Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Senior Executive VP | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,240 |
Ending reported balance
After 2026-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-13 · Exercise / conversion · Acquired 5,013 · Balance 103,242 Row 2 · 2026-03-13 · Tax withholding · Disposed 2,002 · Balance 101,240 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 49,052 |
Reported balance
After 2026-03-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-13 · Exercise / conversion · Disposed 5,013 · Balance 49,052 F1: Restricted Stock Units convert into common stock on a one-for-one basis. On February 25, 2025, the reporting person was granted 15,037 Restricted Stock Units, which vest in three annual installments beginning on March 13, 2026. |
| Common StockSEC Table I · non-derivative | Indirectby family trust | 3,650 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,650 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 1,910 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,910 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into common stock on a one-for-one basis. On February 25, 2025, the reporting person was granted 15,037 Restricted Stock Units, which vest in three annual installments beginning on March 13, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UMPQUA HOLDINGS CORP
Report date February 28, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-28 · Tax withholding · Disposed 6,759 · Balance 259,317 F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Row 2 · 2023-02-28 · Disposition to issuer · Disposed 259,317 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 0 |
Reported balance
After 2023-02-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-02-28 · Disposition to issuer · Disposed 1,674 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 3, 2022 13:27 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,767 | $21.35 | $59,075.45 |
DisclosureSEC source: 0001127602-22-007910 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,432 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:50 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007620 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,433 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:50 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 51,522 | $21.35 | $1,099,994.70 |
DisclosureSEC source: 0001127602-22-007620 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,199 F1 · shares: Restricted stock unit award granted 2/28/22. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:17 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003804 · form4.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,677 F4 · shares: Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target. F3 · price: Not required. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:17 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003804 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,426 F2 · shares: Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target. F3 · price: Not required. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:17 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 4,258 | $20.83 | $88,694.14 |
DisclosureSEC source: 0001127602-22-003804 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,429 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:17 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 3,871 | $20.83 | $80,632.93 |
DisclosureSEC source: 0001127602-22-003804 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,687 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 17:11 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003587 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,386 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 17:11 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,692 | $20.83 | $35,244.36 |
DisclosureSEC source: 0001127602-22-003587 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,558 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 18:11 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028360 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,338 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 18:11 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | SaleCommon Stock | 5,000 | $21.01 | $105,050.00 |
DisclosureSEC source: 0001127602-21-028360 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Umpqua Bank President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,250 F1 · shares: Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 11:48 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014096 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,310 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 11:48 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 741 | $18.34 | $13,589.94 |
DisclosureSEC source: 0001127602-21-014096 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,250 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:57 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,201 | $18.09 | $274,986.09 |
DisclosureSEC source: 0001127602-21-010009 · form4.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,991 F5 · shares: Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:57 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,201 | $18.09 | $274,986.09 |
DisclosureSEC source: 0001127602-21-010009 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,790 F4 · shares: Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:57 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 30,403 | $18.09 | $549,990.27 |
DisclosureSEC source: 0001127602-21-010009 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,589 F3 · shares: Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 12:57 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010009 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,187 F1 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F2 · price: Not required. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 14:38 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,684 | $17.59 | $47,211.56 |
DisclosureSEC source: 0001127602-21-009053 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,186 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 16:51 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,835 | $15.96 | $29,286.60 |
DisclosureSEC source: 0001127602-21-004201 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,870 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 17:41 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 5,623 | $15.24 | $85,694.52 |
DisclosureSEC source: 0001127602-21-004036 · form4.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,705 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 17:41 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004036 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,109 F3 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F4 · price: Not required. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 17:41 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004036 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,328 F2 · shares: Net shares forfeited under the PSA granted 2/2/18 (in accordance with Rule 16b-3(e)) due to the issuer's TSR performance not being met at target. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 17:41 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,040 | $15.24 | $15,849.60 |
DisclosureSEC source: 0001127602-21-004036 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,838 F1 · shares: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 19:20 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014152 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,054 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 19:20 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 507 | $11.04 | $5,597.28 |
