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person · Reporting owner

Deneke J Heath

Disclosed activity across 3 companies

Tapewire entity
60090
SEC CIK
0001555671

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Summit Midstream CorpSMC · Entity 5504Chairman, President and CEOMarch 13, 2026March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Summit Midstream Corp

Report date March 13, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect354,350 Ending reported balance After 2026-03-13 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-03-13 · Exercise / conversion · Acquired 58,049 · Balance 348,757

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

Row 2 · 2026-03-13 · Tax withholding · Disposed 22,239 · Balance 326,518

F2: Common stocks being withheld to pay tax liability.

Row 3 · 2026-03-13 · Exercise / conversion · Acquired 15,875 · Balance 342,393

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

Row 4 · 2026-03-13 · Tax withholding · Disposed 6,247 · Balance 336,146

F2: Common stocks being withheld to pay tax liability.

Row 5 · 2026-03-13 · Exercise / conversion · Acquired 30,015 · Balance 366,161

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

Row 6 · 2026-03-13 · Tax withholding · Disposed 11,811 · Balance 354,350

F2: Common stocks being withheld to pay tax liability.

Corporation Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect225,507 Reported balance After 2026-03-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-13 · Exercise / conversion · Disposed 58,049 · Balance 225,507

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Corporation Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect209,632 Reported balance After 2026-03-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-13 · Exercise / conversion · Disposed 15,875 · Balance 209,632

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Corporation Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect179,617 Reported balance After 2026-03-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-03-13 · Exercise / conversion · Disposed 30,015 · Balance 179,617

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Corporation Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect239,424 Reported balance After 2026-03-16 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-03-16 · Grant · Acquired 59,807 · Balance 239,424

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Corporation Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect297,251 Reported balance After 2026-03-16 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-03-16 · Grant · Acquired 59,807 · Balance 297,251

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award.

Filing footnotes · ownership attribution and instrument terms

F1: Each corporation restricted stock unit is the economic equivalent of one common stock.

F2: Common stocks being withheld to pay tax liability.

F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.

F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Crestwood Equity Partners LP

Report date April 15, 2019 · Filed April 17, 2019

Section 16 reporting ended · disclosed 2019-04-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect249,572 Ending reported balance After 2019-04-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-04-15 · Grant · Acquired 32,246 · Balance 335,918

F1: Performance units that do not constitute derivative securities granted under the Crestwood Equity Partners LP 2018 Long Term Incentive Plan and settled in connection with the Service Provider's separation from service. If the Service Provider's employment is terminated by the Employer without Cause (as defined in the Plan) after the Date of Grant and there are twelve months or more left prior to the end of the Restriction Period, the Performance Units credited to the Service Provider's Performance Unit Account that have not vested will vest on the date of the Service Provider's termination of employment based on a payout multiplier of one hundred percent (100%).

Row 2 · 2019-04-15 · Tax withholding · Disposed 12,690 · Balance 323,228

F2: Represents withholding with respect to performance units.

Row 3 · 2019-04-15 · Tax withholding · Disposed 73,656 · Balance 249,572

F3: Represents withholding with respect to numerous previously granted awards of restricted units.

Filing footnotes · ownership attribution and instrument terms

F1: Performance units that do not constitute derivative securities granted under the Crestwood Equity Partners LP 2018 Long Term Incentive Plan and settled in connection with the Service Provider's separation from service. If the Service Provider's employment is terminated by the Employer without Cause (as defined in the Plan) after the Date of Grant and there are twelve months or more left prior to the end of the Restriction Period, the Performance Units credited to the Service Provider's Performance Unit Account that have not vested will vest on the date of the Service Provider's termination of employment based on a payout multiplier of one hundred percent (100%).

F2: Represents withholding with respect to performance units.

F3: Represents withholding with respect to numerous previously granted awards of restricted units.

Summit Midstream Partners, LP

Report date August 01, 2024 · Filed August 02, 2024

Section 16 reporting ended · disclosed 2024-08-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2024-08-01 transaction · row 1
1 source row

Row 1 · 2024-08-01 · Disposition to issuer · Disposed 288,006 · Balance 0

F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates.

Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-08-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-08-01 · Disposition to issuer · Disposed 327,759 · Balance 0

F3: Each phantom unit is the economic equivalent of one common unit.

F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.

F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

F2: After the Effective Time, the Reporting Person holds an aggregate 0 phantom units. This total includes phantom units from other tranches with different vesting dates.

F3: Each phantom unit is the economic equivalent of one common unit.

F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 11,811 $18.45 $217,912.95
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 10

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,006

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 30,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 9

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 7,656 $18.45 $141,253.20
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 8

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,802

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 19,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 7

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 29,218 $18.45 $539,072.10
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 6

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,002

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 77,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 5

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 4,367 $18.45 $80,571.15
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 4

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,240

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 17,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 6,077 $18.45 $112,120.65
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,673

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001549922-24-000034 · wk-form4_1710893822.xml · nonDerivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. 3. Common units being withheld to pay tax liability.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 08:54 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 65,509 $0.00 $0.00
Disclosure

SEC source: 0001549922-24-000020 · wk-form4_1705931680.xml · derivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,509

Underlying: Common Units · 65,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F4 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2024 through December 31, 2026, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2027. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 498,144 phantom units. This total includes phantom units from other tranches with different vesting dates.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 08:54 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 98,263 $0.00 $0.00
Disclosure

SEC source: 0001549922-24-000020 · wk-form4_1705931680.xml · derivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,263

Underlying: Common Units · 98,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F2 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the January 18, 2024 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 25,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 20

