Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VISTA GOLD CORPVGZ · Entity 8812 | Director · President & CEO | March 13, 2026 | March 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VISTA GOLD CORP
Report date March 13, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,457,008 |
Ending reported balance
After 2026-03-13 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-13 · Exercise / conversion · Acquired 38,668 · Balance 2,189,207 Row 2 · 2026-03-13 · Exercise / conversion · Acquired 477,667 · Balance 2,666,874 Row 3 · 2026-03-13 · Exercise / conversion · Acquired 32,334 · Balance 2,699,208 Row 4 · 2026-03-13 · Tax withholding · Disposed 242,200 · Balance 2,457,008 F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-13 · Exercise / conversion · Disposed 38,668 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3: Represents grant of 387,000 RSUs on March 5, 2023, which vest as follows: 116,000 over a 36-months period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 59,666 |
Reported balance
After 2026-03-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-13 · Exercise / conversion · Disposed 477,667 · Balance 59,666 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: Represents grant of 597,000 RSUs on February 26, 2024, which vest as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 291,666 |
Reported balance
After 2026-03-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-13 · Exercise / conversion · Disposed 32,334 · Balance 291,666 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5: Represents grant of 324,000 RSUs on March 4, 2025, which vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 227,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 318,000 |
Reported balance
After 2026-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-13 · Grant · Acquired 318,000 · Balance 318,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6: The RSUs vest as follows: 84,000 on 3/13/2027, subject to performance criteria; 117,000 on 3/13/2029, contingent on share price performance criteria for the Issuer's common shares during the 3-year vesting period; and 117,000 on 3/13/2029, subject to performance criteria. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.
F3: Represents grant of 387,000 RSUs on March 5, 2023, which vest as follows: 116,000 over a 36-months period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date
F4: Represents grant of 597,000 RSUs on February 26, 2024, which vest as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.
F5: Represents grant of 324,000 RSUs on March 4, 2025, which vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 227,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date
F6: The RSUs vest as follows: 84,000 on 3/13/2027, subject to performance criteria; 117,000 on 3/13/2029, contingent on share price performance criteria for the Issuer's common shares during the 3-year vesting period; and 117,000 on 3/13/2029, subject to performance criteria. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 18:53 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 172,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005485 · doc1.xml · derivative · entry 4 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,667 Underlying: Common Shares · 172,483 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 130,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:53 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerRestricted Stock Units · Derivative | 10,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005485 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,150 Underlying: Common Shares · 10,850 shares Expires 2023-03-01 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 130,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:53 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 79,342 | $0.95 | $75,374.90 |
DisclosureSEC source: 0001567619-21-005485 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,418 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:53 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 172,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-005485 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:52 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 279,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004971 · doc1.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,000 Underlying: Common Shares · 279,000 shares Expires 2024-02-23 F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 78,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 117,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria. F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 78,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 117,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 19:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 25,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014401 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: Adjusted due to rounding error. F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. F3 · derivative.underlying_shares: Adjusted due to rounding error. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 19:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 11,147 | $1.27 | $14,156.69 |
DisclosureSEC source: 0001567619-20-014401 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,277 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 19:14 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 25,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-014401 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Adjusted due to rounding error. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 25, 2020 Filed Jul 27, 2020 20:16 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionPhantom Stock · Derivative | 38,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013763 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Shares · 38,000 shares Expires 2021-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021. Read SEC document |
| July 25, 2020 Filed Jul 27, 2020 20:16 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerCommon Shares | 38,000 | $1.19 | $45,220.00 |
DisclosureSEC source: 0001567619-20-013763 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,091 F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021. Read SEC document |
| July 25, 2020 Filed Jul 27, 2020 20:16 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 38,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-013763 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021. Read SEC document |
| May 02, 2020 Filed May 5, 2020 22:32 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerRestricted Stock Units · Derivative | 44,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-009083 · doc1.xml · derivative · entry 4 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,000 Underlying: Common Shares · 44,550 shares Expires 2022-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria. Read SEC document |
| May 02, 2020 Filed May 5, 2020 22:32 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 161,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-009083 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,550 Underlying: Common Shares · 161,450 shares Expires 2022-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria. Read SEC document |
| May 02, 2020 Filed May 5, 2020 22:32 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 69,425 | $0.75 | $52,068.75 |
DisclosureSEC source: 0001567619-20-009083 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,091 Read SEC document |
| May 02, 2020 Filed May 5, 2020 22:32 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 161,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-009083 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 22:53 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 466,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005639 · doc1.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,000 Underlying: Common Shares · 466,000 shares Expires 2023-03-01 F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 130,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 23:46 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 8,331 | $0.87 | $7,247.97 |
