Cummiskey Christopher

SEC source: 0001209191-23-009295 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,812.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 11, 2020. Includes 86 accrued dividend equivalent units.

SEC source: 0001209191-23-008073 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059.4417

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-23-007538 · doc4.xml · derivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Southern Company Common Stock · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents second 1/3 of performance restricted stock units granted on February 3, 2021. The remaining 1/3 of the award will vest in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents second 1/3 of performance restricted stock units granted on February 3, 2021. The remaining 1/3 of the award will vest in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents second 1/3 of performance restricted stock units granted on February 3, 2021. The remaining 1/3 of the award will vest in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-23-007538 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,911.4417

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-23-007538 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,779.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of second 1/3 of performance restricted stock units granted on February 3, 2021. Includes 129 accrued dividend equivalent units.

SEC source: 0001209191-23-001874 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059.4417

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-23-000256 · doc4.xml · derivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-23-000256 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,086.4417

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-23-000256 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,939.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Includes 346 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-22-014877 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059.4417

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-22-012730 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,059.4417

SEC source: 0001209191-22-011322 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,968.4417

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-22-009919 · doc4.xml · derivative · entry 6

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183

Underlying: Southern Company Common Stock · 1,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents first 1/3 of performance restricted stock units granted on February 3, 2021. The remaining award will vest 1/3 in 2023 and 1/3 in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.exercise_date: Represents first 1/3 of performance restricted stock units granted on February 3, 2021. The remaining award will vest 1/3 in 2023 and 1/3 in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.expiration_date: Represents first 1/3 of performance restricted stock units granted on February 3, 2021. The remaining award will vest 1/3 in 2023 and 1/3 in 2024. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-22-009919 · doc4.xml · nonDerivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,842.4417

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-22-009919 · doc4.xml · nonDerivative · entry 3

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,142.4417

F3 · security: Shares acquired upon vesting of performance share units under Company's Performance Share Program for the 2019-2021 award. The Compensation and Management Succession Committee certified performance on February 13, 2022. Includes accrued dividend equivalent units.

SEC source: 0001209191-22-009919 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,251.4417

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-22-009919 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,001.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of first 1/3 of performance restricted stock units granted on February 3, 2021. The Compensation Committee and Management Succession Committee certified performance on February 13, 2022. Includes 67 accrued dividend equivalent units.

SEC source: 0001209191-22-009534 · doc4.xml · derivative · entry 7

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F5 · derivative.exercise_date: Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F5 · derivative.expiration_date: Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-22-009534 · doc4.xml · derivative · entry 6

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Southern Company Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.exercise_date: Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.expiration_date: Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-22-009534 · doc4.xml · nonDerivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,342.4417

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-22-009534 · doc4.xml · nonDerivative · entry 3

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,683.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares acquired upon vesting of second 1/3 of restricted stock units granted on February 11, 2020. Includes 59 accrued dividend equivalent units.

SEC source: 0001209191-22-009534 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,957.4417

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-22-009534 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,460.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 11, 2019. Includes 118 accrued dividend equivalent units.

SEC source: 0001209191-22-002228 · doc4.xml · nonDerivative · entry 3

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468.4417

F3 · shares: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-22-002228 · doc4.xml · derivative · entry 5

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Southern Company Common Stock · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.exercise_date: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.expiration_date: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-22-002228 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,457.4417

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-22-002228 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,280.4417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Includes 278 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · price: The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Includes 278 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-21-067619 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,798.1972

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-21-054486 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798.1972

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001209191-21-016110 · doc4.xml · derivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents final 1/3 of restricted stock units granted on February 27, 2018. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: Represents final 1/3 of restricted stock units granted on February 27, 2018. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: Represents final 1/3 of restricted stock units granted on February 27, 2018. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-21-016110 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,298.1972

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-21-016110 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,772.1972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 27, 2018. Includes 137 accrued dividend equivalent units.

SEC source: 0001209191-21-012732 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730.1972

F1 · security: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.52 to $59.54, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001209191-21-011302 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,930.1972

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-21-011302 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,796.1972

F1 · security: Shares acquired upon vesting of performance share units under the Company's Performance Share Program for the 2018-2020 award. The Compensation and Management Succession Committee certified performance on February 12, 2021. Includes accrued dividend equivalent units.

SEC source: 0001209191-21-010782 · doc4.xml · derivative · entry 7

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Southern Company Common Stock · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents restricted stock units granted on February 11, 2019. The remaining 1/3 of the award will vest in 2022. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F5 · derivative.exercise_date: Represents restricted stock units granted on February 11, 2019. The remaining 1/3 of the award will vest in 2022. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F5 · derivative.expiration_date: Represents restricted stock units granted on February 11, 2019. The remaining 1/3 of the award will vest in 2022. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-21-010782 · doc4.xml · derivative · entry 6

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Southern Company Common Stock · 668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents restricted stock units granted on February 11, 2020. The remaining award will vest 1/3 in 2022 and 1/3 in 2023. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.exercise_date: Represents restricted stock units granted on February 11, 2020. The remaining award will vest 1/3 in 2022 and 1/3 in 2023. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F4 · derivative.expiration_date: Represents restricted stock units granted on February 11, 2020. The remaining award will vest 1/3 in 2022 and 1/3 in 2023. Each restricted stock unit represents the right to receive, at statement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

SEC source: 0001209191-21-010782 · doc4.xml · nonDerivative · entry 4

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,852.1972

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-21-010782 · doc4.xml · nonDerivative · entry 3

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,187.1972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares acquired upon vesting of first 1/3 of restricted stock units granted on February 11, 2020. Includes 29 accrued dividend equivalent units.

SEC source: 0001209191-21-010782 · doc4.xml · nonDerivative · entry 2

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,490.1972

F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements.

SEC source: 0001209191-21-010782 · doc4.xml · nonDerivative · entry 1

Cummiskey Christopher · CIK 0001642170 · EVP & CCCS Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,974.1972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired upon vesting of second 1/3 of restricted stock units granted on February 11, 2019. Includes 79 accrued dividend equivalent units.