amount consists of 19,821 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,372 |
Reported balance
After 2018-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-02 · Grant · Acquired 30,372 · Balance 30,372 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-02 · Exercise / conversion · Disposed 30,372 · Balance 0 F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Jones Family Trust | 712,767 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 712,767 F8: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,882 F9: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 28,216 F10: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 23,829 F11: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 27,771 F12: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 34,626 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 34,626 F13: This nonstatutory stock option to purchase 34,626 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 26,467 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 26,467 F14: This nonstatutory stock option to purchase 26,467 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 3, 2015 and vested on April 2, 2018, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Class A Common Stock pursuant to the PSU award was determined based on the Issuer's earnings per share (EPS) of $9.14, return on equity (ROE) of 25% and individual effectiveness of the Reporting Person for the period January 1, 2015 through December 31, 2017, as measured against the target performance goals set by the Compensation Committee at the time of grant. The payout percentages for the PSU award based on target achievement was 120% for EPS and 92.43% for ROE.
F2: The reported amount consists of 19,821 restricted stock units and 30,372 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F4: The price reported is the weighted average price of multiple transactions ranging from $22.20 to $22.925. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 19,821 restricted stock units and 20,256 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.575. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F7: The reported amount consists of 19,821 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F8: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F9: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F10: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F11: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F12: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F13: This nonstatutory stock option to purchase 34,626 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F14: This nonstatutory stock option to purchase 26,467 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,088 |
Reported balance
After 2026-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-28 · Tax withholding · Disposed 1,704 · Balance 29,088 F1: Represents shares withheld for taxes upon vesting of restricted stock units. F2: The reported amount consists of 18,574 restricted stock units and 10,514 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectThe Jones Family Trust | 15,337 |
Reported balance
Holding disclosure · report date 2026-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,337 |
| Common StockSEC Table I · non-derivative | IndirectGR Family Investments LLC | 410,000 |
Reported balance
Holding disclosure · report date 2026-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 410,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted stock units.
F2: The reported amount consists of 18,574 restricted stock units and 10,514 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 98,217 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 2,960 · Balance 98,217 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 60,314 restricted share units and 37,903 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 60,314 restricted share units and 37,903 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2023 Filed Dec 12, 2023 20:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 7,170 | $80.38 | $576,341.09 |
DisclosureSEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 5 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 510,000 F6 · price: The price reported is the weighted average price of multiple transactions ranging from $79.94 to $80.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 28,216 | $0.00 Strike: $17.26 | $0.00 |
DisclosureSEC source: 0001127602-23-029511 · form4.xml · derivative · entry 6 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,216 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 27,830 | $80.23 | $2,232,853.78 |
DisclosureSEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 4 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 517,170 F5 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 28,216 | $79.82 | $2,252,308.34 |
DisclosureSEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,984 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 24,984 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 28,216 | $17.26 | $487,008.16 |
DisclosureSEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 24,984 restricted stock units and 28,216 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 20,000 | $61.58 | $1,231,528.00 |
DisclosureSEC source: 0001127602-23-017965 · form4.xml · nonDerivative · entry 5 Jones Doug · CIK 0001544302 · Director · Director, President & CMBO 10b5-1 filing: No plan indicated Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 485,000 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $61.41 to $61.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| May 22, 2023 Filed May 24, 2023 22:52 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 13,332 | $11.74 | $156,521.68 |
DisclosureSEC source: 0001127602-23-016772 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,400 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $11.70 to $11.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 30,390 restricted share units and 37,010 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| May 22, 2023 Filed May 24, 2023 18:55 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 19,820 | $62.39 | $1,236,546.02 |
DisclosureSEC source: 0001127602-23-016775 · form4.xml · nonDerivative · entry 4 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,984 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $61.97 to $62.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $62.97 to $63.32. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 24,984 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 03, 2023 Filed Mar 8, 2023 01:04 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 820 | $13.01 | $10,668.20 |
DisclosureSEC source: 0001127602-23-009372 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,732 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 30,391 restricted share units and 50,341 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:50 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 17,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008505 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,552 F1 · shares: The Reporting Person was granted 17,267 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 32,127 restricted share units and 49,425 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 01:58 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,262 | $13.15 | $29,745.30 |
DisclosureSEC source: 0001127602-23-007687 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,285 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 14,860 restricted share units and 49,425 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:30 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 2,363 | $60.74 | $143,528.62 |
DisclosureSEC source: 0001127602-23-008060 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,804 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 24,984 restricted stock units and 19,820 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 26,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · derivative · entry 20 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 26,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · derivative · entry 19 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,504 Underlying: Common Stock · 26,504 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 25,724 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · derivative · entry 18 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,724 Underlying: Common Stock · 25,724 shares Expires 2033-02-23 F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 25,724 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 13,180 | $61.81 | $814,655.80 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,167 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 29,985 restricted stock units and 17,182 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 26,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F4 · balance_after: The reported amount consists of 29,985 restricted stock units and 30,362 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:22 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 10,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007689 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,843 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 29,985 restricted stock units and 3,858 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 18:13 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 2,355 | $60.97 | $143,584.35 |
DisclosureSEC source: 0001127602-23-007382 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,554 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 19,696 restricted stock units and 3,858 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 02:04 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 17,559 | $13.51 | $237,276.52 |
DisclosureSEC source: 0001127602-23-006592 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,547 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $13.45 to $13.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 19,649 restricted share units and 46,898 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 02:04 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,175 | $14.25 | $16,743.75 |
