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Bottoms Dave

Disclosed activity across 1 company

Tapewire entity
56869
SEC CIK
0002019194

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UPWORK, INCUPWK · Entity 4876GM, MarketplaceMarch 18, 2026March 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UPWORK, INC

Report date March 18, 2026 · Filed March 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,678 Ending reported balance After 2026-03-19 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-03-18 · Exercise / conversion · Acquired 8,980 · Balance 9,325

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 2 · 2026-03-18 · Exercise / conversion · Acquired 6,024 · Balance 15,349

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 3 · 2026-03-18 · Exercise / conversion · Acquired 5,904 · Balance 21,253

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 4 · 2026-03-18 · Sale · Disposed 11,575 · Balance 9,678

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.13 to $12.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 5 · 2026-03-19 · Sale · Disposed 7,000 · Balance 2,678

F4: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 30, 2025.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $11.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,960 Reported balance After 2026-03-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-18 · Exercise / conversion · Disposed 8,980 · Balance 17,960

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect48,188 Reported balance After 2026-03-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-18 · Exercise / conversion · Disposed 6,024 · Balance 48,188

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect70,850 Reported balance After 2026-03-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-18 · Exercise / conversion · Disposed 5,904 · Balance 70,850

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.13 to $12.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 30, 2025.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $11.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2025 Filed May 19, 2025 21:41 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 2,130 $16.66 $35,475.79
Disclosure

SEC source: 0001562180-25-004026 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,620

F5 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.5049 to $16.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2025 Filed May 19, 2025 21:41 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004026 · primarydocument.xml · derivative · entry 4

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 18, 2025 Filed May 19, 2025 21:41 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-004026 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:41 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,009 $17.14 $17,294.87
Disclosure

SEC source: 0001562180-25-004026 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

F2 · shares: Reflects 1,009 shares acquired under the Issuer's employee stock purchase plan on May 14, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.06 to $17.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 9,593 $13.46 $129,113.15
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.33 to $13.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 GrantRestricted Stock Units · Derivative 94,466 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · derivative · entry 7

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,466

Underlying: Common Stock · 94,466 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 6,024 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · derivative · entry 6

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,282

Underlying: Common Stock · 6,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 8,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,880

Underlying: Common Stock · 8,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,411 $13.07 $70,717.44
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,593

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.895 to $13.245 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 19:02 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002640 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 2,207 $17.69 $39,048.23
Disclosure

SEC source: 0001562180-25-001449 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM, VP Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001449 · primarydocument.xml · derivative · entry 4

Bottoms Dave · CIK 0002019194 · GM, VP Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,543 $16.15 $24,920.38
Disclosure

SEC source: 0001562180-25-001449 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM, VP Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,207

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.79 to $16.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-001449 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM, VP Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 9,642 $16.23 $156,471.34
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.13 to $16.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 6,023 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · derivative · entry 6

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,306

Underlying: Common Stock · 6,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 8,979 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,860

Underlying: Common Stock · 8,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,360 $17.11 $91,691.38
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,642

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $18.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 8,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-008544 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 19, 2024 Filed Nov 19, 2024 19:29 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 2,354 $14.90 $35,073.89
Disclosure

SEC source: 0001562180-24-007816 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.89 to $14.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 19:29 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007816 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 19:29 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,396 $15.13 $21,119.80
Disclosure

SEC source: 0001562180-24-007816 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,354

F5 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.97 to $15.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 18, 2024 Filed Nov 19, 2024 19:29 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-007816 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 19:29 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 983 $14.94 $14,682.48
Disclosure

SEC source: 0001562180-24-007816 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024

F2 · shares: Reflects 983 shares acquired under the Issuer's employee stock purchase plan on November 14, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.85 to $15.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 08, 2024 Filed Nov 13, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 10,508 $15.86 $166,683.15
Disclosure

SEC source: 0001562180-24-007680 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.57 to $16.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 4,688 $10.74 $50,337.87
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,508

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

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September 18, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 6,024 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · derivative · entry 6

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,329

Underlying: Common Stock · 6,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 8,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 8,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,626 $10.57 $59,473.57
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,196

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006903 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,818 $9.81 $57,061.78
Disclosure

SEC source: 0001562180-24-006557 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,818

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on May 28, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.66 to $9.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,433 $9.65 $13,825.87
Disclosure

SEC source: 0001562180-24-006408 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,636

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.55 to $9.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006408 · primarydocument.xml · derivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 19:00 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006408 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 6,023 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,353

Underlying: Common Stock · 6,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 8,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · derivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,819

Underlying: Common Stock · 8,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,684 $10.22 $58,070.59
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,319

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.195 to $10.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 29, 2024 Filed May 31, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,163 $10.79 $12,551.33
Disclosure

SEC source: 0001562180-24-004550 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 21, 2024 Filed May 21, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,163 $11.61 $13,500.69
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,163

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on November 27, 2023.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.59 to $11.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 21, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 955 $11.92 $11,383.60
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,326

Read SEC document
May 20, 2024 Filed May 21, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 1,424 $11.61 $16,530.79
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,281

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.54 to $11.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2024 Filed May 21, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 18, 2024 Filed May 21, 2024 19:01 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Reflects 955 shares acquired under the Issuer's employee stock purchase plan on May 14, 2024.

Read SEC document
May 03, 2024 Filed May 7, 2024 19:05 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 2,843 $13.22 $37,584.46
Disclosure

SEC source: 0001562180-24-003885 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on November 27, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.