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Tobler Douglas L.

Disclosed activity across 1 company

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60350
SEC CIK
0001780888

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VISTA GOLD CORPVGZ · Entity 8812CFOMarch 13, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VISTA GOLD CORP

Report date March 13, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect589,696 Ending reported balance After 2026-03-13 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-03-13 · Exercise / conversion · Acquired 20,000 · Balance 453,333

Row 2 · 2026-03-13 · Exercise / conversion · Acquired 247,000 · Balance 700,333

Row 3 · 2026-03-13 · Exercise / conversion · Acquired 16,667 · Balance 717,000

Row 4 · 2026-03-13 · Tax withholding · Disposed 127,304 · Balance 589,696

F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-13 · Exercise / conversion · Disposed 20,000 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3: Represents grant of 200,000 RSUs on March 5, 2023, which vest as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect31,000 Reported balance After 2026-03-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-13 · Exercise / conversion · Disposed 247,000 · Balance 31,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4: Represents grant of 309,000 RSUs on February 26, 2024, which vest as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect150,333 Reported balance After 2026-03-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-13 · Exercise / conversion · Disposed 16,667 · Balance 150,333

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5: Represents grant of 167,000 RSUs on March 4, 2025, which vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect163,000 Reported balance After 2026-03-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-13 · Grant · Acquired 163,000 · Balance 163,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6: The RSUs vest as follows: 43,000 on 3/13/2027, subject to performance criteria; 60,000 on 3/13/2029, contingent on share price performance criteria for the Issuer's common shares during the 3-year vesting period; and 60,000 on 3/13/2029, subject to performance criteria. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

F3: Represents grant of 200,000 RSUs on March 5, 2023, which vest as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F4: Represents grant of 309,000 RSUs on February 26, 2024, which vest as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F5: Represents grant of 167,000 RSUs on March 4, 2025, which vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F6: The RSUs vest as follows: 43,000 on 3/13/2027, subject to performance criteria; 60,000 on 3/13/2029, contingent on share price performance criteria for the Issuer's common shares during the 3-year vesting period; and 60,000 on 3/13/2029, subject to performance criteria. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 22:14 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 133,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-006396 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:14 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 52,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-006396 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 01, 2021 Filed Nov 1, 2021 21:46 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 2,500 $0.74 $1,845.50
Disclosure

SEC source: 0001567619-21-019102 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,971

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:05 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerRestricted Stock Units (Common Shares) · Derivative 18,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014272 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Shares · 18,787 shares

Expires 2022-07-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F3 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:05 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 11,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014272 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,454

Underlying: Common Shares · 11,880 shares

Expires 2022-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F3 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:05 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 5,215 $0.91 $4,745.65
Disclosure

SEC source: 0001567619-21-014272 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,471

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019.

F2 · acquired: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 21:05 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 11,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-014272 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

Read SEC document
July 12, 2021 Filed Jul 13, 2021 01:13 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseWarrant (right to buy) · Derivative 5,000 $0.00 Strike: $1.25 $0.50
Disclosure

SEC source: 0001567619-21-013267 · doc1.xml · derivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-12

F1 · shares: Purchased 10,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 01:13 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon shares 10,000 $1.10 $10,999.00
Disclosure

SEC source: 0001567619-21-013267 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,806

F1 · shares: Purchased 10,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 21:45 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 2,500 $1.26 $3,150.25
Disclosure

SEC source: 0001567619-21-012362 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,806

Read SEC document
May 04, 2021 Filed May 4, 2021 21:53 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 3,000 $1.09 $3,257.40
Disclosure

SEC source: 0001567619-21-009009 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,306

Read SEC document
March 05, 2021 Filed Mar 8, 2021 18:20 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 2,500 $0.92 $2,295.00
Disclosure

SEC source: 0001567619-21-005803 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,306

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 94,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,000

Underlying: Common Shares · 94,200 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 72,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerRestricted Stock Units · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,200

Underlying: Common Shares · 7,800 shares

Expires 2023-03-01

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 72,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 39,564 $0.95 $37,585.80
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,806

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 94,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:50 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantRestricted Stock Units · Derivative 144,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004970 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Shares · 144,000 shares

Expires 2024-02-23

F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 21:05 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 2,500 $1.01 $2,537.25
Disclosure

SEC source: 0001567619-20-019962 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,170

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:57 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerRestricted Stock Units (Common Shares) · Derivative 5,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014042 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,334

Underlying: Common Shares · 5,805 shares

Expires 2022-07-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:57 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 21,361 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014042 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,139

Underlying: Common Shares · 21,361 shares

Expires 2022-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:57 UTC VISTA GOLD CORP VGZ · Entity 8812 Tax withholdingCommon Shares 7,691 $1.17 $8,998.47
Disclosure

SEC source: 0001567619-20-014042 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,670

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:57 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 21,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014042 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

Read SEC document
March 01, 2020 Filed Mar 4, 2020 22:59 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantRestricted Stock Units · Derivative 259,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005643 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,000

Underlying: Common Shares · 259,000 shares

Expires 2023-03-01

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 72,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 72,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

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July 30, 2019 Filed Aug 7, 2019 23:41 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantRestricted Stock Units · Derivative 63,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015993 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 63,500 shares

Expires 2022-07-30

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

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July 01, 2019 Filed Jul 1, 2019 21:07 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantEmployee Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001567619-19-014185 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2024-06-27

F1 · derivative.exercise_date: One-half of the options will vest on 07/01/2019 and one-half of the options will vest on 06/27/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.