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Roberts Johanna

Disclosed activity across 1 company

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59990
SEC CIK
0001751980

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Penumbra IncPEN · Entity 3430EVP, Gen. Counsel & SecretaryMarch 15, 2026March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penumbra Inc

Report date March 15, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,298 Reported balance After 2026-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298

F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2: A portion of these shares is subject to vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2: A portion of these shares is subject to vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 46 $252.87 $11,632.02
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,243

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $252.43 to $253.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 270 $251.84 $67,996.80
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,289

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $251.38 to $252.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 81 $251.16 $20,343.96
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,559

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $250.61 to $251.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 7 $249.91 $1,749.37
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,640

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $249.54 to $250.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2 $249.27 $498.54
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,647

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $249.24 to $249.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 19:54 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 8 $247.61 $1,980.88
Disclosure

SEC source: 0001751980-25-000015 · wk-form4_1751586855.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,649

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $247.37 to $248.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:04 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 1,943 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001751980-25-000013 · wk-form4_1751069059.xml · derivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,943 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:04 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 1,943 $22.04 $42,823.72
Disclosure

SEC source: 0001751980-25-000013 · wk-form4_1751069059.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3 $266.94 $800.82
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 11

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,714

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3 $265.75 $797.25
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,717

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3 $265.09 $795.27
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,720

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6 $263.15 $1,578.90
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,723

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $262.86 to $263.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 9 $262.11 $2,358.99
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,729

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $261.96 to $262.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3 $260.74 $782.22
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,738

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 10 $260.03 $2,600.30
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,741

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $259.60 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 174 $258.94 $45,055.56
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,751

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $258.58 to $259.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 172 $258.06 $44,386.32
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,925

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $257.59 to $258.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 163 $257.18 $41,920.34
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,097

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $256.59 to $257.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 54 $256.06 $13,827.24
Disclosure

SEC source: 0001751980-25-000011 · wk-form4_1749079835.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,260

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $255.58 to $256.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 55 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · derivative · entry 11

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,943

Underlying: Common Stock · 55 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 303 $300.94 $91,184.82
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,314

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $300.66 to $301.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 43 $299.70 $12,887.10
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,617

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $299.46 to $300.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 92 $298.90 $27,498.80
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,660

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $298.49 to $299.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 173 $297.97 $51,548.81
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,752

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $297.48 to $298.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 187 $296.87 $55,514.69
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,925

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $296.46 to $297.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 33 $296.01 $9,768.33
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,112

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $295.58 to $296.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 36 $294.92 $10,617.12
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,145

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $294.62 to $295.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 12 $293.99 $3,527.88
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,181

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $293.50 to $294.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 21 $292.86 $6,150.06
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,193

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $292.46 to $293.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 12, 2025 Filed May 14, 2025 19:53 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 55 $22.04 $1,212.20
Disclosure

SEC source: 0001751980-25-000009 · wk-form4_1747266801.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 19:55 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001751980-25-000006 · wk-form4_1745625339.xml · derivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,998

Underlying: Common Stock · 600 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 19:55 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 600 $300.01 $180,006.00
Disclosure

SEC source: 0001751980-25-000006 · wk-form4_1745625339.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,159

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $300.00 to $300.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 24, 2025 Filed Apr 25, 2025 19:55 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 600 $22.04 $13,224.00
Disclosure

SEC source: 0001751980-25-000006 · wk-form4_1745625339.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 15, 2025 Filed Apr 17, 2025 19:31 UTC Penumbra Inc PEN · Entity 3430 Tax withholdingCommon Stock 194 $272.26 $52,818.44
Disclosure

SEC source: 0001751980-25-000004 · wk-form4_1744932693.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,159

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

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April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · derivative · entry 11

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,598

Underlying: Common Stock · 600 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

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April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 96 $271.75 $26,088.00
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,353

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $271.66 to $271.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 20 $270.68 $5,413.60
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,449

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $270.49 to $270.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 177 $269.94 $47,779.38
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,469

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $269.47 to $270.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 126 $268.96 $33,888.96
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,646

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $268.48 to $269.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 54 $268.04 $14,474.16
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,772

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $267.48 to $268.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 70 $267.08 $18,695.60
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,826

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $266.53 to $267.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 36 $265.78 $9,568.08
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,896

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $265.45 to $266.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 15 $265.05 $3,975.75
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,932

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $264.60 to $265.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6 $263.77 $1,582.62
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,947

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $263.44 to $264.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 600 $22.04 $13,224.00
Disclosure

SEC source: 0001321732-25-000063 · wk-form4_1743636828.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:34 UTC Penumbra Inc PEN · Entity 3430 Tax withholdingCommon Stock 186 $272.62 $50,707.32
Disclosure

SEC source: 0001321732-25-000053 · wk-form4_1742340875.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,353

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:37 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-25-000046 · wk-form4_1741221413.xml · derivative · entry 11

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,198

Underlying: Common Stock · 600 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:37 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 48 $291.38 $13,986.24
Disclosure

SEC source: 0001321732-25-000046 · wk-form4_1741221413.xml · nonDerivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,539

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $291.01 to $291.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:37 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 32 $290.41 $9,293.12
Disclosure

SEC source: 0001321732-25-000046 · wk-form4_1741221413.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,587

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $290.23 to $290.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 19:37 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 160 $289.54 $46,326.40
Disclosure

SEC source: 0001321732-25-000046 · wk-form4_1741221413.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,619

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $289.06 to $289.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.