Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Chief Product Officer | February 14, 2020 | February 19, 2020 |
| HARMONIC INC.HLIT · Entity 4789 | Director | March 16, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date February 14, 2020 · Filed February 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,700 |
Ending reported balance
After 2020-02-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-14 · Purchase · Acquired 13,500 · Balance 23,200 Row 2 · 2020-02-18 · Purchase · Acquired 6,500 · Balance 29,700 |
HARMONIC INC.
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 18,756 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Grant · Acquired 18,756 · Balance 18,756 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARRIS International plc
Report date April 04, 2019 · Filed April 09, 2019
Section 16 reporting ended · disclosed 2019-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 1
1 source rowRow 1 · 2019-04-04 · Disposition to issuer · Disposed 23,160 · Balance 0 F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-04 · Disposition to issuer · Disposed 18,725 · Balance 0 F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-04 · Disposition to issuer · Disposed 33,870 · Balance 0 F4: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units. F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 4,934 |
Reported balance
After 2019-04-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-04 · Disposition to issuer · Disposed 6,031 · Balance 4,934 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-07-07 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-04 · Disposition to issuer · Disposed 4,934 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 4,213 |
Reported balance
After 2019-04-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-04-04 · Disposition to issuer · Disposed 5,150 · Balance 4,213 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-29 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-04-04 · Disposition to issuer · Disposed 4,213 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 7,621 |
Reported balance
After 2019-04-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-04-04 · Disposition to issuer · Disposed 9,314 · Balance 7,621 F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-30 | Direct | 0 |
Reported balance
After 2019-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-04-04 · Disposition to issuer · Disposed 7,621 · Balance 0 F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.
F2: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
F3: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
F4: At the Effective Time, this performance-based restricted stock unit grant, which provided for vesting between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period, was deemed to have satisfied its performance-based vesting conditions at a level that results in performance vesting at 150% of the target level, and was cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of Ordinary Shares subject to such performance-based restricted stock units.
F5: At the Effective Time, 55% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.
F6: At the Effective Time, 45% of the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting in four equal annual installments beginning one year from the date of grant, were assumed and converted into restricted stock units denominated in shares of CommScope Common Stock equal to (i) the number of restricted stock units being so converted multiplied by (ii) an exchange ratio, (A) the numerator of which is $31.75 and (B) the denominator of which is the volume-weighted average price per share of CommScope's Common Stock for the 20 trading days prior to the Effective Time of $22.0581, but otherwise remained subject to the original terms and vesting schedule associated with such assumed restricted stock unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2018 Filed Apr 3, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000516 · form4-04022018_090418.xml · nonDerivative · entry 2 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000516 · form4-04022018_090418.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| March 27, 2018 Filed Mar 30, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 140327 · Derivative | 1,278 | $27.25 Strike: $0.00 | $34,825.50 |
DisclosureSEC source: 0001415889-18-000458 · form4-03292018_090314.xml · derivative · entry 3 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,278 shares Expires not disclosed F4 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 27, 2018 Filed Mar 30, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 140327 · Derivative | 2,347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000458 · form4-03292018_090314.xml · derivative · entry 2 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278 Underlying: Ordinary Shares · 6,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 27, 2018 Filed Mar 30, 2018 01:00 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-000458 · form4-03292018_090314.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| October 31, 2017 Filed Nov 14, 2017 15:30 UTC | ARRIS International plc ARRS · Entity 158436 | OtherOrdinary Shares | 56 | $22.09 | $1,237.04 |
DisclosureSEC source: 0001415889-17-001781 · form4-11142017_071126.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,334 F1 · shares: Shares acquired through the ARRIS International plc ESPP. Read SEC document |
| July 07, 2017 Filed Jul 12, 2017 00:30 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 160707 · Derivative | 2,097 | $27.46 Strike: $0.00 | $57,583.62 |
DisclosureSEC source: 0001415889-17-001168 · form4-07112017_080712.xml · derivative · entry 4 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,448 Underlying: Ordinary Shares · 18,545 shares Expires not disclosed F3 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F5 · shares: Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| July 07, 2017 Filed Jul 12, 2017 00:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 160707 · Derivative | 3,385 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001168 · form4-07112017_080712.xml · derivative · entry 3 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,545 Underlying: Ordinary Shares · 21,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F2 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| July 07, 2017 Filed Jul 12, 2017 00:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 3,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001168 · form4-07112017_080712.xml · nonDerivative · entry 2 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Read SEC document |
| April 28, 2017 Filed Jul 12, 2017 00:30 UTC | ARRIS International plc ARRS · Entity 158436 | OtherOrdinary Shares | 847 | $22.09 | $18,710.23 |
DisclosureSEC source: 0001415889-17-001168 · form4-07112017_080712.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,893 F1 · shares: Shares acquired through the ARRIS International plc ESPP. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 150330 · Derivative | 2,256 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 8 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 Underlying: Ordinary Shares · 9,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 150330 · Derivative | 1,184 | $26.42 Strike: $0.00 | $31,281.28 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 7 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,136 Underlying: Ordinary Shares · 10,320 shares Expires not disclosed F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F3 · shares: Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 2,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · nonDerivative · entry 2 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | GrantRestricted Shares (P) 170329 · Derivative | 37,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 6 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,450 Underlying: Ordinary Shares · 37,450 shares Expires not disclosed F5 · security: Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | GrantRestricted Shares (T) 170329 · Derivative | 18,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 5 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,725 Underlying: Ordinary Shares · 18,725 shares Expires not disclosed F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 130329 · Derivative | 2,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 4 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 130329 · Derivative | 1,252 | $26.70 Strike: $0.00 | $33,428.40 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · derivative · entry 3 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 Underlying: Ordinary Shares · 3,640 shares Expires not disclosed F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F3 · shares: Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000536 · form4-03312017_020337.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:43 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionRestricted Shares (T) 140327 · Derivative | 2,402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000505 · form4-03292017_020321.xml · derivative · entry 3 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Underlying: Ordinary Shares · 6,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:43 UTC | ARRIS International plc ARRS · Entity 158436 | Tax withholdingRestricted Shares (T) 140327 · Derivative | 1,223 | $26.62 Strike: $0.00 | $32,556.26 |
DisclosureSEC source: 0001415889-17-000505 · form4-03292017_020321.xml · derivative · entry 2 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027 Underlying: Ordinary Shares · 7,250 shares Expires not disclosed F2 · security: Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. F3 · shares: Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units. F4 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:43 UTC | ARRIS International plc ARRS · Entity 158436 | Exercise / conversionOrdinary Shares | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-000505 · form4-03292017_020321.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · PRESIDENT, NETWORK AND CLOUD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vested portion of a restricted stock unit grant converting to common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.