DisclosureSEC source: 0001567619-19-017380 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,066 Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 23:46 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 18,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017380 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 23:46 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 18,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017380 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerRestricted Stock Units · Derivative | 114,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015894 · doc1.xml · derivative · entry 4 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,334 Underlying: Common Stock · 114,000 shares Expires 2020-08-04 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 25,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015894 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,334 Underlying: Common Stock · 25,333 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 11,147 | $0.89 | $9,920.83 |
DisclosureSEC source: 0001567619-19-015894 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,464 Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 22:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 25,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015894 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:31 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionPhantom Stock · Derivative | 38,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015352 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 38,000 shares Expires 2021-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:31 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerCommon Stock | 38,000 | $0.92 | $34,960.00 |
DisclosureSEC source: 0001567619-19-015352 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,278 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:31 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 38,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-015352 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:58 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 473,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-010180 · doc1.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,000 Underlying: Common Shares · 473,000 shares Expires 2022-05-06 F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 123,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 185,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 123,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 185,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:08 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001567619-19-007105 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:08 UTC | VISTA GOLD CORP VGZ · Entity 8812 | SaleCommon Stock | 25,000 | $0.73 | $18,265.00 |
DisclosureSEC source: 0001567619-19-007105 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,278 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:08 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 25,000 | $0.52 | $13,000.00 |
DisclosureSEC source: 0001567619-19-007105 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:17 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units · Derivative | 75,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006807 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,600 shares Expires 2019-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. F1 · balance_after: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:17 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 28,728 | $0.77 | $22,120.56 |
DisclosureSEC source: 0001567619-19-006807 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,278 Read SEC document |
| March 09, 2019 Filed Mar 14, 2019 00:17 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 75,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006807 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:50 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-008002 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 50,000 on 12/30/2013; 50,000 on 2/14/2014; and 50,000 on 9/8/2014. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:50 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Disposition to issuerCommon Stock | 150,000 | $0.50 | $75,000.00 |
DisclosureSEC source: 0001567619-18-008002 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,406 Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:50 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Stock | 150,000 | $0.36 | $54,000.00 |
DisclosureSEC source: 0001567619-18-008002 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 104,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,933 Underlying: Common Shares · 104,133 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 45,819 | $0.52 | $23,642.60 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,406 Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 104,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 25,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,667 Underlying: Common Shares · 25,333 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 11,147 | $0.58 | $6,465.26 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,092 Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 25,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:29 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionRestricted Stock Units ("RSU") · Derivative | 43,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-034508 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 43,300 shares Expires 2018-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:29 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Tax withholdingCommon Shares | 19,052 | $0.61 | $11,606.48 |
DisclosureSEC source: 0001140361-18-034508 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,906 Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 18:29 UTC | VISTA GOLD CORP VGZ · Entity 8812 | Exercise / conversionCommon Shares | 43,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-034508 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018. Read SEC document |
| July 25, 2018 Filed Jul 29, 2019 21:28 UTC Amendment | VISTA GOLD CORP VGZ · Entity 8812 | GrantPhantom Stock · Derivative | 114,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015350 · doc1.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Shares · 114,000 shares Expires 2021-07-25 F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer. F2 · derivative.exercise_date: The phantom stock vesting schedule is amended to reflect 1/3 on 07/25/2019; 1/3 on 07/25/2020; and 1/3 on 07/25/2021. The expiration date is also amended to 07/25/2021. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 23:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantPhantom Stock · Derivative | 114,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-033929 · doc1.xml · derivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Shares · 114,000 shares Expires 2021-07-24 F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp. F3 · derivative.exercise_date: The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 23:04 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantStock Option (Right to Buy) · Derivative | 147,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001140361-18-033929 · doc1.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,000 Underlying: Common Shares · 147,000 shares Expires 2023-07-24 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:48 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantRestricted Stock Units · Derivative | 126,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013056 · doc1.xml · derivative · entry 4 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,000 Underlying: Common Shares · 126,000 shares Expires 2019-03-09 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. F3 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:48 UTC | VISTA GOLD CORP VGZ · Entity 8812 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-013056 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2023-03-09 F2 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.