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person · Reporting owner

Brock James A

Disclosed activity across 3 companies

Tapewire entity
56054
SEC CIK
0001620612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNX Resources CorpCNX · Entity 3842EVP & Chief Op. Officer - CoalJanuary 30, 2017February 01, 2017
Core Natural Resources, Inc.CNR · Entity 3899Director · Executive Chair and CEOMarch 24, 2026March 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNX Resources Corp

Report date January 30, 2017 · Filed February 01, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect41,644 Reported balance After 2017-01-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-01-30 · Tax withholding · Disposed 1,325 · Balance 41,644

F1: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect40,385 Reported balance After 2017-01-31 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-01-31 · Tax withholding · Disposed 1,259 · Balance 40,385

F1: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect68,093 Reported balance After 2017-01-31 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2017-01-31 · Grant · Acquired 27,708 · Balance 68,093

F2: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect54,667 Reported balance After 2017-01-31 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2017-01-31 · Tax withholding · Disposed 13,426 · Balance 54,667

F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F4: Of the 54,667 shares held directly, 14,805 are restricted stock units (including dividend equivalent rights).

Common shares, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy 401(k) Plan27,276 Reported balance Holding disclosure · report date 2017-01-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 27,276

F5: This number includes 3,211 shares acquired by the reporting person's 401(k) account since 3/7/2016.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

F2: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

F3: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F4: Of the 54,667 shares held directly, 14,805 are restricted stock units (including dividend equivalent rights).

F5: This number includes 3,211 shares acquired by the reporting person's 401(k) account since 3/7/2016.

Core Natural Resources, Inc.

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Lee Ann Brock Trust0 Reported balance After 2026-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-24 · Gift · Disposed 24,440 · Balance 0

F1: This disposition was made in connection with a gift under a long-term strategy for estate planning purposes.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect291,415 Reported balance After 2026-03-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-24 · Gift · Acquired 24,440 · Balance 291,415

F2: This acquisition was made in connection with a gift under a long-term strategy for estate planning purposes.

F3: Of the 291,415 shares reported, 44,640 are unvested restricted stock units.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy SLAT-1100,000 Reported balance Holding disclosure · report date 2026-03-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 100,000

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy GRAT-1117,398 Reported balance Holding disclosure · report date 2026-03-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 117,398

Filing footnotes · ownership attribution and instrument terms

F1: This disposition was made in connection with a gift under a long-term strategy for estate planning purposes.

F2: This acquisition was made in connection with a gift under a long-term strategy for estate planning purposes.

F3: Of the 291,415 shares reported, 44,640 are unvested restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CONSOL Coal Resources LP

Report date December 30, 2020 · Filed January 04, 2021

Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units (Limited Partner Interests)SEC Table I · non-derivativeDirect0 Reported balance After 2020-12-30 transaction · row 1
1 source row

Row 1 · 2020-12-30 · Other · Disposed 76,551 · Balance 0

F1: As part of the acquisition of Issuer, each outstanding common unit representing a limited partner interest in the Issuer (other than common units owned by CONSOL Energy Inc. or its subsidiaries) has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of CONSOL Energy Inc.

Filing footnotes · ownership attribution and instrument terms

F1: As part of the acquisition of Issuer, each outstanding common unit representing a limited partner interest in the Issuer (other than common units owned by CONSOL Energy Inc. or its subsidiaries) has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of CONSOL Energy Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Aug 19, 2022 19:55 UTC Core Natural Resources, Inc. CEIX · Entity 3899 SaleCommon stock, par value $0.01 per share 10,617 $68.61 $728,432.37
Disclosure

SEC source: 0000899243-22-029385 · doc4.xml · nonDerivative · entry 3

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,334

F4 · price: This transaction was executed in multiple trades at prices ranging from $68.34 to $69.14 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F5 · balance_after: Of the 489,334 shares reported as directly held, 147,262 are restricted stock units (including dividend equivalent rights).

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:55 UTC Core Natural Resources, Inc. CEIX · Entity 3899 SaleCommon stock, par value $0.01 per share 18,174 $67.71 $1,230,561.54
Disclosure

SEC source: 0000899243-22-029385 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,951

F3 · price: This transaction was executed in multiple trades at prices ranging from $67.34 to $68.32 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:55 UTC Core Natural Resources, Inc. CEIX · Entity 3899 SaleCommon stock, par value $0.01 per share 21,209 $67.00 $1,421,003.00
Disclosure

SEC source: 0000899243-22-029385 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,125

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.34 to $67.33 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

F2 · balance_after: Includes 3,740 shares, which were previously held by the reporting person's 401k plan and which were subsequently rolled over into an IRA.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 21:56 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 33,906 $31.49 $1,067,699.94
Disclosure

SEC source: 0000899243-22-006566 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,594