DisclosureSEC source: 0001127602-20-014152 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,878 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 15:18 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009343 · form4.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,029 F4 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F5 · price: Not required. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 15:18 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 12,406 | $16.12 | $199,984.72 |
DisclosureSEC source: 0001127602-20-009343 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,385 F3 · shares: Performance share award granted 3/2/20. The award vests approximately three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2020-2022 compared to a Compensation Committee approved group of peers. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 15:18 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 12,406 | $16.12 | $199,984.72 |
DisclosureSEC source: 0001127602-20-009343 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,979 F2 · shares: Performance share award granted 3/2/20. The award vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 15:18 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 24,813 | $16.12 | $399,985.56 |
DisclosureSEC source: 0001127602-20-009343 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,573 F1 · shares: Restricted stock award granted 3/2/20. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:06 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,488 | $16.90 | $42,047.20 |
DisclosureSEC source: 0001127602-20-007982 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,760 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:06 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 165 | $16.90 | $2,788.50 |
DisclosureSEC source: 0001127602-20-007982 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,248 F1 · shares: Additional shares issued under the PSA granted 1/31/17 due to the issuer's ROATCE performance exceeding target. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:21 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-003793 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,083 F2 · shares: Additional shares issued under the PSA granted 1/31/17 due to the issuer's TSR performance exceeding target. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:21 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,692 | $17.33 | $29,322.36 |
DisclosureSEC source: 0001127602-20-003793 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,647 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 17:21 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 2,548 | $16.90 | $43,061.20 |
DisclosureSEC source: 0001127602-20-003793 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,339 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 15:43 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 998 | $17.08 | $17,045.84 |
DisclosureSEC source: 0001127602-20-003480 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,887 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 16:02 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,259 | $16.90 | $21,277.10 |
DisclosureSEC source: 0001127602-20-003127 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,885 F3 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 16:02 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-003127 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 831 F1 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F2 · price: Not required. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 11:32 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | SaleCommon Stock | 200 | $15.32 | $3,063.00 |
DisclosureSEC source: 0001127602-19-027952 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,144 Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 11:32 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | SaleCommon Stock | 5,103 | $15.31 | $78,127.95 |
DisclosureSEC source: 0001127602-19-027952 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,344 Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 15:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015799 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 792 F2 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F3 · price: Not required. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 15:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 522 | $17.87 | $9,328.14 |
DisclosureSEC source: 0001127602-19-015799 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,447 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 17:31 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 993 | $17.90 | $17,774.70 |
DisclosureSEC source: 0001127602-19-005160 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,993 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:01 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 11,731 | $17.90 | $209,984.90 |
DisclosureSEC source: 0001127602-19-004362 · form4.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,986 F4 · shares: PSA granted 2/04/19. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:01 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 11,731 | $17.90 | $209,984.90 |
DisclosureSEC source: 0001127602-19-004362 · form4.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,255 F3 · shares: PSA granted 2/04/19. The grant vests at least three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2019-2021 compared to a Compensation Committee approved group of peers. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:01 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,642 | $17.90 | $279,991.80 |
DisclosureSEC source: 0001127602-19-004362 · form4.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,524 F2 · shares: RSA granted 2/04/19. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:01 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 976 | $17.90 | $17,470.40 |
DisclosureSEC source: 0001127602-19-004362 · form4.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,882 F1 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 04, 2019 Filed Mar 4, 2019 16:36 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 11,731 | $17.90 | $209,984.90 |
DisclosureSEC source: 0001127602-19-009437 · form4a.xml · nonDerivative · entry 4 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,962 F4 · shares: PSA granted 2/04/19. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Read SEC document |
| February 04, 2019 Filed Mar 4, 2019 16:36 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 11,731 | $17.90 | $209,984.90 |
DisclosureSEC source: 0001127602-19-009437 · form4a.xml · nonDerivative · entry 3 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,231 F3 · shares: PSA granted 2/04/19. The grant vests at least three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2019-2021 compared to a Compensation Committee approved group of peers. Read SEC document |
| February 04, 2019 Filed Mar 4, 2019 16:36 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | GrantCommon Stock | 15,642 | $17.90 | $279,991.80 |
DisclosureSEC source: 0001127602-19-009437 · form4a.xml · nonDerivative · entry 2 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,500 F2 · shares: RSA granted 2/04/19. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years Read SEC document |
| February 04, 2019 Filed Mar 4, 2019 16:36 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 0 | $17.90 | $0.00 |
DisclosureSEC source: 0001127602-19-009437 · form4a.xml · nonDerivative · entry 1 Nixon Torran B · CIK 0001689701 · Sr. EVP/Chief Banking Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,858 F1 · shares: Amendent filing to remove shares incorrectly reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.