Hartman Robert J. Jr.

SEC source: 0001679290-26-000004 · wk-form4_1773867772.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,405

Underlying: Common Shares, without par value · 40,611 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.

SEC source: 0001679290-26-000002 · wk-form4_1772652798.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,794

Underlying: Common Shares, without par value · 3,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 13, 2023 the Reporting Person was granted 3,148 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

F1 · derivative.exercise_date: On March 13, 2023 the Reporting Person was granted 3,148 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

F1 · derivative.expiration_date: On March 13, 2023 the Reporting Person was granted 3,148 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

SEC source: 0001679290-26-000002 · wk-form4_1772652798.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,202

SEC source: 0001679290-26-000002 · wk-form4_1772652798.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001043337-25-000065 · wk-form4_1741829190.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,942

Underlying: Common Shares, without par value · 11,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2028.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2028.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2028.

SEC source: 0001043337-25-000023 · wk-form4_1741209897.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,517

Underlying: Common Shares, without par value · 2,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 2,869 Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 14, 2022 were paid on a one-for-one basis in Company common shares on March 3, 2025.

F1 · derivative.exercise_date: 2,869 Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 14, 2022 were paid on a one-for-one basis in Company common shares on March 3, 2025.

F1 · derivative.expiration_date: 2,869 Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan on March 14, 2022 were paid on a one-for-one basis in Company common shares on March 3, 2025.

SEC source: 0001043337-25-000023 · wk-form4_1741209897.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,117

SEC source: 0001043337-25-000023 · wk-form4_1741209897.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001043337-24-000061 · wk-form4_1710369208.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,386

Underlying: Common Shares, without par value · 3,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2027.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2027.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 1, 2027.

SEC source: 0001043337-24-000030 · wk-form4_1710203355.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,959

Underlying: Common Shares, without par value · 1,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 8, 2021 the Reporting Person was granted 1,395 Share Units pursuant to the Company's Long-Term Incentive Plan which vested on March 8, 2024 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 8, 2021 the Reporting Person was granted 1,395 Share Units pursuant to the Company's Long-Term Incentive Plan which vested on March 8, 2024 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 8, 2021 the Reporting Person was granted 1,395 Share Units pursuant to the Company's Long-Term Incentive Plan which vested on March 8, 2024 and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001043337-24-000030 · wk-form4_1710203355.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,217

SEC source: 0001043337-24-000030 · wk-form4_1710203355.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001043337-24-000013 · wk-form4_1709664529.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Shares, without par value · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 14, 2022 the Reporting Person was granted 3,410 Shares Units pursuant to the Company's Long-Term Incentive Plan, of which 541 vested on March 1, 2024 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 14, 2022 the Reporting Person was granted 3,410 Shares Units pursuant to the Company's Long-Term Incentive Plan, of which 541 vested on March 1, 2024 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 14, 2022 the Reporting Person was granted 3,410 Shares Units pursuant to the Company's Long-Term Incentive Plan, of which 541 vested on March 1, 2024 and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001043337-24-000013 · wk-form4_1709664529.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,293

SEC source: 0001043337-24-000013 · wk-form4_1709664529.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001331471-23-000029 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

Underlying: Common Shares, without par value · 3,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2026.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2026.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2026.

SEC source: 0001331471-23-000012 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

Underlying: Common Shares, without par value · 2,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2020 the Reporting Person was granted 2,822 time-based Share Units pursuant to the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 9, 2020 the Reporting Person was granted 2,822 time-based Share Units pursuant to the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 9, 2020 the Reporting Person was granted 2,822 time-based Share Units pursuant to the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-23-000012 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,934

SEC source: 0001331471-23-000012 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001331471-22-000028 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: Common Shares, without par value · 3,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (541 shares vest) and March 14, 2025 (2,869 shares vest).

F1 · shares: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (541 shares vest) and March 14, 2025 (2,869 shares vest).

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (541 shares vest) and March 14, 2025 (2,869 shares vest).

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (541 shares vest) and March 14, 2025 (2,869 shares vest).

SEC source: 0001331471-22-000007 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,065

SEC source: 0001331471-22-000007 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001331471-21-000027 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in multiple transactions at prices ranging from $22.079 to $22.09, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

SEC source: 0001331471-21-000012 · primary_doc.xml · derivative · entry 5

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Underlying: Common Shares, without par value · 1,395 shares

Expires not disclosed

F3 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

F3 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

F3 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

SEC source: 0001331471-21-000012 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Underlying: Common Shares, without par value · 1,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 1,920 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 1,920 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 1,920 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-21-000012 · primary_doc.xml · nonDerivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,880

SEC source: 0001331471-21-000012 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,237

F2 · shares: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-21-000012 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 1,920 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · price: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 1,920 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-22-000007 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Shares, without par value · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4,2022, 1,607 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_price: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4,2022, 1,607 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4,2022, 1,607 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4,2022, 1,607 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F2 · balance_after: Represents Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2020 and 2021 which vest and will be paid on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on the third anniversary from the dates of grant, as applicable.

SEC source: 0001331471-20-000027 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,963

SEC source: 0001331471-20-000024 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,963

F1 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on August 7, 2020 at prices ranging from $21.60 to $21.64 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each price within the range.

SEC source: 0001331471-20-000019 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Shares, without par value · 2,822 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000003 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Common Shares, without par value · 748 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000003 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Common Shares, without par value · 6,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000003 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,963

SEC source: 0001331471-20-000003 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-19-000024 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,281

SEC source: 0001331471-19-000008 · primary_doc.xml · derivative · entry 5

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · price: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · derivative.underlying_shares: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

SEC source: 0001331471-19-000008 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,690

Underlying: Common Shares · 8,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

SEC source: 0001331471-19-000008 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,727

Underlying: Common Shares · 1,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.

F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 2, 2022.

SEC source: 0001331471-19-000008 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,882

SEC source: 0001331471-19-000008 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: In 2016 Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 8,037 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company common shares and 1,526 performance shares were not earned and were forfeited.

SEC source: 0001331471-18-000024 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,281

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on May 8, 2018 at prices ranging from $27.85 to $27.90 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each price within the range.

SEC source: 0001331471-18-000020 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

Underlying: Common Shares, without par value · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

SEC source: 0001331471-18-000020 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,633

Underlying: Common Shares, without par value · 8,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

SEC source: 0001331471-18-000020 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,674

SEC source: 0001331471-18-000020 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

SEC source: 0001331471-18-000023 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

Underlying: Common Shares, without par value · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.exercise_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.expiration_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

SEC source: 0001331471-18-000023 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663

Underlying: Common Shares, without par value · 8,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.exercise_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.expiration_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

SEC source: 0001331471-18-000023 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,674

F3 · price: This Amended Form 4 is being filed to correct a typo - the correct price is $27.60 (not $22.60 as originally reported).