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Wade Brooke N.

Disclosed activity across 2 companies

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55586
SEC CIK
0001646479

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRAN TIERRA ENERGY INC.GTE · Entity 5740DirectorSeptember 24, 2026September 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAN TIERRA ENERGY INC.

Report date September 24, 2026 · Filed September 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,729 Reported balance After 2026-09-24 transaction · row 1
1 source row

Row 1 · 2026-09-24 · Exercise / conversion · Acquired 1,382 · Balance 58,729

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.60 · Expires 2026-10-01Direct4,964 Reported balance After 2026-09-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-24 · Exercise / conversion · Disposed 1,382 · Balance 4,964

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Kinder Morgan Canada Ltd

Report date December 16, 2019 · Filed December 16, 2019

Section 16 reporting ended · disclosed 2019-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Voting SharesSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-16 transaction · row 1
1 source row

Row 1 · 2019-12-16 · Disposition to issuer · Disposed 2,642 · Balance 0

F1: The disposition occurred upon completion of the acquisition of all of the issuer's outstanding common equity by Pembina Pipeline Corporation ("Pembina") via statutory arrangement under the Business Corporations Act (Alberta) (the "Arrangement").

F2: The number of restricted voting shares reflects the one-for-three share consolidation effected by the issuer on January 4, 2019.

F3: On December 13, 2019, the last trading day for the issuer's restricted voting shares prior to completion of the Arrangement, the closing prices on the Toronto Stock Exchange per restricted voting share and per Pembina common share were $10.94 and $35.75, respectively, as converted from C$14.42 and C$47.12, respectively. Under the Arrangement, each restricted voting share was cancelled in exchange for 0.3068 of a common share of Pembina.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition occurred upon completion of the acquisition of all of the issuer's outstanding common equity by Pembina Pipeline Corporation ("Pembina") via statutory arrangement under the Business Corporations Act (Alberta) (the "Arrangement").

F2: The number of restricted voting shares reflects the one-for-three share consolidation effected by the issuer on January 4, 2019.

F3: On December 13, 2019, the last trading day for the issuer's restricted voting shares prior to completion of the Arrangement, the closing prices on the Toronto Stock Exchange per restricted voting share and per Pembina common share were $10.94 and $35.75, respectively, as converted from C$14.42 and C$47.12, respectively. Under the Arrangement, each restricted voting share was cancelled in exchange for 0.3068 of a common share of Pembina.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2020 Filed Jan 3, 2020 22:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 10,195 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001104659-20-000957 · tm201219d7_4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock · 10,195 shares

Expires 2025-01-01

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 31,677 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000957 · tm201219d7_4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,761

Underlying: Common Stock · 31,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 21:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 6,000 $1.25 $7,500.00
Disclosure

SEC source: 0001104659-19-076769 · tm1928310d1_form4.xml · nonDerivative · entry 3

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 1,006,000

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 21:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 91,200 $1.26 $114,912.00
Disclosure

SEC source: 0001104659-19-076769 · tm1928310d1_form4.xml · nonDerivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 1,000,000

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 21:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 25,000 $1.27 $31,750.00
Disclosure

SEC source: 0001104659-19-076769 · tm1928310d1_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 908,800

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 21:37 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 483,800 $1.24 $599,912.00
Disclosure

SEC source: 0001104659-19-076485 · tm1927529d1_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 883,800

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 16:29 UTC Kinder Morgan Canada Ltd KML · Entity 153094 Disposition to issuerRestricted Voting Shares 2,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001714973-19-000063 · wf-form4_157653174235771.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The disposition occurred upon completion of the acquisition of all of the issuer's outstanding common equity by Pembina Pipeline Corporation ("Pembina") via statutory arrangement under the Business Corporations Act (Alberta) (the "Arrangement").

F2 · shares: The number of restricted voting shares reflects the one-for-three share consolidation effected by the issuer on January 4, 2019.

F3 · price: On December 13, 2019, the last trading day for the issuer's restricted voting shares prior to completion of the Arrangement, the closing prices on the Toronto Stock Exchange per restricted voting share and per Pembina common share were $10.94 and $35.75, respectively, as converted from C$14.42 and C$47.12, respectively. Under the Arrangement, each restricted voting share was cancelled in exchange for 0.3068 of a common share of Pembina.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:48 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 10,875 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001144204-19-047203 · tv530634_4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

Underlying: Common Stock · 10,875 shares

Expires 2024-10-01

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:48 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 34,334 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-047203 · tv530634_4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,084

Underlying: Common Stock · 34,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 110,900 $1.44 $159,696.00
Disclosure

SEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 3

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,600

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 56,500 $1.43 $80,795.00
Disclosure

SEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,700

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 17,600 $1.42 $24,992.00
Disclosure

SEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,200

F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 8,496 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-19-033784 · tv524802_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,496

Underlying: Common Stock · 8,496 shares

Expires 2024-07-01

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 26,216 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-033784 · tv524802_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,750

Underlying: Common Stock · 26,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:10 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 5,473 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001144204-19-017800 · tv517938_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473

Underlying: Common Stock · 5,473 shares

Expires 2024-04-01

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:10 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 17,002 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017800 · tv517938_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,534

Underlying: Common Stock · 17,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:05 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 3,147 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001144204-19-000381 · tv510302_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147

Underlying: Common Stock · 3,147 shares

Expires 2024-01-01

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:05 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 14,178 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000381 · tv510302_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,532

Underlying: Common Stock · 14,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:42 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 1,867 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001144204-18-052323 · tv504154_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: Common Stock · 1,867 shares

Expires 2023-10-01

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:42 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 8,478 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-052323 · tv504154_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,354

Underlying: Common Stock · 8,478 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 17:48 UTC Kinder Morgan Canada Ltd KML · Entity 153094 Exercise / conversionRestricted Share Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001714973-18-000033 · wf-form4_153272809206979.xml · derivative · entry 3

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Voting Shares · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit represents the right to receive, at settlement, one restricted voting share.

