ROCHE VINCENT

SEC source: 0000006281-21-000187 · wf-form4_162525666007274.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · derivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,536

Underlying: Comm Stock - $.16-2/3 value · 8,170 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 1,830 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000144 · wf-form4_161739431992236.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,830

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

SEC source: 0000006281-21-000144 · wf-form4_161739431992236.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

SEC source: 0000006281-21-000144 · wf-form4_161739431992236.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000139 · wf-form4_161722368136267.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Comm Stock - $.16-2/3 value · 6,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-21-000139 · wf-form4_161722368136267.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 29, 2021 and are reported herein.

SEC source: 0000006281-21-000139 · wf-form4_161722368136267.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000104 · wf-form4_161601443919745.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,526

Underlying: Comm Stock - $.16-2/3 value · 6,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-21-000104 · wf-form4_161601443919745.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,931

F2 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 15, 2021 and are reported herein.

SEC source: 0000006281-21-000104 · wf-form4_161601443919745.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000104 · wf-form4_161601443919745.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,124

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 13, 2021 and were previously reported.

SEC source: 0000006281-21-000090 · wf-form4_161592895280131.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,382

Underlying: Comm Stock - $.16-2/3 value · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-21-000090 · wf-form4_161592895280131.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000082 · wf-form4_161558524181192.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Comm Stock - $.16-2/3 value · 19,361 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2021.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2021.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2021.

SEC source: 0000006281-21-000082 · wf-form4_161558524181192.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Comm Stock - $.16-2/3 value · 19,361 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 15 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 15 days after the grant date.

SEC source: 0000006281-21-000082 · wf-form4_161558524181192.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Comm Stock - $.16-2/3 value · 19,361 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 10, 2021 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2021. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 10, 2021 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2021. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-21-000082 · wf-form4_161558524181192.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,786

Underlying: Comm Stock - $.16-2/3 value · 70,786 shares

Expires 2031-03-10

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2021.

SEC source: 0001651235-21-000058 · wf-form4_161480922056465.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · derivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,830

Underlying: Comm Stock - $.16-2/3 value · 1,124 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 8,876 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,957

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,957

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000006281-21-000035 · wf-form4_161472285961477.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000013 · wf-form4_161230158939900.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.

SEC source: 0000006281-21-000013 · wf-form4_161230158939900.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,957

F2 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000006281-21-000013 · wf-form4_161230158939900.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-21-000013 · wf-form4_161230158939900.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,957

F1 · shares: On December 22, 2020, 7,250 shares previously held by the Reporting Person were gifted to The Roche Family Foundation, Inc.

SEC source: 0000006281-20-000167 · wf-form4_160824124413809.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Comm Stock - $.16-2/3 value · 460,000 shares

Expires 2030-12-15

F1 · derivative.exercise_date: The option becomes exercisable, if at all, with respect to 153,333 shares, 153,333 shares and 153,334 shares if the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during a five-year period from December 15, 2020 to December 15, 2025 equals or exceeds $180, $200 and $220 (each, a "Target Price Threshold"), respectively. If a Target Price Threshold is attained, the earned number of shares will become exercisable one year after the attainment date, or if earlier, on December 15, 2025, in each case provided that the reporting person continues to serve as CEO (or in a substantially similar role, as determined by the Board) on the applicable vesting date. Each Target Price Threshold may be met only once.

SEC source: 0000006281-20-000128 · wf-form4_159959546651758.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,207

F1 · price: These shares were disposed of in multiple transactions on September 4, 2020 at actual sales prices ranging from $115.060 to $115.375 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000006281-20-000072 · wf-form4_158568828049645.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,707

SEC source: 0000006281-20-000072 · wf-form4_158568828049645.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

Underlying: Comm Stock - $.16-2/3 value · 6,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-20-000072 · wf-form4_158568828049645.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-20-000066 · wf-form4_158508038496822.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,039

SEC source: 0000006281-20-000066 · wf-form4_158508038496822.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 17,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction represents the settlement of Performance-Based RSUs granted on March 8, 2017 in shares of common stock of the Company on their scheduled vesting date of March 22, 2020 as a result of the certification of the Company's Compensation Committee of the satisfaction of performance criteria at 69.94% of target.

F1 · derivative.expiration_date: This transaction represents the settlement of Performance-Based RSUs granted on March 8, 2017 in shares of common stock of the Company on their scheduled vesting date of March 22, 2020 as a result of the certification of the Company's Compensation Committee of the satisfaction of performance criteria at 69.94% of target.

SEC source: 0000006281-20-000066 · wf-form4_158508038496822.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-20-000058 · wf-form4_158438912223500.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,073

Underlying: Comm Stock - $.16-2/3 value · 5,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-20-000058 · wf-form4_158438912223500.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,299

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 13, 2020 and are reported herein.

SEC source: 0000006281-20-000058 · wf-form4_158438912223500.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

Underlying: Comm Stock - $.16-2/3 value · 27,368 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

SEC source: 0000006281-20-000053 · wf-form4_158413167218660.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

Underlying: Comm Stock - $.16-2/3 value · 27,368 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.