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 535,594 shares reported as directly held, 147,262 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 08, 2022 Filed Feb 9, 2022 17:22 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 73,313 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-005467 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,500

F2 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Of the 569,500 shares reported as directly held, 221,211 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 17:22 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 6,201 $24.15 $149,754.15
Disclosure

SEC source: 0000899243-22-005467 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,187

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Exercise / conversionMarket Share Units · Derivative 59,102 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-004747 · doc4.xml · derivative · entry 5

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,202

Underlying: Common stock, par value $0.01 per share · 59,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Market Share Units were awarded under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan on February 9, 2021 and vest in three equal annual installments. The first installment vested on December 31, 2021 and was settled in exchange for a cash payment on February 1, 2021.

F5 · derivative.exercise_date: The Market Share Units were awarded under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan on February 9, 2021 and vest in three equal annual installments. The first installment vested on December 31, 2021 and was settled in exchange for a cash payment on February 1, 2021.

F5 · derivative.expiration_date: The Market Share Units were awarded under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan on February 9, 2021 and vest in three equal annual installments. The first installment vested on December 31, 2021 and was settled in exchange for a cash payment on February 1, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 72,715 $23.95 $1,741,524.25
Disclosure

SEC source: 0000899243-22-004747 · doc4.xml · nonDerivative · entry 3

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,388

F3 · shares: Represents shares of Common Stock withheld to satisfy the Reporting Person's tax liability from the vesting of the PSUs.

F4 · balance_after: Of the 502,388 shares reported as directly held, 161,422 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Exercise / conversionCommon stock, par value $0.01 per share 13,202 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-004747 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person's shares of Common Stock reported in this report were earned pursuant to the PSUs of the Company granted on February 7, 2019. Such shares of Common Stock were deemed earned on February 1, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PSUs for the performance period ending on December 31, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:08 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Exercise / conversionCommon stock, par value $0.01 per share 145,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-004747 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's shares of common stock, par value $0.01 per share (the "Common Stock") reported in this report were earned pursuant to the performance stock units ("PSUs") of CONSOL Energy Inc. (the "Company") granted on February 11, 2020. Such shares of Common Stock were deemed earned on February 1, 2022 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PSUs for the performance period ending on December 31, 2021.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 17:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 33,906 $10.60 $359,403.60
Disclosure

SEC source: 0000899243-21-006666 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,413

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 416,413 shares reported as directly held, 161,422 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:21 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantMarket Share Units · Derivative 177,304 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006036 · doc4.xml · derivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,304

Underlying: Common stock, par value $0.01 per share · 177,304 shares

Expires not disclosed

F1 · derivative.exercise_price: The Market Share Units were awarded to the reporting person as compensation for services as an officer under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan. The Market Share Units vest in three annual installments on each of December 31, 2021, December 31, 2022, and December 31, 2023 based on the performance of the Company's common stock price, subject to the terms of the award agreement.

F2 · price: Each Market Share Unit reported herein represents the right to receive upon vesting, a cash payment equal to the number of units awarded on the grant date representing a fixed value based on the closing price of the Company's common stock on February 9, 2021, multiplied by a quotient of (x) the average closing stock price of the Company's common stock for the 15 trading days immediately before the vesting date by (y) the average closing stock price of the Company's common stock for the 15 trading days immediately before the grant date. The Incentive Units expire immediately following their vesting.

F1 · derivative.exercise_date: The Market Share Units were awarded to the reporting person as compensation for services as an officer under the CONSOL Energy Inc. 2020 Omnibus Performance Incentive Plan. The Market Share Units vest in three annual installments on each of December 31, 2021, December 31, 2022, and December 31, 2023 based on the performance of the Company's common stock price, subject to the terms of the award agreement.

F2 · derivative.expiration_date: Each Market Share Unit reported herein represents the right to receive upon vesting, a cash payment equal to the number of units awarded on the grant date representing a fixed value based on the closing price of the Company's common stock on February 9, 2021, multiplied by a quotient of (x) the average closing stock price of the Company's common stock for the 15 trading days immediately before the vesting date by (y) the average closing stock price of the Company's common stock for the 15 trading days immediately before the grant date. The Incentive Units expire immediately following their vesting.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 17:36 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 6,201 $10.00 $62,010.00
Disclosure

SEC source: 0000899243-21-005498 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,319

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 450,319 shares reported as directly held, 235,371 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2021 Filed Feb 9, 2021 17:36 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 4,391 $10.00 $43,910.00
Disclosure

SEC source: 0000899243-21-005498 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,520

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 41,298 $9.12 $376,637.76
Disclosure

SEC source: 0000899243-21-005055 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,911

F2 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of performance stock units previously granted to him.