DisclosureSEC source: 0001127602-23-006592 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,106 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 19,649 restricted share units and 64,457 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 19:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,882 | $0.00 Strike: $21.03 | $0.00 |
DisclosureSEC source: 0001127602-23-006293 · form4.xml · derivative · entry 7 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,882 shares Expires 2023-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 19:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 21,440 | $65.96 | $1,414,182.40 |
DisclosureSEC source: 0001127602-23-006293 · form4.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 505,000 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $64.92 to $65.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $65.92 to $66.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 19:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,882 | $65.96 | $1,047,576.72 |
DisclosureSEC source: 0001127602-23-006293 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,909 F2 · price: The price reported is the weighted average price of multiple transactions ranging from $64.92 to $65.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $65.92 to $66.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 25,909 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 19:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 15,882 | $21.03 | $333,998.46 |
DisclosureSEC source: 0001127602-23-006293 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 25,909 restricted stock units and 15,882 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 19:35 UTC Amendment | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 17,500 | $55.87 | $977,662.00 |
DisclosureSEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 505,000 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.34 to $55.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $56.00 to $56.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $57.00 to $57.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 19:35 UTC Amendment | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 17,500 | $58.69 | $1,027,033.00 |
DisclosureSEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · GR Family Investments LLC Disclosed balance after: 522,500 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $57.85 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.04 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $59.02 to $59.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or security holder of the Issuer the number os shares of Common Stock and the prices at which the transactions were affected. Read SEC document |
| August 16, 2022 Filed Dec 16, 2022 19:35 UTC Amendment | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027714 · form4a.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · The Jones Family Trust Disclosed balance after: 17,477 Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 20:44 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,585 | $46.99 | $121,480.52 |
DisclosureSEC source: 0001127602-22-011874 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,349 F4 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $46.90 to $47.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F6 · balance_after: The reported amount consists of 25,909 restricted stock units and 21,440 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 20:44 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 17,429 | $46.43 | $809,144.81 |
DisclosureSEC source: 0001127602-22-011874 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,934 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $45.90 to $46.89.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected F3 · balance_after: The reported amount consists of 25,909 restricted stock units and 24,025 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 700 | $55.63 | $38,941.98 |
DisclosureSEC source: 0001127602-22-010251 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,363 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.53 to $55.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 25,909 restricted stock units and 41,454 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 19,314 | $54.77 | $1,057,746.66 |
DisclosureSEC source: 0001127602-22-010251 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,063 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.48 to $55.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 25,909 restricted stock units and 42,154 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 19:18 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,748 | $54.14 | $94,636.72 |
DisclosureSEC source: 0001127602-22-009835 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,377 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 25,909 restricted stock units and 61,468 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:44 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 820 | $15.90 | $13,038.00 |
DisclosureSEC source: 0001127602-22-008413 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,281 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 23,194 restricted share units and 62,087 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 20:53 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,293 | $58.65 | $75,834.45 |
DisclosureSEC source: 0001127602-22-007487 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,125 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F3 · balance_after: The reported amount consists of 29,608 restricted stock units and 59,517 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 02:50 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 14,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007503 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,101 F1 · shares: The Reporting Person was granted 14,367 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 24,930 restricted share units and 61,171 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 20:53 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,070 | $57.06 | $61,054.20 |
DisclosureSEC source: 0001127602-22-007487 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,418 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 32,344 restricted stock units and 58,074 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 28,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · derivative · entry 10 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 28,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · derivative · entry 9 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,853 Underlying: Common Stock · 28,853 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 54,063 | $0.00 Strike: $57.10 | $0.00 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · derivative · entry 8 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,063 Underlying: Common Stock · 54,063 shares Expires 2032-02-22 F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 54,063 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 12,002 | $58.05 | $696,716.10 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · nonDerivative · entry 3 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,488 F5 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F6 · balance_after: The reported amount consists of 34,609 restricted stock units and 56,879 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 28,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · nonDerivative · entry 2 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F4 · balance_after: The reported amount consists of 34,609 restricted stock units and 68,881 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:20 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 18,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006886 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,637 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 34,609 restricted stock units and 40,028 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2022 Filed Feb 23, 2022 01:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,182 | $16.10 | $19,030.20 |
DisclosureSEC source: 0001127602-22-006126 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,734 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 10,563 restricted share units and 61,171 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 12, 2022 Filed Feb 16, 2022 01:01 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 609 | $16.05 | $9,774.45 |
DisclosureSEC source: 0001127602-22-005177 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,916 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 14,108 restricted share units and 58,808 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| December 21, 2021 Filed Feb 14, 2022 19:51 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004922 · form5.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Indirect · The Jones Family Trust Disclosed balance after: 19,192 F1 · shares: Represents a bona fide gift of shares to a charitable organization. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 18:29 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,454 | $62.37 | $839,100.42 |
DisclosureSEC source: 0001127602-21-012037 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,995 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $62.04 to $62.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 15,967 restricted stock units and 40,028 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 18:37 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,834 | $65.70 | $120,493.80 |
DisclosureSEC source: 0001127602-21-010870 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,449 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 15,967 restricted stock units and 53,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,055 | $19.60 | $20,678.00 |
DisclosureSEC source: 0001127602-21-010851 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,525 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 15,934 restricted share units and 57,591 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 16:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,750 | $61.68 | $107,940.00 |
DisclosureSEC source: 0001127602-21-010252 · form4.xml · nonDerivative · entry 1 Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,283 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 19,666 restricted stock units and 51,617 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.