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BOSTON OMAHA Corp

Disclosed activity across 2 companies

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5619
SEC CIK
0001494582

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sky Harbour Group CorpSKYH · Entity 507910% ownerAugust 11, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sky Harbour Group Corp

Report date August 11, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, par value $0.001 per shareSEC Table I · non-derivativeDirect8,306,163 Reported balance After 2026-08-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-11 · Sale · Disposed 360,000 · Balance 8,306,163

F1: All of the shares of Class A common stock sold as reported on this Form 4 were sold by Boston Omaha Corporation. As of the date of this report, Boston Omaha Corporation now owns 8,306,163 shares of the Class A common stock of Sky Harbour Group Corporation and United Casualty & Surety Insurance Company, a wholly-owned subsidiary of Boston Omaha Corporation, owns an additional 2,673,831 shares of the Class A common stock. Boston Omaha Corporation continues to own warrants to purchase 7,719,779 shares of Class A common stock of Sky Harbour Group Corporation.

Class A common stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote 12,673,831 Reported balance Holding disclosure · report date 2026-08-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,673,831

F1: All of the shares of Class A common stock sold as reported on this Form 4 were sold by Boston Omaha Corporation. As of the date of this report, Boston Omaha Corporation now owns 8,306,163 shares of the Class A common stock of Sky Harbour Group Corporation and United Casualty & Surety Insurance Company, a wholly-owned subsidiary of Boston Omaha Corporation, owns an additional 2,673,831 shares of the Class A common stock. Boston Omaha Corporation continues to own warrants to purchase 7,719,779 shares of Class A common stock of Sky Harbour Group Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: All of the shares of Class A common stock sold as reported on this Form 4 were sold by Boston Omaha Corporation. As of the date of this report, Boston Omaha Corporation now owns 8,306,163 shares of the Class A common stock of Sky Harbour Group Corporation and United Casualty & Surety Insurance Company, a wholly-owned subsidiary of Boston Omaha Corporation, owns an additional 2,673,831 shares of the Class A common stock. Boston Omaha Corporation continues to own warrants to purchase 7,719,779 shares of Class A common stock of Sky Harbour Group Corporation.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dream Finders Homes, Inc.

Report date September 29, 2021 · Filed October 01, 2021

Jointly reported with United Casualty & Surety Insurance Co., BOC DFH, LLC

Section 16 reporting ended · disclosed 2021-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote 32,868,037 Last balance in matching sequence After 2021-09-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-09-29 · Sale · Disposed 900,000 · Balance 3,203,037

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 29, 2021 at prices ranging from $17.10 to $17.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Row 2 · 2021-09-30 · Sale · Disposed 335,000 · Balance 2,868,037

F2: The price reported in Column 4 is a weighted average price. These shares were sold in a single transaction on September 30, 2021 at a price of $17.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 29, 2021 at prices ranging from $17.10 to $17.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in a single transaction on September 30, 2021 at a price of $17.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2024 Filed Dec 31, 2024 22:50 UTC Sky Harbour Group Corp SKYH · Entity 5079 SaleClass A common stock, par value $0.001 per share 15,904 $12.21 $194,140.13
Disclosure

SEC source: 0001437749-24-038631 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,912,907

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on December 27, 2024 at prices ranging from $12.10 to $12.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:05 UTC Sky Harbour Group Corp SKYH · Entity 5079 SaleClass A common stock, par value $0.001 per share 246,389 $10.00 $2,463,890.00
Disclosure

SEC source: 0001437749-24-018743 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,440,642

Read SEC document
May 17, 2024 Filed May 21, 2024 20:02 UTC Sky Harbour Group Corp SKYH · Entity 5079 OtherClass A common stock, par value $0.001 per share 431,443 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017821 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,687,031

F1 · kind: On May 9, 2024, the Reporting Person ("BOC"), Alex B. Rozek, and other parties set forth therein, entered into a Separation and Stock Repurchase Agreement (the "Separation Agreement") upon Mr. Rozek's separation from BOC. The Separation Agreement provided for the transfer of the shares described above effective upon Mr. Rozek's waiving his right to revoke the Separation Agreement, which waiver became effective on May 17, 2024. Pursuant to the Separation Agreement, BOC repurchased from Mr. Rozek and Boulderado Partners, LLC, shares and warrants of BOC in exchange for cash and 36,705 shares of Class A Stock, payable to Mr. Rozek, as well as cash and 194,738 shares of Class A Stock, payable to Boulderado Partners, LLC. Also, pursuant to the Separation Agreement, Mr. Rozek received from BOC 200,000 shares of Class A Stock as part of his separation payments and benefits.

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January 25, 2022 Filed Jan 27, 2022 21:05 UTC Sky Harbour Group Corp SKYH · Entity 5079 OtherClass A common stock 5,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 4

Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 4

Disclosed balance after: 13,399,724

F4 · security: 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.

F4 · price: 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:05 UTC Sky Harbour Group Corp SKYH · Entity 5079 ConversionClass A common stock 206,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 3

Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 3

Disclosed balance after: 7,899,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F3 · price: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:05 UTC Sky Harbour Group Corp SKYH · Entity 5079 ConversionClass A common stock 3,193,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 2

Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 7,693,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.