F3 · balance_after: Of the 460,911shares reported as directly held, 258,470 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 90,070 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005055 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,209

F1 · shares: Represents shares of common stock from the vesting and settlement of performance stock units previously granted to the reporting person under the 2018 Long Term Incentive Program for the 2020 performance period.

F1 · price: Represents shares of common stock from the vesting and settlement of performance stock units previously granted to the reporting person under the 2018 Long Term Incentive Program for the 2020 performance period.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 19:34 UTC Core Natural Resources, Inc. CEIX · Entity 3899 OtherCommon stock, par value $0.01 per share 55,883 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000201 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,139

F1 · shares: As part of the Issuer's acquisition of the remaining common units representing limited partner interests of CONSOL Coal Resources LP ("CCR") on December 30, 2020, each common unit of CCR previously held by the reporting person has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of the Issuer.

F1 · price: As part of the Issuer's acquisition of the remaining common units representing limited partner interests of CONSOL Coal Resources LP ("CCR") on December 30, 2020, each common unit of CCR previously held by the reporting person has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of the Issuer.

F2 · balance_after: Of the 412,139 shares reported as directly held, 258,470 are restricted stock units (including dividend equivalent rights).

Read SEC document
December 30, 2020 Filed Jan 4, 2021 19:26 UTC CONSOL Coal Resources LP CCR · Entity 144203 OtherCommon Units (Limited Partner Interests) 76,551 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000189 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: As part of the acquisition of Issuer, each outstanding common unit representing a limited partner interest in the Issuer (other than common units owned by CONSOL Energy Inc. or its subsidiaries) has converted into the right to receive 0.73 shares of common stock, par value $0.01 per share, of CONSOL Energy Inc.

Read SEC document
December 12, 2020 Filed Dec 15, 2020 20:24 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 3,845 $6.51 $25,030.95
Disclosure

SEC source: 0000899243-20-033960 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,256

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 356,256 shares reported as directly held, 258,470 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:34 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 221,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004578 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,101

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · balance_after: Of the 360,101 shares reported as directly held, 266,854 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:14 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 6,201 $9.39 $58,227.39
Disclosure

SEC source: 0000899243-20-003877 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,254

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 138,254 shares reported as directly held, 45,007 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2020 Filed Feb 10, 2020 20:14 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 4,390 $9.72 $42,670.80
Disclosure

SEC source: 0000899243-20-003877 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,455

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:30 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 9,416 $10.33 $97,267.28
Disclosure

SEC source: 0000899243-20-003686 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,845

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 148,845 shares reported as directly held, 68,104 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:30 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 20,534 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003686 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,261

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2019 performance period (13,496 shares) and (b) the 2018 Long Term Incentive Program for the 2019 performance period (7,038 shares).

Read SEC document
December 12, 2019 Filed Dec 16, 2019 18:07 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 3,844 $14.20 $54,584.80
Disclosure

SEC source: 0000899243-19-029309 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,727

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 137,727 shares reported as directly held, 68,104 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2019 Filed Feb 8, 2019 17:04 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 40,570 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003070 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,571

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 141,571 shares reported as directly held, 76,487 are restricted stock units (including dividend equivalent rights).

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February 06, 2019 Filed Feb 6, 2019 21:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 4,390 $34.72 $152,420.80
Disclosure

SEC source: 0000899243-19-002811 · doc4.xml · nonDerivative · entry 3

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,001

F3 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

F4 · balance_after: Of the 101,001 shares reported as directly held, 35,917 are restricted stock units (including dividend equivalent rights).

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February 04, 2019 Filed Feb 6, 2019 21:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 22,304 $35.30 $787,331.20
Disclosure

SEC source: 0000899243-19-002811 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,391

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:00 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 48,642 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-002811 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,695

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2018 performance period (19,920 shares) and (b) the 2018 Long Term Incentive Program for the 2018 performance period (28,722 shares).

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:24 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 3,844 $32.93 $126,582.92
Disclosure

SEC source: 0000899243-18-031075 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,053

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 79,053 shares reported as directly held, 45,491 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 16:22 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 28,724 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-003284 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,897

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 82,897 shares reported as directly held, 53,874 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2018 Filed Feb 1, 2018 19:17 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 11,680 $31.59 $368,971.20
Disclosure

SEC source: 0000899243-18-002550 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,173

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 54,173 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2018 Filed Feb 1, 2018 19:17 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 30,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002550 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,853

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the Long Term Incentive Program for the 2015-2017 performance period (10,315 shares), and (b) the 2016 Long Term Incentive Program for the 2017 performance period (19,920 shares).

Read SEC document
December 20, 2017 Filed Dec 22, 2017 16:33 UTC Core Natural Resources, Inc. CEIX · Entity 3899 Tax withholdingCommon stock, par value $0.01 per share 5,159 $32.50 $167,667.50
Disclosure

SEC source: 0000899243-17-029470 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,618

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously issued to him as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX Resources Corporation (f/k/a CONSOL Energy Inc.).

