Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Sr MD Gl Hd Commodities Mkts | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 10,134 |
Ending reported balance
After 2026-09-16 transaction · row 7
6 source rows · reconciled sequenceRow 1 · 2026-05-25 · Other · Disposed 4,629 · Balance 8,683 F1: Reflects a change in the form of beneficial ownership from direct to indirect ownership via transfer to the Reporting Person's revocable living trust. This transaction is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. Row 3 · 2026-09-15 · Grant · Acquired 2,864 · Balance 11,547 F2: Represents a grant of restricted stock under the CME Group Omnibus Stock Plan, vesting in four equal annual installments, subject to continued service. Row 4 · 2026-09-15 · Tax withholding · Disposed 373 · Balance 11,174 F3: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 5 · 2026-09-15 · Tax withholding · Disposed 361 · Balance 10,813 F3: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 6 · 2026-09-15 · Tax withholding · Disposed 320 · Balance 10,493 F3: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 7 · 2026-09-16 · Tax withholding · Disposed 359 · Balance 10,134 F3: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. |
| Common Stock Class ASEC Table I · non-derivative | Indirectby Trust | 15,657 |
Reported balance
After 2026-05-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-25 · Other · Acquired 4,629 · Balance 15,657 F1: Reflects a change in the form of beneficial ownership from direct to indirect ownership via transfer to the Reporting Person's revocable living trust. This transaction is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. |
| Common Stock Class ASEC Table I · non-derivative | Indirectby Spouse | 7,022 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 7,022 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a change in the form of beneficial ownership from direct to indirect ownership via transfer to the Reporting Person's revocable living trust. This transaction is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
F2: Represents a grant of restricted stock under the CME Group Omnibus Stock Plan, vesting in four equal annual installments, subject to continued service.
F3: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2019 Filed Jun 13, 2019 19:45 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000057 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Children Disclosed balance after: 2,253 F2 · ownership.nature: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2019 Filed Jun 13, 2019 19:45 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000057 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,157 F3 · shares: This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2019 Filed Jun 13, 2019 19:45 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000057 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,374 F2 · shares: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2019 Filed Jun 13, 2019 19:45 UTC | CME GROUP INC. CME · Entity 2909 | OtherCommon Stock Class A | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000057 · edgardoc.xml · nonDerivative · entry 8 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,135 F1 · ownership.nature: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust. Read SEC document |
| May 14, 2019 Filed Jun 13, 2019 19:45 UTC | CME GROUP INC. CME · Entity 2909 | OtherCommon Stock Class A | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000057 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,869 F1 · shares: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust. Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:36 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 67 | $170.14 | $11,399.38 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,280 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed May 13, 2019 16:57 UTC Amendment | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 123 | $170.14 | $20,927.22 |
DisclosureSEC source: 0001156375-19-000043 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,280 F2 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 67 shares surrendered to the company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. This amendment is being filed to correctly report the amount as 123. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,461 | $170.14 | $248,574.54 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,347 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,808 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,628 | $170.14 | $276,987.92 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,134 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:36 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000025 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,762 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed May 13, 2019 16:57 UTC Amendment | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,405 | $170.14 | $239,046.70 |
DisclosureSEC source: 0001156375-19-000043 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,403 F1 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 1,461 shares surrendered to the company in order to fulfill tax withholding obligations in connection with receipt of a performance share award. This amendment is being filed to correctly report the amount as 1,405. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 257 | $173.15 | $44,499.55 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 7 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,088 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 514 | $173.15 | $88,999.10 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 6 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,345 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 590 | $173.15 | $102,158.50 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 357 | $173.15 | $61,814.55 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,449 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,806 Read SEC document |
| August 29, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,126 F2 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 02, 2018 Filed Sep 18, 2018 22:12 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 1,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000094 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,654 F1 · kind: This transaction involved a gift of securities from the reporting person to his donor advised fund. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 127 | $165.12 | $20,970.24 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,179 F4 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,989 | $165.66 | $329,497.74 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,306 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,067 | $165.66 | $176,759.22 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,295 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,362 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000037 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,339 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:17 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,400 | $0.00 Strike: $83.88 | $0.00 |
DisclosureSEC source: 0001156375-18-000006 · edgardoc.xml · derivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 2,400 shares Expires 2018-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:17 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,400 | $161.66 | $387,972.00 |
DisclosureSEC source: 0001156375-18-000006 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,753 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:17 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 2,400 | $83.88 | $201,312.00 |
DisclosureSEC source: 0001156375-18-000006 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 12,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 7 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 12,540 F3 · kind: This transaction represented a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 27, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 12,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,934 F3 · kind: This transaction represented a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 26, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | OtherCommon Stock Class A | 10,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 8 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,724 F2 · kind: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust. Read SEC document |
| December 26, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | OtherCommon Stock Class A | 10,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,474 F2 · kind: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust. Read SEC document |
| December 21, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 6 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Children Disclosed balance after: 1,230 F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 21, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,198 F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 20, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Children Disclosed balance after: 1,045 F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 20, 2017 Filed Feb 6, 2018 22:26 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,383 F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 277 | $131.29 | $36,367.33 |
DisclosureSEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,753 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,321 | $131.29 | $173,434.09 |
DisclosureSEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,030 F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:38 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000098 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,351 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,100 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000052 · edgardoc.xml · derivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 2,100 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,100 | $118.24 | $248,298.12 |
DisclosureSEC source: 0001156375-17-000052 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,495 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 2,100 | $110.54 | $232,134.00 |
DisclosureSEC source: 0001156375-17-000052 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 22:07 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,100 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000050 · edgardoc.xml · derivative · entry 5 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock Class A · 2,100 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 22:07 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,100 | $117.86 | $247,505.16 |
DisclosureSEC source: 0001156375-17-000050 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,495 Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 22:07 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 2,100 | $110.54 | $232,134.00 |
DisclosureSEC source: 0001156375-17-000050 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 135 | $124.74 | $16,839.90 |
DisclosureSEC source: 0001156375-17-000033 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,695 F3 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000033 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,830 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,060 | $124.74 | $256,964.40 |
DisclosureSEC source: 0001156375-17-000033 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,166 F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| February 13, 2017 Filed Jun 6, 2017 22:07 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000050 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,026 F1 · shares: On February 13, 2017, the reporting person gifted an aggregate of 200 shares of Class A common stock as a charitable contribution. Read SEC document |
| December 23, 2016 Filed Jan 9, 2017 21:49 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000004 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Indirect · by Children Disclosed balance after: 675 Read SEC document |
| December 23, 2016 Filed Jan 9, 2017 21:49 UTC | CME GROUP INC. CME · Entity 2909 | GiftCommon Stock Class A | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000004 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Comm &Options Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,226 F1 · shares: This transaction involved a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.