Cervantes de Burgreen Maria

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,041

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,785

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,613

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,496

F1 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested February 29, 2024 from performance restricted stock units as reported on a Form 4 filed March 4, 2024 and released March 8, 2024.

F2 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,770 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000002 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,048

F4 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2023.

F5 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,741 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000002 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,548

F3 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,741 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000002 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,381

F2 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2021.

F5 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,741 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,048

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2020.

F5 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,741 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 16

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 15

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 12,500 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 12,500 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 11

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,580

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 9

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 8

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,324

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 12,500 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 14

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 13

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001675014-24-000001 · primary_doc.xml · derivative · entry 12

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,013

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,889

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,765

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-24-000001 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 5,004 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,606 shares held through Issuer's 401(k).

SEC source: 0001675014-23-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,006

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2022.

F2 · balance_after: Includes 2,857 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,118 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000002 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,167

F2 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.11 to $14.115 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 2,857 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,076 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,804

F1 · kind: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 5/18/2023 common stock closing price.

F4 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,076 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 13

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 12

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 8

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,801

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,672

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 12,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 11

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001675014-23-000001 · primary_doc.xml · derivative · entry 9

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,655

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,526

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-23-000001 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F8 · balance_after: Includes 7,494 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,073 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000004 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,891

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2601 to $9.265 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,934 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000003 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,845

F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,888 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,122

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F3 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,888 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,159

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022.

F2 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-22-000001 · primary_doc.xml · derivative · entry 11

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001675014-22-000001 · primary_doc.xml · derivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 12,500 RSUs vest on January 4, 2022.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 12,500 RSUs vest on January 4, 2022.

SEC source: 0001675014-22-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,531

F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019.

F8 · balance_after: Includes 6,127 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 4,813 shares held through Issuer's 401(k) Plan.