F2 · balance_after: Of the 35,618 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:26 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 25,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028765 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,777

F1 · shares: Represents a grant of 25,150 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 40,777 shares reported as directly held, 25,150 are restricted stock units (including dividend equivalent rights).

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:31 UTC CONSOL Coal Resources LP CCR · Entity 144203 Exercise / conversionPhantom Units (rights to common units) · Derivative 73,246 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-027711 · doc4.xml · derivative · entry 4

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units (Limited Partner Interests) · 73,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit.

F3 · derivative.exercise_date: These phantom units vested and settled on November 28, 2017 in connection with a "change in control" as defined in, and pursuant to the terms of, the reporting person's Amended and Restated Change in Control Severance Agreement dated February 7, 2017.

F4 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:31 UTC CONSOL Coal Resources LP CCR · Entity 144203 Exercise / conversionPhantom Units (rights to common units) · Derivative 37,975 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-027711 · doc4.xml · derivative · entry 3

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units (Limited Partner Interests) · 37,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit.

F3 · derivative.exercise_date: These phantom units vested and settled on November 28, 2017 in connection with a "change in control" as defined in, and pursuant to the terms of, the reporting person's Amended and Restated Change in Control Severance Agreement dated February 7, 2017.

F4 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:31 UTC CONSOL Coal Resources LP CCR · Entity 144203 Tax withholdingCommon Units (Limited Partner Interests) 53,890 $13.55 $730,209.50
Disclosure

SEC source: 0000899243-17-027711 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,551

F1 · shares: Represents units withheld to satisfy the reporting person's tax liability from the vesting of phantom units previously granted to him.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 19:31 UTC CONSOL Coal Resources LP CCR · Entity 144203 Exercise / conversionCommon Units (Limited Partner Interests) 111,221 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-027711 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Dec 14, 2017 18:26 UTC Core Natural Resources, Inc. CEIX · Entity 3899 GrantCommon stock, par value $0.01 per share 10,645 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028724 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,627

F1 · shares: Represents restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off"). These restricted stock units vested on November 28, 2017 in connection with a "change in control" as defined in, and pursuant to the terms of, the Reporting Person's Amended and Restated Change in Control Severance Agreement dated February 7, 2017.

F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 18:56 UTC CONSOL Coal Resources LP CNXC · Entity 144203 GrantPhantom Units (rights to common units) · Derivative 73,246 $0.00 $0.00
Disclosure

SEC source: 0001637558-17-000012 · wf-form4_148590698279846.xml · derivative · entry 4

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,221

Underlying: Common Units (Limited Partner Interests) · 73,246 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.

F5 · derivative.exercise_date: The phantom units vest: (i) 24,416 phantom units on January 31, 2018, (ii) 24,415 phantom units on January 31, 2019 and, (iii) 24,415 phantom units on January 31, 2020,

F2 · derivative.expiration_date: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 13,426 $16.94 $227,436.44
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 4

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,667

F3 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F4 · balance_after: Of the 54,667 shares held directly, 14,805 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 27,708 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 3

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,093

F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,259 $16.94 $21,327.46
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,385

F1 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:46 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,325 $18.30 $24,247.50
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,644

F1 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 18:56 UTC CONSOL Coal Resources LP CNXC · Entity 144203 Exercise / conversionPhantom Units (rights to common units) · Derivative 18,988 $0.00 $0.00
Disclosure

SEC source: 0001637558-17-000012 · wf-form4_148590698279846.xml · derivative · entry 3

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,975

Underlying: Common Units (Limited Partner Interests) · 18,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The phantom units expire upon settlement. The phantom units are settled upon vesting in common units (on a one-for-one basis) or, at the discretion of the Issuer, in cash.

F3 · derivative.exercise_date: 18,988 phantom units vested on January 29, 2017. The remaining 37,975 phantom units vest 18,988 on January 29, 2018 and 18,987 on January 29, 2019.

F4 · derivative.expiration_date: Each phantom unit was the economic equivalent of one common unit.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 18:56 UTC CONSOL Coal Resources LP CNXC · Entity 144203 Tax withholdingCommon Units (Limited Partner Interests) 6,428 $0.00 $0.00
Disclosure

SEC source: 0001637558-17-000012 · wf-form4_148590698279846.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,220

F1 · shares: Represents units withheld to satisfy the reporting person's tax liability from the vesting of phantom unit previously granted to him.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 18:56 UTC CONSOL Coal Resources LP CNXC · Entity 144203 Exercise / conversionCommon Units (Limited Partner Interests) 18,988 $0.00 $0.00
Disclosure

SEC source: 0001637558-17-000012 · wf-form4_148590698279846.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.