Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Summit Midstream CorpSMC · Entity 5504 | Chairman, President and CEO | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Summit Midstream Corp
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 354,350 |
Ending reported balance
After 2026-03-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-03-13 · Exercise / conversion · Acquired 58,049 · Balance 348,757 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 2 · 2026-03-13 · Tax withholding · Disposed 22,239 · Balance 326,518 F2: Common stocks being withheld to pay tax liability. Row 3 · 2026-03-13 · Exercise / conversion · Acquired 15,875 · Balance 342,393 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 4 · 2026-03-13 · Tax withholding · Disposed 6,247 · Balance 336,146 F2: Common stocks being withheld to pay tax liability. Row 5 · 2026-03-13 · Exercise / conversion · Acquired 30,015 · Balance 366,161 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 6 · 2026-03-13 · Tax withholding · Disposed 11,811 · Balance 354,350 F2: Common stocks being withheld to pay tax liability. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 225,507 |
Reported balance
After 2026-03-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-13 · Exercise / conversion · Disposed 58,049 · Balance 225,507 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 209,632 |
Reported balance
After 2026-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-13 · Exercise / conversion · Disposed 15,875 · Balance 209,632 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 179,617 |
Reported balance
After 2026-03-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-03-13 · Exercise / conversion · Disposed 30,015 · Balance 179,617 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 239,424 |
Reported balance
After 2026-03-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-03-16 · Grant · Acquired 59,807 · Balance 239,424 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 297,251 |
Reported balance
After 2026-03-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-03-16 · Grant · Acquired 59,807 · Balance 297,251 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each corporation restricted stock unit is the economic equivalent of one common stock.
F2: Common stocks being withheld to pay tax liability.
F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.
F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Crestwood Equity Partners LP
Report date April 15, 2019 · Filed April 17, 2019
Section 16 reporting ended · disclosed 2019-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 249,572 |
Ending reported balance
After 2019-04-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-04-15 · Grant · Acquired 32,246 · Balance 335,918 F1: Performance units that do not constitute derivative securities granted under the Crestwood Equity Partners LP 2018 Long Term Incentive Plan and settled in connection with the Service Provider's separation from service. If the Service Provider's employment is terminated by the Employer without Cause (as defined in the Plan) after the Date of Grant and there are twelve months or more left prior to the end of the Restriction Period, the Performance Units credited to the Service Provider's Performance Unit Account that have not vested will vest on the date of the Service Provider's termination of employment based on a payout multiplier of one hundred percent (100%). Row 2 · 2019-04-15 · Tax withholding · Disposed 12,690 · Balance 323,228 F2: Represents withholding with respect to performance units. Row 3 · 2019-04-15 · Tax withholding · Disposed 73,656 · Balance 249,572 F3: Represents withholding with respect to numerous previously granted awards of restricted units. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance units that do not constitute derivative securities granted under the Crestwood Equity Partners LP 2018 Long Term Incentive Plan and settled in connection with the Service Provider's separation from service. If the Service Provider's employment is terminated by the Employer without Cause (as defined in the Plan) after the Date of Grant and there are twelve months or more left prior to the end of the Restriction Period, the Performance Units credited to the Service Provider's Performance Unit Account that have not vested will vest on the date of the Service Provider's termination of employment based on a payout multiplier of one hundred percent (100%).
F2: Represents withholding with respect to performance units.
F3: Represents withholding with respect to numerous previously granted awards of restricted units.
Summit Midstream Partners, LP
Report date August 01, 2024 · Filed August 02, 2024
Section 16 reporting ended · disclosed 2024-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 1
1 source rowRow 1 · 2024-08-01 · Disposition to issuer · Disposed 288,006 · Balance 0 F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-01 · Disposition to issuer · Disposed 327,759 · Balance 0 F3: Each phantom unit is the economic equivalent of one common unit. F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.
F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates.
F3: Each phantom unit is the economic equivalent of one common unit.
