Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MCGRATH RENTCORPMGRC · Entity 4295 | Director | February 27, 2026 | March 04, 2026 |
| NMI Holdings, Inc.NMIH · Entity 4161 | Director · Executive Chairman | March 23, 2026 | March 25, 2026 |
| WAFD INCWAFD · Entity 4319 | Director | January 02, 2026 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MCGRATH RENTCORP
Report date February 27, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2026-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-27 · Grant · Acquired 1,300 · Balance 15,000 F1: Represents restricted stock units ("RSUs"). F2: The RSUs were acquired under the 2016 Stock Incentive Plan. The restricted stock units vest 100% on April 1, 2027. Each restricted stock unit represents a right to receive one share of stock or an amount equal to the fair market value of the common stock underlying the unit on the vesting date. F3: Represents 13,700 shares outstanding and 1,300 unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs").
F2: The RSUs were acquired under the 2016 Stock Incentive Plan. The restricted stock units vest 100% on April 1, 2027. Each restricted stock unit represents a right to receive one share of stock or an amount equal to the fair market value of the common stock underlying the unit on the vesting date.
F3: Represents 13,700 shares outstanding and 1,300 unvested RSUs.
NMI Holdings, Inc.
Report date March 23, 2026 · Filed March 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 470,567 |
Reported balance
After 2026-03-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-23 · Exercise / conversion · Acquired 55,156 · Balance 470,567 |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 434,364 |
Reported balance
After 2026-03-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-23 · Tax withholding · Disposed 36,203 · Balance 434,364 F1: Represents shares withheld to satisfy the cashless exercise of certain options granted to the Reporting Person on February 9, 2017 at a net settlement price equal to the closing stock price on March 23, 2026, and withholding taxes due in connection with the exercise of such options. The option vested in full on February 9, 2020. |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 415,411 |
Reported balance
After 2026-03-24 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-24 · Sale · Disposed 18,953 · Balance 415,411 F2: The common stock was sold by the Reporting Person in a series of open market transactions at a weighted average sale price of $37.3467. The range of sale prices on the transaction date was $36.8850 to $37.6100. The Reporting Person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price. F3: Represents 363,130 common shares and 52,281 unvested restricted stock units. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.10 · Expires 2027-02-09 | Direct | 0 |
Reported balance
After 2026-03-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-23 · Exercise / conversion · Disposed 55,156 · Balance 0 F4: The option vested in full on February 9, 2020. |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries | 47,150 |
Reported balance
Holding disclosure · report date 2026-03-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 47,150 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the cashless exercise of certain options granted to the Reporting Person on February 9, 2017 at a net settlement price equal to the closing stock price on March 23, 2026, and withholding taxes due in connection with the exercise of such options. The option vested in full on February 9, 2020.
F2: The common stock was sold by the Reporting Person in a series of open market transactions at a weighted average sale price of $37.3467. The range of sale prices on the transaction date was $36.8850 to $37.6100. The Reporting Person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.
F3: Represents 363,130 common shares and 52,281 unvested restricted stock units.
F4: The option vested in full on February 9, 2020.
