Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Chief Financial Officer | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,280 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 4,127 · Balance 44,280 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 42,058 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 2,222 · Balance 42,058 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,708 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 4,127 · Balance 10,708 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,784 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 3,076 · Balance 13,784 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,869 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,869 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2018 Filed Dec 18, 2018 00:54 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 799 | $28.21 | $22,539.79 |
DisclosureSEC source: 0001299709-18-000142 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on December 15, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 20, 2018 Filed Nov 26, 2018 23:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000140 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,833 Underlying: Common Stock · 746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| November 20, 2018 Filed Nov 26, 2018 23:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Tax withholdingCommon Stock | 362 | $28.67 | $10,378.54 |
DisclosureSEC source: 0001299709-18-000140 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,446 F1 · security: Represents shares of Common Stock issued on November 20, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| November 20, 2018 Filed Nov 26, 2018 23:28 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 746 | $28.67 | $21,387.82 |
DisclosureSEC source: 0001299709-18-000140 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on November 20, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 21:04 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000056 · edgardoc.xml · derivative · entry 5 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,579 Underlying: Common Stock · 2,785 shares Expires not disclosed F5 · security: Grant to the reporting person on July 19, 2018 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 21:04 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000056 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 Underlying: Common Stock · 1,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 21:04 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 494 | $41.30 | $20,402.20 |
DisclosureSEC source: 0001299709-18-000056 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062 F1 · security: Represents shares of Common Stock issued on July 19, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 21:04 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 1,016 | $41.30 | $41,960.80 |
DisclosureSEC source: 0001299709-18-000056 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on July 19, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 911 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · derivative · entry 7 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,810 Underlying: Common Stock · 911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 443 | $42.18 | $18,685.74 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · nonDerivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,540 F1 · security: Represents shares of Common Stock issued on July 11, 2018 and July 12, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 911 | $42.18 | $38,425.98 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · nonDerivative · entry 3 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on July 11, 2018 and July 12, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 11, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · derivative · entry 6 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,721 Underlying: Common Stock · 498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 11, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 242 | $41.95 | $10,151.90 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,072 F1 · security: Represents shares of Common Stock issued on July 11, 2018 and July 12, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| July 11, 2018 Filed Jul 16, 2018 20:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 498 | $41.95 | $20,891.10 |
DisclosureSEC source: 0001299709-18-000054 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on July 11, 2018 and July 12, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 23, 2017 Filed Dec 28, 2017 02:18 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000125 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,219 Underlying: Common Stock · 474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 23, 2017 Filed Dec 28, 2017 02:18 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 178 | $29.04 | $5,169.12 |
DisclosureSEC source: 0001299709-17-000125 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,816 F1 · security: Represents shares of Common Stock issued on December 23, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| December 23, 2017 Filed Dec 28, 2017 02:18 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 474 | $29.04 | $13,764.96 |
DisclosureSEC source: 0001299709-17-000125 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on December 23, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 00:56 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000123 · edgardoc.xml · derivative · entry 5 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,693 Underlying: Common Stock · 2,612 shares Expires not disclosed F5 · security: Grant to the reporting person on December 19, 2017 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:56 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000123 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,081 Underlying: Common Stock · 799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:56 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 300 | $28.17 | $8,451.00 |
DisclosureSEC source: 0001299709-17-000123 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520 F1 · security: Represents shares of Common Stock issued on December 15, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:56 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 799 | $28.17 | $22,507.83 |
DisclosureSEC source: 0001299709-17-000123 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on December 15, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 01:25 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000117 · edgardoc.xml · derivative · entry 3 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,880 Underlying: Common Stock · 746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 01:25 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 746 | $25.70 | $19,172.20 |
DisclosureSEC source: 0001299709-17-000117 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on November 20, 2017 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 00:29 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000043 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,626 Underlying: Common Stock · 1,015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 00:29 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 381 | $24.66 | $9,395.46 |
DisclosureSEC source: 0001299709-17-000043 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,275 F1 · security: Represents shares of Common Stock issued on July 19, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 00:29 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 1,015 | $24.66 | $25,029.90 |
DisclosureSEC source: 0001299709-17-000043 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on July 19, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 12, 2017 Filed Jul 18, 2017 01:44 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000041 · edgardoc.xml · derivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,641 Underlying: Common Stock · 2,733 shares Expires not disclosed F1 · security: Grant to the reporting person on July 12, 2017 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 22:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 953 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000039 · edgardoc.xml · derivative · entry 3 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,908 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 22:37 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 953 | $23.86 | $22,738.58 |
DisclosureSEC source: 0001299709-17-000039 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on July 11, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 22:26 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,397 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000338 · edgardoc.xml · derivative · entry 5 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,861 Underlying: Common Stock · 2,397 shares Expires not disclosed F5 · security: Grant to the reporting person on December 23, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 22:26 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000338 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,464 Underlying: Common Stock · 473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 22:26 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 177 | $28.95 | $5,124.15 |
DisclosureSEC source: 0001299709-16-000338 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688 F1 · security: Represents shares of Common Stock issued on December 23, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 22:26 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 473 | $28.95 | $13,693.35 |
DisclosureSEC source: 0001299709-16-000338 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on December 23, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:57 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 256 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000336 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937 Underlying: Common Stock · 256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:57 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 96 | $28.43 | $2,729.28 |
DisclosureSEC source: 0001299709-16-000336 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,392 F1 · security: Represents shares of Common Stock issued on December 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 21:57 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 256 | $28.43 | $7,278.08 |
DisclosureSEC source: 0001299709-16-000336 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on December 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000326 · edgardoc.xml · derivative · entry 4 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,193 Underlying: Common Stock · 745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 279 | $23.49 | $6,553.71 |
DisclosureSEC source: 0001299709-16-000326 · edgardoc.xml · nonDerivative · entry 2 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 F1 · security: Represents shares of Common Stock issued on November 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:51 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 745 | $23.49 | $17,500.05 |
DisclosureSEC source: 0001299709-16-000326 · edgardoc.xml · nonDerivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on November 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.