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BERMAN ANN E

Disclosed activity across 4 companies

Tapewire entity
55240
SEC CIK
0001349408

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Immuneering CorpIMRX · Entity 5884DirectorJune 13, 2025June 16, 2025
LOEWS CORPL · Entity 3231DirectorMarch 31, 2026March 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Immuneering Corp

Report date June 13, 2025 · Filed June 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.90 · Expires 2035-06-13Direct33,350 Reported balance After 2025-06-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-13 · Grant · Acquired 33,350 · Balance 33,350

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 13, 2025, and will be fully vested and exercisable on June 13, 2026, or the date of the 2026 annual meeting of stockholders, whichever comes first.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in equal monthly installments over a one-year period commencing on July 13, 2025, and will be fully vested and exercisable on June 13, 2026, or the date of the 2026 annual meeting of stockholders, whichever comes first.

LOEWS CORP

Report date March 31, 2026 · Filed March 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,233 Reported balance After 2026-03-31 transaction · row 1
1 source row

Row 1 · 2026-03-31 · Grant · Acquired 235 · Balance 5,233

F1: Represents quarterly grant of common stock in respect of director compensation under the Loews Corporation 2025 Incentive Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents quarterly grant of common stock in respect of director compensation under the Loews Corporation 2025 Incentive Compensation Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CANTEL MEDICAL CORP

Report date June 02, 2021 · Filed June 02, 2021

Section 16 reporting ended · disclosed 2021-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.10 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2021-06-02 transaction · row 1
1 source row

Row 1 · 2021-06-02 · Disposition to issuer · Disposed 4,159 · Balance 0

F1: Represents shares that, at the effective time of the First Merger (as defined in the Agreement and Plan of Merger, as amended and restated on March 1, 2021 (the "Merger Agreement"), by and among Cantel Medical Corp., a Delaware corporation (the "Company"), STERIS plc, an Irish public limited company ("STERIS"), Solar New US Holding Co, LLC and Crystal Merger Sub 1, LLC) (the "Effective Time"), were converted into the right to receive (i) 0.33787 ordinary shares, par value $0.001 per share, of STERIS (the "Stock Consideration"), and (ii) $16.93 in cash (the "Cash Consideration" and, together with the Stock Consideration, the "Merger Consideration").

F2: Based on the closing price of ordinary shares of STERIS on June 1, 2021, the last trading day before the Effective Time, the value of the Stock Consideration payable per share of common stock, par value $.10 per share, of the Company ("Company Common Stock") was $63.66, and the value of the Merger Consideration payable per share of Company Common Stock pursuant to the Merger Agreement was $80.59.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that, at the effective time of the First Merger (as defined in the Agreement and Plan of Merger, as amended and restated on March 1, 2021 (the "Merger Agreement"), by and among Cantel Medical Corp., a Delaware corporation (the "Company"), STERIS plc, an Irish public limited company ("STERIS"), Solar New US Holding Co, LLC and Crystal Merger Sub 1, LLC) (the "Effective Time"), were converted into the right to receive (i) 0.33787 ordinary shares, par value $0.001 per share, of STERIS (the "Stock Consideration"), and (ii) $16.93 in cash (the "Cash Consideration" and, together with the Stock Consideration, the "Merger Consideration").

F2: Based on the closing price of ordinary shares of STERIS on June 1, 2021, the last trading day before the Effective Time, the value of the Stock Consideration payable per share of common stock, par value $.10 per share, of the Company ("Company Common Stock") was $63.66, and the value of the Merger Consideration payable per share of Company Common Stock pursuant to the Merger Agreement was $80.59.

Mirror Merger Sub 2, LLC

Report date March 01, 2021 · Filed March 03, 2021

Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-03-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-01 · Disposition to issuer · Disposed 2,477 · Balance 0

F1: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.

F2: This Deferred Stock Unit award, which was granted on November 2, 2020, was canceled and converted in the March 1, 2021 merger of the Issuer and Morgan Stanley (the Merger) into the right to receive a cash payment of $73 per share for a total of $180,821.00.

Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-11-01Direct0 Reported balance After 2021-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-01 · Disposition to issuer · Disposed 3,363 · Balance 0

F1: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.

F3: This Deferred Stock Unit award, which was granted on November 1, 2019, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $245,499.00.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2023-11-01Direct0 Reported balance After 2021-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-01 · Disposition to issuer · Disposed 4,045 · Balance 0

F4: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-03-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-01 · Disposition to issuer · Disposed 3,252 · Balance 0

F5: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.

F6: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.

F2: This Deferred Stock Unit award, which was granted on November 2, 2020, was canceled and converted in the March 1, 2021 merger of the Issuer and Morgan Stanley (the Merger) into the right to receive a cash payment of $73 per share for a total of $180,821.00.

F3: This Deferred Stock Unit award, which was granted on November 1, 2019, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $245,499.00.

F4: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.

F5: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.

