Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Chief Information Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 25,037 |
Ending reported balance
After 2026-09-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-09-15 · Grant · Acquired 2,864 · Balance 26,450 F1: Represents a grant of restricted stock under the CME Group Omnibus Stock Plan, vesting in four equal annual installments, subject to continued service. Row 2 · 2026-09-15 · Tax withholding · Disposed 373 · Balance 26,077 F2: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 3 · 2026-09-15 · Tax withholding · Disposed 361 · Balance 25,716 F2: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 4 · 2026-09-15 · Tax withholding · Disposed 320 · Balance 25,396 F2: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. Row 5 · 2026-09-16 · Tax withholding · Disposed 359 · Balance 25,037 F2: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock under the CME Group Omnibus Stock Plan, vesting in four equal annual installments, subject to continued service.
F2: Represents shares surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 428 | $205.80 | $88,082.40 |
DisclosureSEC source: 0001156375-19-000096 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,276 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 502 | $205.80 | $103,311.60 |
DisclosureSEC source: 0001156375-19-000096 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,704 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 580 | $205.80 | $119,364.00 |
DisclosureSEC source: 0001156375-19-000096 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,206 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 14, 2019 Filed Sep 17, 2019 22:29 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 396 | $205.80 | $81,496.80 |
DisclosureSEC source: 0001156375-19-000096 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,786 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2019. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 17:01 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,990 | $202.38 | $402,736.20 |
DisclosureSEC source: 0001156375-19-000088 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,182 Read SEC document |
| March 16, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 152 | $170.14 | $25,861.28 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. Read SEC document |
| March 16, 2019 Filed May 13, 2019 16:57 UTC Amendment | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 277 | $170.14 | $47,128.78 |
DisclosureSEC source: 0001156375-19-000042 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 F2 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 152 shares surrendered to the company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19. This amendment is being filed to correctly report the amount as 277. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,814 | $170.14 | $308,633.96 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,324 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,138 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,977 | $170.14 | $336,366.78 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,676 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:34 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,653 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed May 13, 2019 16:57 UTC Amendment | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,689 | $170.14 | $287,366.46 |
DisclosureSEC source: 0001156375-19-000042 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,449 F1 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 1,814 shares surrendered to the company in order to fulfill tax withholding obligations in connection with receipt of a performance share award. This amendment is being filed to correctly report the amount as 1,689. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 225 | $173.15 | $38,958.75 |
DisclosureSEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,191 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 514 | $173.15 | $88,999.10 |
DisclosureSEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,416 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 590 | $173.15 | $102,158.50 |
DisclosureSEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,930 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 433 | $173.15 | $74,973.95 |
DisclosureSEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,520 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:13 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000095 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 287 | $165.12 | $47,389.44 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,273 F4 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 431 | $165.66 | $71,399.46 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,560 F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:30 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,226 | $165.66 | $368,759.16 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,991 F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:30 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 1,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,217 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:30 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,750 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 17:28 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,600 | $139.57 | $362,882.00 |
DisclosureSEC source: 0001156375-17-000112 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,301 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 276 | $131.29 | $36,236.04 |
DisclosureSEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,901 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,369 | $131.29 | $179,736.01 |
DisclosureSEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,177 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000091 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,546 Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 750 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 19 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 750 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 550 | $0.00 Strike: $97.21 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 18 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 550 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,975 | $0.00 Strike: $83.88 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 17 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 1,975 shares Expires 2018-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,360 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 16 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 3,360 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 890 | $0.00 Strike: $54.30 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 15 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 890 shares Expires 2020-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 140 | $0.00 Strike: $54.23 | $0.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · derivative · entry 14 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 140 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,975 | $117.85 | $232,753.75 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 13 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 1,975 | $83.88 | $165,663.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 12 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,360 | $117.85 | $395,963.57 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 11 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 3,360 | $54.37 | $182,683.20 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 10 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 750 | $117.85 | $88,384.73 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 9 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 750 | $110.54 | $82,905.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 8 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 550 | $117.85 | $64,815.47 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 7 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 550 | $97.21 | $53,465.50 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 6 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 140 | $117.85 | $16,498.48 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 5 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 140 | $54.23 | $7,592.20 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 890 | $117.85 | $104,883.21 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F3 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 890 | $54.30 | $48,327.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:19 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 2,600 | $117.84 | $306,384.00 |
DisclosureSEC source: 0001156375-17-000047 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F2 · price: On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 188 | $124.74 | $23,451.12 |
DisclosureSEC source: 0001156375-17-000026 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,290 F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 1,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000026 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,478 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 586 | $124.74 | $73,097.64 |
DisclosureSEC source: 0001156375-17-000026 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,594 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:20 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 275 | $109.65 | $30,153.75 |
DisclosureSEC source: 0001156375-16-000227 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,180 F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 19:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 729 | $109.28 | $79,665.12 |
DisclosureSEC source: 0001156375-16-000215 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.