Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TuSimple Holdings Inc.TSP · Entity 9876 | Director · CEO and Director | January 23, 2024 | January 25, 2024 |
| Uxin LtdUXIN · Entity 6126 | Director | March 18, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TuSimple Holdings Inc.
Report date January 23, 2024 · Filed January 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,339,320 |
Ending reported balance
After 2024-01-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-01-23 · Sale · Disposed 129,676 · Balance 2,446,152 F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Row 2 · 2024-01-24 · Sale · Disposed 106,832 · Balance 2,339,320 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LLC | 900,000 |
Reported balance
Holding disclosure · report date 2024-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 900,000 F4: The shares are held by Hickory Wood Grove LLC, a limited liability company incorporated in Delaware and deemed beneficially owned by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
F4: The shares are held by Hickory Wood Grove LLC, a limited liability company incorporated in Delaware and deemed beneficially owned by the Reporting Person.
Uxin Ltd
Report date March 18, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Americal depositary sharesSEC Table I · non-derivative | Direct | 75,081 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 75,081 F1: Each American depositary share represents 300 Class A ordinary shares of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American depositary share represents 300 Class A ordinary shares of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2021 Filed Sep 7, 2021 21:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 34,837 | $43.95 | $1,531,173.24 |
DisclosureSEC source: 0000899243-21-035292 · doc4.xml · nonDerivative · entry 2 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,496 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $43.66 to $44.655, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnotes 3 through 7 of this Form 4. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 108,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035292 · doc4.xml · derivative · entry 9 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,667 Underlying: Class A Common Stock · 108,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Represents the settlement of a vested RSU. The Reporting Person was previously granted RSUs that represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a three-year period. 30% of the RSUs vested on June 30, 2020 and 8.75% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F9 · price: Represents the settlement of a vested RSU. The Reporting Person was previously granted RSUs that represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a three-year period. 30% of the RSUs vested on June 30, 2020 and 8.75% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F9 · derivative.exercise_date: Represents the settlement of a vested RSU. The Reporting Person was previously granted RSUs that represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a three-year period. 30% of the RSUs vested on June 30, 2020 and 8.75% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F9 · derivative.expiration_date: Represents the settlement of a vested RSU. The Reporting Person was previously granted RSUs that represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a three-year period. 30% of the RSUs vested on June 30, 2020 and 8.75% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 21:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 108,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035292 · doc4.xml · nonDerivative · entry 1 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016586 · doc4.xml · nonDerivative · entry 4 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 900,000 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2 · ownership.nature: The shares are held by Hickory Wood Grove LLC, a limited liability company incorporated in Delaware and beneficially owned by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherClass A Common Stock | 1,225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016586 · doc4.xml · nonDerivative · entry 3 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,000 F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · balance_after: One-third of the shares are subject to the issuer's right of repurchase, which shall lapse on January 1, 2022, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016586 · doc4.xml · nonDerivative · entry 2 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 0 F1 · kind: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The shares are held by Hickory Wood Grove LLC, a limited liability company incorporated in Delaware and beneficially owned by the Reporting Person. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 16:05 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | OtherCommon Stock | 1,225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-016586 · doc4.xml · nonDerivative · entry 1 Lu Cheng · CIK 0001851981 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. F1 · price: The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.