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Roberts Scott Alexander

Disclosed activity across 1 company

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55403
SEC CIK
0001769058

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HEALTHSTREAM INCHSTM · Entity 5059CFO and SVPSeptember 29, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HEALTHSTREAM INC

Report date September 29, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,983 Ending reported balance After 2026-09-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-29 · Exercise / conversion · Acquired 1,564 · Balance 38,364

F1: Shares acquired on vesting of restricted share units.

Row 2 · 2026-09-29 · Tax withholding · Disposed 381 · Balance 37,983

F2: Shares withheld for payment of tax liability.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct984 Reported balance After 2026-09-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-29 · Exercise / conversion · Disposed 844 · Balance 984

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F5: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,331 Reported balance After 2026-09-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-29 · Exercise / conversion · Disposed 410 · Balance 1,331

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 18, 2025, 20% vest on September 18, 2026, 30% vest on September 18, 2027, and the remaining 35% vest on September 18, 2028.

F5: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,759 Reported balance After 2026-09-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-29 · Exercise / conversion · Disposed 310 · Balance 1,759

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 24, 2026, 20% vest on September 24, 2027, 30% vest on September 24, 2028, and the remaining 35% vest on September 24, 2029.

F5: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired on vesting of restricted share units.

F2: Shares withheld for payment of tax liability.

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F5: Not applicable.

F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 18, 2025, 20% vest on September 18, 2026, 30% vest on September 18, 2027, and the remaining 35% vest on September 18, 2028.

F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 24, 2026, 20% vest on September 24, 2027, 30% vest on September 24, 2028, and the remaining 35% vest on September 24, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,943

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,199

Underlying: Common Stock · 984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Common Stock · 1,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,829 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 1,749 $26.43 $46,226.07
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,468

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 7,182 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009222 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 23:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008896 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005755 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2023 through December 31, 2023 was achieved; therefore 15% of the awards vested on February 23, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 364 $26.81 $9,758.84
Disclosure

SEC source: 0001437749-24-005755 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,035

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 1,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005755 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:11 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:11 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 94 $25.14 $2,363.16
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,899

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:11 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 383 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029263 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 299 $21.32 $6,374.68
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,610

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 1,225 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026465 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 21:26 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026531 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 8

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,458

Underlying: Common Stock · 1,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F10 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 7

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,183

Underlying: Common Stock · 738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,829

Underlying: Common Stock · 1,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 1,362 $26.25 $35,752.50
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,684

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 5,634 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 20:08 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007797 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,286

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 21:26 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-004546 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. 15% vest on February 23, 2024 for the period January 1, 2023 through December 31, 2023; 20% vest on February 23, 2025 for the period January 1, 2024 through December 31, 2024; 20% vest on February 23, 2026 for the period January 1, 2025 through December 31, 2025; 20% vest on February 23, 2027 for the period January 1, 2026 through December 31, 2026; and 25% vest on February 23, 2028 for the period January 1, 2027 through December 31, 2027. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period (but not in succeeding periods).

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2022 Filed Oct 28, 2022 20:15 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-025077 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

Underlying: Common Stock · 2,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 20:20 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-022786 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 20:20 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 256 $21.93 $5,614.08
Disclosure

SEC source: 0001437749-22-022786 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,412

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2022 Filed Sep 20, 2022 20:20 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 1,050 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-022786 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
May 26, 2022 Filed May 31, 2022 20:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 4,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013908 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,921

Underlying: Common Stock · 4,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · date: The RSUs were approved by the Compensation Committee of the Board of Directors on March 23, 2022, subject to shareholder approval of the 2022 Omnibus Incentive Plan under which the RSUs were granted. HealthStream's shareholders approved the plan on May 26, 2022.

F3 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:49 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 12,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-007241 · rdgdoc.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

Underlying: Common Stock · 12,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting will be determined based on actual performance. RSUs that do not vest during a performance period may become eligible for vesting during the next performance period.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Common Stock · 376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 662 $19.94 $13,200.28
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 2,694 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006743 · rdgdoc.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock 171 $29.28 $5,006.88
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,586

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 12:56 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057000 · doc4.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 5,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 7

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

Underlying: Common Stock · 5,215 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 784 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 6

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,442

Underlying: Common Stock · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 5

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

Underlying: Common Stock · 252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 4

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491

Underlying: Common Stock · 422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock 585 $23.52 $13,759.20
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · nonDerivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,057

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 13:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 1,973 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021657 · doc4.xml · nonDerivative · entry 1

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 02:28 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0001209191-20-062817 · doc4.xml · derivative · entry 2

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2030-12-09

F1 · derivative.exercise_date: 15% of the option grant will vest on December 9, 2021, 20% will vest on December 9, 2022, 30% will vest on December 9, 2023, and the remaining 35% will vest on December 9, 2024.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 17:36 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051406 · doc4.xml · derivative · entry 3

Roberts Scott Alexander · CIK 0001769058 · CFO and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2020, 20% vest on September 20, 2021, 30% vest on September 20, 2022, and the remaining 35% vest on September 20, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.