F1 · kind: This transaction represents the settlement of restricted share units on their scheduled vesting date of July 25, 2018.

F5 · derivative.exercise_date: These restricted share units vested on July 25, 2018.

F5 · derivative.expiration_date: These restricted share units vested on July 25, 2018.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 17:48 UTC Kinder Morgan Canada Ltd KML · Entity 153094 Tax withholdingRestricted Voting Shares 4,980 $12.71 $63,295.80
Disclosure

SEC source: 0001714973-18-000033 · wf-form4_153272809206979.xml · nonDerivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,926

F3 · kind: Represents shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted share units under the issuer's Restricted Share Unit Plan for Non-Employee Directors.

F4 · price: As converted from CAD$16.63, representing the closing price for the issuer's restricted voting shares on the Toronto Stock Exchange on the date of vesting.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 17:48 UTC Kinder Morgan Canada Ltd KML · Entity 153094 Exercise / conversionRestricted Voting Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001714973-18-000033 · wf-form4_153272809206979.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction represents the settlement of restricted share units on their scheduled vesting date of July 25, 2018.

F2 · price: Each restricted share unit represents the right to receive, at settlement, one restricted voting share.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:38 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,058 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001144204-18-037250 · tv498000_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Underlying: Common Stock · 2,058 shares

Expires 2023-07-01

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:38 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 9,244 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-037250 · tv498000_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,876

Underlying: Common Stock · 9,244 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,607 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001144204-18-019018 · tv490280_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 2,607 shares

Expires 2023-04-01

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 11,657 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-019018 · tv490280_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,632

Underlying: Common Stock · 11,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 23:02 UTC Amendment GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 150,000 $2.56 $384,000.00
Disclosure

SEC source: 0001144204-18-013406 · tv488012_form4a.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 400,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 (CDN) to $3.31 (CDN), inclusive. The undersigned hereby undertakes to provide the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:57 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 150,000 $2.56 $384,000.00
Disclosure

SEC source: 0001144204-18-013384 · tv488003_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Inc.

Disclosed balance after: 400,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 (CDN) to $3.31 (CDN), inclusive. The undersigned hereby undertakes to provide the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 10:40 UTC Kinder Morgan Canada Ltd KML · Entity 153094 GrantRestricted Share Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001584746-18-000009 · primary_doc.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Restricted Voting Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents the right to receive, at settlement, one restricted voting share.

F2 · derivative.exercise_date: These restricted share units are scheduled to vest on July 25, 2018.

F2 · derivative.expiration_date: These restricted share units are scheduled to vest on July 25, 2018.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:21 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,806 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001144204-18-000515 · tv482575_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

Underlying: Common Stock · 2,806 shares

Expires 2023-01-01

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:21 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 12,380 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-000515 · tv482575_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,975

Underlying: Common Stock · 12,380 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

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October 01, 2017 Filed Oct 3, 2017 22:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 3,389 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001144204-17-051235 · v476399_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,389

Underlying: Common Stock · 3,389 shares

Expires 2022-10-01

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 14,725 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-051235 · v476399_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,595

Underlying: Common Stock · 14,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 242,600 $2.31 $559,678.20
Disclosure

SEC source: 0001144204-17-051151 · v476370_form4.xml · nonDerivative · entry 3

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,600

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 (CDN) to $2.90 (CDN), inclusive. The undersigned hereby undertakes to provide the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · price: Purchase and sale price of security was transacted in Canadian currency and converted to U.S. currency.

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September 29, 2017 Filed Oct 3, 2017 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCommon Stock 121,300 $2.28 $277,049.20
Disclosure

SEC source: 0001144204-17-051151 · v476370_form4.xml · nonDerivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 250,000

F2 · price: Purchase and sale price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:01 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCommon Stock 121,300 $2.30 $278,990.00
Disclosure

SEC source: 0001144204-17-051151 · v476370_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wade Capital Corporation

Disclosed balance after: 371,300

F2 · price: Purchase and sale price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:37 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 3,312 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001144204-17-035695 · v470352_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

Underlying: Common Stock · 3,312 shares

Expires 2022-07-01

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:37 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 14,422 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-035695 · v470352_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,870

Underlying: Common Stock · 14,422 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 22:42 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,719 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001144204-17-018624 · v463401_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

Underlying: Common Stock · 2,719 shares

Expires 2022-04-01

Read SEC document
April 01, 2017 Filed Apr 3, 2017 22:42 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 11,956 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018624 · v463401_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,448

Underlying: Common Stock · 11,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:41 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 142,600 $2.59 $369,334.00
Disclosure

SEC source: 0001144204-17-014565 · v461844_form4.xml · nonDerivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wade Capital Corporation

Disclosed balance after: 492,600

Read SEC document
January 01, 2017 Filed Jan 4, 2017 00:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,356 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001144204-17-000335 · v456145_form4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356

Underlying: Common Stock · 2,356 shares

Expires 2022-01-01

Read SEC document
January 01, 2017 Filed Jan 4, 2017 00:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 10,362 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-000335 · v456145_form4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,492

Underlying: Common Stock · 10,362 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 22:32 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 2,475 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001144204-16-126856 · v450022_4.xml · derivative · entry 2

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,475 shares

Expires 2021-10-01

Read SEC document
October 01, 2016 Filed Oct 4, 2016 22:32 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantDeferred Stock Units · Derivative 10,625 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-126856 · v450022_4.xml · derivative · entry 1

Wade Brooke N. · CIK 0001646479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.