F2 · price: 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:05 UTC Sky Harbour Group Corp SKYH · Entity 5079 PurchaseClass A common stock 4,500,000 $10.00 $45,000,000.00
Disclosure

SEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 1

Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 4,500,000

F1 · security: Consists of 4,500,000 shares of Class A common stock purchased by Boston Omaha Corporation upon the closing of the business combination between Yellowstone Acquisition Company and Sky Harbour LLC (the "Business Combination"). Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:16 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 335,000 $17.35 $5,812,250.00
Disclosure

SEC source: 0001437749-21-023090 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 2,868,037

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in a single transaction on September 30, 2021 at a price of $17.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 20:16 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 900,000 $17.32 $15,589,980.00
Disclosure

SEC source: 0001437749-21-023090 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 3,203,037

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 29, 2021 at prices ranging from $17.10 to $17.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 2,748,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 00:52 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 171,975 $19.43 $3,341,422.66
Disclosure

SEC source: 0001437749-21-022450 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 4,103,037

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 17, 2021 at prices ranging from $19.302 to $19.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 3,983,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 16, 2021 Filed Sep 21, 2021 00:52 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 78,283 $19.64 $1,537,752.11
Disclosure

SEC source: 0001437749-21-022450 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 3

Disclosed balance after: 4,275,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 16, 2021 at prices ranging from $19.50 to $19.965, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 3,983,037 shares of the Class A common stock of Dream Finders Homes, Inc. and United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 00:33 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 26,725 $19.53 $521,861.75
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 3

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,353,295

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 15, 2021 at prices ranging from $19.00 to $19.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · balance_after: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 00:33 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 230,059 $19.18 $4,412,462.60
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 2

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,380,020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 14, 2021 at prices ranging from $19.00 to $19.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
September 13, 2021 Filed Sep 16, 2021 00:33 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 191,020 $19.45 $3,716,236.79
Disclosure

SEC source: 0001437749-21-022220 · rdgdoc.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

United Casualty & Surety Insurance Co. · CIK 0001841357 · SUBSID of Boston Omaha Corp

BOC DFH, LLC · CIK 0001841343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 4,610,079

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on September 13, 2021 at prices ranging from $19.00 to $21.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F4 · ownership.nature: All of the shares of Class A common stock sold were sold by BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation. As of the date of this report, BOC DFH LLC now owns 4.233.295 shares of the Class A common stock of Dream Finders Homes, Inc. United Casualty & Surety Insurance Company, another wholly-owned subsidiary of Boston Omaha Corporation, owns the remaining 120,000 shares of the Class A common stock.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:59 UTC Dream Finders Homes, Inc. DFH · Entity 4812 PurchaseClass A common stock, par value $0.01 per share 120,000 $13.00 $1,560,000.00
Disclosure

SEC source: 0001140361-21-002348 · form4.xml · nonDerivative · entry 1

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1

Disclosed balance after: 4,801,099

F1 · kind: The shares acquired were purchased in Dream Finders Homes, Inc.'s initial public offering by United Casualty & Surety Insurance Company, a wholly-owned subsidiary of Boston Omaha Corporation. In addition, BOC DFH LLC, a wholly-owned subsidiary of Boston Omaha Corporation, owns 4,681,099 of the Class A common stock and is a 10% owner of Class A common stock of Dream Finders Homes, Inc.

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December 01, 2020 Filed Dec 3, 2020 23:14 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.0001 per share · Derivative 194,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-040825 · ownership.xml · derivative · entry 1

Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · Director · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,399,724

Underlying: Class A common stock, par value $0.0001 per share · 194,026 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F2 · kind: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock.

F2 · price: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F3 · balance_after: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F3 · ownership.nature: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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December 01, 2020 Filed Dec 3, 2020 23:13 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.0001 per share · Derivative 194,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-040823 · ownership.xml · derivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,399,724

Underlying: Class A common stock, par value $0.0001 per share · 194,026 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F2 · kind: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock.

F2 · price: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F3 · balance_after: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F3 · ownership.nature: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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November 16, 2020 Filed Nov 18, 2020 23:30 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.001 per share · Derivative 206,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-038072 · ownership.xml · derivative · entry 2

Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,593,750

Underlying: Class A common stock, par value $0.001 per share · 206,250 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced.

F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:30 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.001 per share · Derivative 206,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-038072 · ownership.xml · derivative · entry 1

Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,593,750

Underlying: Class A common stock, par value $0.001 per share · 206,250 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced.

F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:33 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.001 per share · Derivative 206,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-038074 · ownership.xml · derivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,593,750

Underlying: Class A common stock, par value $0.001 per share · 206,250 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced.

F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:33 UTC Sky Harbour Group Corp YSACU · Entity 5079 OtherClass B common stock, par value $0.001 per share · Derivative 206,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-038074 · ownership.xml · derivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner

BOC Yellowstone LLC · CIK 0001823571 · 10% owner

BOC Yellowstone II LLC · CIK 0001832903 · 10% owner

BOSTON OMAHA Corp · CIK 0001494582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,593,750

Underlying: Class A common stock, par value $0.001 per share · 206,250 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date

F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced.

F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.