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,973

Underlying: Common Units · 25,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F12 · derivative.exercise_date: Twenty percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2023 and sixty percent and twenty percent of the phantom unites shall respectively vest on the second and third anniversaries of the March 15, 2022, the reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F13 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 334,372 phantom units. This total includes phantom units from other tranches with different vesting dates.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 19,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 19

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,456

Underlying: Common Units · 19,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F11 · derivative.exercise_date: One-half of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2023, and the other half shall vest on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 6,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 18

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 6,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F10 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units) vested on March 15, 2023, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, if applicable, providing for payment on the vesting date of a lump sum of cash equal to any accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 17,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 17

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,868

Underlying: Common Units · 17,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F9 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2022 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 16

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Units · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 36,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 15

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 36,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F7 · derivative.exercise_date: The final one-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2023, on the third anniversary of the March 15, 2020 reference date. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 60,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 14

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,030

Underlying: Common Units · 60,030 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F6 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2023 through December 31, 2025, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2026. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 90,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · derivative · entry 13

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,045

Underlying: Common Units · 90,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F4 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 15, 2023 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 10,229 $16.00 $163,664.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 12

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,750

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 25,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 11

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 7,656 $16.00 $122,496.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 10

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,986

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 19,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 9

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 2,580 $16.00 $41,280.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 8

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,186

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 6,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 7

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 7,058 $16.00 $112,928.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 6

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,210

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 17,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 5

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 9,838 $16.00 $157,408.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 4

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,334

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 14,282 $16.00 $228,512.00
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,172

F3 · shares: Common units being withheld to pay tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 36,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-019931 · doc4.xml · nonDerivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:38 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 129,966 $18.99 $2,468,509.22
Disclosure

SEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,966

Underlying: Common Units · 129,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan").

F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant.

F8 · derivative.exercise_date: Twenty percent, sixty percent and twenty percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall respectively vest on the first, second and third anniversaries of March 15, 2022, the Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected.

F9 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 315,530 phantom units. This total includes phantom units from other tranches with different vesting dates.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:38 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 38,912 $18.99 $739,075.07
Disclosure

SEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,912

Underlying: Common Units · 38,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan").

F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant.

F7 · derivative.exercise_date: One-half of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on March 15, 2023, and the other half shall vest on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:38 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 6,556 $18.99 $124,521.39
Disclosure

SEC source: 0001209191-22-060945 · doc4.xml · derivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,556

Underlying: Common Units · 6,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan").

F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant.

F3 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units) shall vest on March 15, 2023, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received Distribution Equivalent Rights ("DERs") for each phantom unit, if applicable, providing for payment on the vesting date of a lump sum of cash equal to any accrued distributions from and after the grant date of the phantom units.

F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 11:58 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 17,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050678 · doc4.xml · derivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 17,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F4 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on September 16, 2022, on the third anniversary of the September 16, 2019 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F6 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 140,096 phantom units.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 11:58 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 6,753 $15.79 $106,629.87
Disclosure

SEC source: 0001209191-22-050678 · doc4.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,160

F3 · shares: Common Units being withheld to pay tax liability.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 11:58 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 17,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050678 · doc4.xml · nonDerivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 7

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Units · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F9 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2022, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 36,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 6

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,294

Underlying: Common Units · 36,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2022, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2020 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F3 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 9,838 $14.83 $145,897.54
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 4

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,753

F4 · shares: Common Units being withheld to pay tax liability.

F2 · balance_after: Total includes all outstanding common units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: Total includes all outstanding common units.

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March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 14,282 $14.83 $211,802.06
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,591

F4 · shares: Common Units being withheld to pay tax liability.

F2 · balance_after: Total includes all outstanding common units.

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March 15, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 36,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · nonDerivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: Total includes all outstanding common units.

F3 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

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March 14, 2022 Filed Mar 16, 2022 21:25 UTC Summit Midstream Partners, LP SMLP · Entity 88532 GrantPhantom Units · Derivative 53,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019367 · doc4.xml · derivative · entry 5

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,802

Underlying: Common Units · 53,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F5 · derivative.exercise_date: One-third of the phantom units shall vest on each of the first, second and third anniversaries of the March 15, 2022 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive Distribution Equivalent Rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F6 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F7 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 157,256 phantom units.

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September 16, 2021 Filed Sep 20, 2021 08:00 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 17,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056801 · doc4.xml · derivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

Underlying: Common Units · 17,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on September 16, 2021, with the final one-third of the phantom units subject to vesting on the third anniversary of the September 16, 2019 grant date, subject to continued employment. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.

F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

F6 · balance_after: Total excludes phantom units from other tranches with different vesting and expiration dates.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 08:00 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 6,753 $37.14 $250,806.42
Disclosure

SEC source: 0001209191-21-056801 · doc4.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,407

F3 · shares: Common Units being withheld to pay tax liability.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 08:00 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionCommon Units 17,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056801 · doc4.xml · nonDerivative · entry 1

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit is the economic equivalent of one common unit.

F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:42 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Exercise / conversionPhantom Units · Derivative 36,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021275 · doc4.xml · derivative · entry 3

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,588

Underlying: Common Units · 36,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F3 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2021, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2020 reference date, subject to continued employment. The Reporting Person received Distribution Equivalent Rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the reference date of the phantom units.

F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.

F5 · balance_after: Total excludes phantom units from other tranches with different vesting and expiration dates.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 14:42 UTC Summit Midstream Partners, LP SMLP · Entity 88532 Tax withholdingCommon Units 14,282 $29.00 $414,178.00
Disclosure

SEC source: 0001209191-21-021275 · doc4.xml · nonDerivative · entry 2

Deneke J Heath · CIK 0001555671 · Director · See remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,012

F2 · shares: Common Units being withheld to pay tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.