WAFD INC
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,611 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 3,310 · Balance 26,611 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Luther Burbank Corp
Report date March 01, 2024 · Filed March 01, 2024
Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Disposition to issuer · Disposed 55,064 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 18:57 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-21-000002 · wf-form4_160997740730324.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,077 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option fully vested on February 14, 2016. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 36,628 | $24.40 | $893,576.69 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.3960. The range of sale prices was $24.05 to $24.64. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,072 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 12, 2017. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 36,628 | $21.99 | $805,603.56 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $21.9942. The range of prices was $21.81 to 22.21. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $12.32 | $451,256.96 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,705 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 14, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 36,628 | $23.52 | $861,563.82 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.5220. The range of prices was $23.47 to 23.63. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 23:56 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001019 · form.xml · derivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2026-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 23:56 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001019 · form.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired is underlying RSU 100% vested on 4/1/2020. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000726 · form.xml · derivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2027-02-27 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2021. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020. F5 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 79,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,148 F3 · shares: Represents shares withheld by NMIH to satisfying withholding taxes due in connection with Tranche II of the reporting person's PRSU Award at a net settlement price equal to the closing stock price on February 12, 2020. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantClass A Common Shares, $0.01 par value per share | 160,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,711 F2 · price: In 2017, the reporting person was granted a multi-year performance-based RSU award ("PRSU Award"), split into two tranches of 128,378 RSUs each ("Tranche I and Tranche II"). The number of shares earned upon vesting could range from 0 to 125% of the applicable Tranche depending on the actual ROE achieved. On February 12, 2020, the Compensation Committee of the Issuer determined that the performance criteria for Tranche II had been achieved at 125% resulting in the vesting of Tranche II as reported. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 38,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,239 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest in three equal annual installments beginning on February 12, 2021. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 16:04 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 3,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000011 · wf-form4_158145504698192.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,546 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019. F2 · balance_after: Represents 431,978 class A common shares and 56,568 unvested restricted stock units. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 15:52 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 5,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001052831-20-000003 · wf-form4_158041756098544.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,421 F1 · shares: The reporting person received a restricted stock award subject to a one-year vesting schedule, vesting 100% on January 1, 2021. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · derivative · entry 7 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,625 | $32.24 | $826,052.63 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 5 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.2362. The range of sale prices was $32.20 to $32.29. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · derivative · entry 6 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,116 | $32.17 | $807,868.70 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 47,150 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F3 · price: The 25,116 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.1655. The range of sale prices was $31.63 to $33.27. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,625 | $32.03 | $820,645.75 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.0252. The range of sale prices was $31.70 to $33.21. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 76,875 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,250 Underlying: Class A Common Shares, $0.01 par value per share · 76,875 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 37,500 | $32.97 | $1,236,318.75 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 72,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 37,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.9685. The range of sale prices was $32.54 to $33.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 76,875 | $33.01 | $2,537,651.44 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 76,875 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.0101. The range of sale prices was $32.555 to $33.71. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 76,875 | $10.00 | $768,750.00 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:56 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 50,000 | $33.94 | $1,697,120.00 |
DisclosureSEC source: 0001547903-19-000143 · wf-form4_157411774954207.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 109,766 F1 · shares: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 50,000 shares. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9424. The range of sale prices was $33.56 to $34.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,125 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 12,500 | $31.13 | $389,103.75 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 159,766 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 12,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $31.1283. The range of sale prices was $31 to $31.32. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,625 | $31.10 | $796,811.94 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 26,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $31.0951. The range of sale prices was $31 to $31.31. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 51,250 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,750 Underlying: Class A Common Shares, $0.01 par value per share · 51,250 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,000 | $29.09 | $727,327.50 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 172,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 25,000 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0931. The range of sale prices was $28.85 to $29.4150. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 51,250 | $29.06 | $1,489,145.63 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 51,250 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0565. The range of sale prices was $28.85 to $29.36. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 51,250 | $10.00 | $512,500.00 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,000 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 12,500 | $29.01 | $362,582.50 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 197,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly dispostion of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 12,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0066. The range of sale prices was $29 to $29.0800. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,625 | $29.11 | $745,854.06 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly dispostion of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.1065. The range of sale prices was $29 to $29.29. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 22,982 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,625 Underlying: Class A Common Shares, $0.01 par value per share · 22,982 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 6,699 | $27.00 | $180,897.79 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 209,766 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 6,699 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0037. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 22,982 | $27.00 | $620,527.79 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 22,982 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0006. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 22,982 | $10.00 | $229,820.00 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 2,643 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,607 Underlying: Class A Common Shares, $0.01 par value per share · 2,643 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 5,801 | $27.01 | $156,676.89 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 216,465 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 5,801 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0086. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon the request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,643 | $27.00 | $71,363.91 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 2,643 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0011. The range of sale prices was $27 to $27.01. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.