F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 11,811 | $18.45 | $217,912.95 |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 10 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,006 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 30,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 9 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 7,656 | $18.45 | $141,253.20 |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 8 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,802 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 19,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 7 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 29,218 | $18.45 | $539,072.10 |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 6 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,002 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 77,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 5 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 4,367 | $18.45 | $80,571.15 |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 4 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,240 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 17,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 6,077 | $18.45 | $112,120.65 |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,673 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:17 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. 3. Common units being withheld to pay tax liability. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 08:54 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 65,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000020 · wk-form4_1705931680.xml · derivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,509 Underlying: Common Units · 65,509 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2024 through December 31, 2026, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2027. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 498,144 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 08:54 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 98,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000020 · wk-form4_1705931680.xml · derivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,263 Underlying: Common Units · 98,263 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the January 18, 2024 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 25,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 20 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,973 Underlying: Common Units · 25,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F12 · derivative.exercise_date: Twenty percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2023 and sixty percent and twenty percent of the phantom unites shall respectively vest on the second and third anniversaries of the March 15, 2022, the reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F13 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 334,372 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 19,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 19 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,456 Underlying: Common Units · 19,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F11 · derivative.exercise_date: One-half of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2023, and the other half shall vest on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 6,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 18 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F10 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units) vested on March 15, 2023, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, if applicable, providing for payment on the vesting date of a lump sum of cash equal to any accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 17,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 17 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,868 Underlying: Common Units · 17,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F9 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2022 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 16 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 36,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 15 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 36,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F7 · derivative.exercise_date: The final one-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2023, on the third anniversary of the March 15, 2020 reference date. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 60,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 14 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,030 Underlying: Common Units · 60,030 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2023 through December 31, 2025, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2026. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 90,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 13 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,045 Underlying: Common Units · 90,045 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 15, 2023 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 10,229 | $16.00 | $163,664.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 12 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,750 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 25,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 11 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 7,656 | $16.00 | $122,496.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 10 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,986 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 19,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 9 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,580 | $16.00 | $41,280.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 8 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,186 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 6,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 7 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 7,058 | $16.00 | $112,928.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 6 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,210 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 17,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 5 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 9,838 | $16.00 | $157,408.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 4 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,334 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 14,282 | $16.00 | $228,512.00 |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,172 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 36,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:38 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 129,966 | $18.99 | $2,468,509.22 |
DisclosureSEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,966 Underlying: Common Units · 129,966 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan"). F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. F8 · derivative.exercise_date: Twenty percent, sixty percent and twenty percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall respectively vest on the first, second and third anniversaries of March 15, 2022, the Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected. F9 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 315,530 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:38 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 38,912 | $18.99 | $739,075.07 |
DisclosureSEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,912 Underlying: Common Units · 38,912 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan"). F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. F7 · derivative.exercise_date: One-half of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on March 15, 2023, and the other half shall vest on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:38 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 6,556 | $18.99 | $124,521.39 |
DisclosureSEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,556 Underlying: Common Units · 6,556 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan"). F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. F3 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units) shall vest on March 15, 2023, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received Distribution Equivalent Rights ("DERs") for each phantom unit, if applicable, providing for payment on the vesting date of a lump sum of cash equal to any accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 11:58 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 17,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050678 · doc4.xml · derivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 17,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on September 16, 2022, on the third anniversary of the September 16, 2019 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F6 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 140,096 phantom units. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 11:58 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 6,753 | $15.79 | $106,629.87 |
DisclosureSEC source: 0001209191-22-050678 · doc4.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,160 F3 · shares: Common Units being withheld to pay tax liability. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 11:58 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 17,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-050678 · doc4.xml · nonDerivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 7 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F9 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2022, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 36,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 6 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,294 Underlying: Common Units · 36,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2022, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2020 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F3 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 9,838 | $14.83 | $145,897.54 |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 4 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,753 F4 · shares: Common Units being withheld to pay tax liability. F2 · balance_after: Total includes all outstanding common units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: Total includes all outstanding common units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 14,282 | $14.83 | $211,802.06 |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,591 F4 · shares: Common Units being withheld to pay tax liability. F2 · balance_after: Total includes all outstanding common units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 36,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: Total includes all outstanding common units. F3 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:25 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 53,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 5 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,802 Underlying: Common Units · 53,802 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F5 · derivative.exercise_date: One-third of the phantom units shall vest on each of the first, second and third anniversaries of the March 15, 2022 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive Distribution Equivalent Rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 08:00 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 17,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056801 · doc4.xml · derivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,160 Underlying: Common Units · 17,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on September 16, 2021, with the final one-third of the phantom units subject to vesting on the third anniversary of the September 16, 2019 grant date, subject to continued employment. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. F6 · balance_after: Total excludes phantom units from other tranches with different vesting and expiration dates. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 08:00 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 6,753 | $37.14 | $250,806.42 |
DisclosureSEC source: 0001209191-21-056801 · doc4.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,407 F3 · shares: Common Units being withheld to pay tax liability. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 08:00 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 17,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056801 · doc4.xml · nonDerivative · entry 1 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 14:42 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 36,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021275 · doc4.xml · derivative · entry 3 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,588 Underlying: Common Units · 36,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F3 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2021, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2020 reference date, subject to continued employment. The Reporting Person received Distribution Equivalent Rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the reference date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: Total excludes phantom units from other tranches with different vesting and expiration dates. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 14:42 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 14,282 | $29.00 | $414,178.00 |
DisclosureSEC source: 0001209191-21-021275 · doc4.xml · nonDerivative · entry 2 Deneke J Heath · CIK 0001555671 · Director · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,012 F2 · shares: Common Units being withheld to pay tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.