F6: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $38.38 $0.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · derivative · entry 9

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $47.71 $0.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · derivative · entry 8

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $40.34 $0.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · derivative · entry 7

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 SaleCommon Stock 1,383 $50.30 $69,564.90
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 6

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Disposition to issuerCommon Stock 4,617 $49.86 $230,203.62
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 5

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $27.11 $40,665.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $38.38 $57,570.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $47.71 $71,565.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 19:02 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $40.34 $60,510.00
Disclosure

SEC source: 0001140361-17-044385 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 14:08 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017343 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Underlying: Eaton Vance Corp. Non-voting Common Stock · 13 shares

Expires 2018-11-01

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 10:27 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionPhantom Stock · Derivative 1,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016959 · doc4.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,587 shares

Expires 2017-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 10:27 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016959 · doc4.xml · derivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares

Expires 2017-11-02

F1 · security: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
November 02, 2017 Filed Nov 6, 2017 10:27 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Disposition to issuerEaton Vance Corp. Non-voting Common Stock 1,587 $51.04 $81,000.48
Disclosure

SEC source: 0001225208-17-016959 · doc4.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 02, 2017 Filed Nov 6, 2017 10:27 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionEaton Vance Corp. Non-voting Common Stock 1,587 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016959 · doc4.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 09:34 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 1,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016855 · doc4.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,381 shares

Expires not disclosed

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.

F2 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

F2 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 09:34 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantOption (right to buy) · Derivative 6,808 $0.00 Strike: $50.67 $0.00
Disclosure

SEC source: 0001225208-17-016855 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,808

Underlying: Eaton Vance Corp. Non-voting Common Stock · 6,808 shares

Expires 2027-11-01

Read SEC document
November 01, 2017 Filed Nov 13, 2017 10:53 UTC Amendment Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 2,763 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017199 · doc4a.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,763 shares

Expires not disclosed

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.

F2 · shares: The original Form 4 filed on November 3, 2017 incorrectly reported grants on November 1, 2017 of 1,381 shares of Phantom Stock and 6,808 Stock Options. The actual grant on November 1, 2017 was for 2,763 shares of Phantom Stock. No Stock Options were granted. This amended Form 4 corrects this information to accurately reflect the November 1, 2017 grant.

F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 15:18 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionOption (right to buy) · Derivative 6,865 $0.00 Strike: $47.23 $0.00
Disclosure

SEC source: 0001225208-17-015364 · doc4.xml · derivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 6,865 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 15:18 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 SaleEaton Vance Corp. Non-voting Common Stock 6,865 $48.88 $335,592.09
Disclosure

SEC source: 0001225208-17-015364 · doc4.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 27, 2017 Filed Sep 28, 2017 15:18 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionEaton Vance Corp. Non-voting Common Stock 6,865 $47.23 $324,237.38
Disclosure

SEC source: 0001225208-17-015364 · doc4.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 18:01 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 2.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-035473 · doc1.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136.6

Underlying: Common Stock · 2.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 9, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, which will vest on May 9, 2018, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2017 RSUs.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, which will vest on May 9, 2018, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2017 RSUs.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 18:01 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 3.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-035473 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,541.2

Underlying: Common Stock · 3.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 10, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs. The 2016 RSUs vested on May 10, 2017; however, the Reporting Person elected to defer delivery of shares with respect to such 2016 RSUs.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs. The 2016 RSUs vested on May 10, 2017; however, the Reporting Person elected to defer delivery of shares with respect to such 2016 RSUs.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 11:00 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013982 · doc4.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577

Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares

Expires 2017-11-02

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 11:00 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013982 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares

Expires 2018-11-01

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
July 31, 2017 Filed Nov 13, 2018 18:45 UTC Amendment CANTEL MEDICAL CORP CMD · Entity 138805 GrantCommon Stock, par value $.10 per share 875 $0.00 $0.00
Disclosure

SEC source: 0000019446-18-000062 · edgar.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,299

F1 · date: This amendment is being filed to correct a clerical error in the Form 4 filed by the Reporting Person on August 1, 2017, which erroneously re-reported a previously reported transaction from September 30, 2016.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 17:07 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 2.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025101 · doc1.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133.8

Underlying: Common Stock · 2.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 9, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2017 RSUs.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2017 RSUs.

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June 13, 2017 Filed Jun 15, 2017 17:07 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 3.3 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-025101 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537.8

Underlying: Common Stock · 3.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 10, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2016 RSUs.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2016 RSUs.

Read SEC document
May 15, 2017 Filed May 15, 2017 14:13 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009695 · doc4.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Underlying: Eaton Vance Corp. Non-voting Common Stock · 11 shares

Expires 2017-11-02

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

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May 15, 2017 Filed May 15, 2017 14:13 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009695 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036

Underlying: Eaton Vance Corp. Non-voting Common Stock · 14 shares

Expires 2018-11-01

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

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May 09, 2017 Filed May 11, 2017 17:13 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 2,131 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019592 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131

Underlying: Common Stock · 2,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest on May 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting, subject to any election to defer delivery of shares made by the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest on May 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting, subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 19:49 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 3.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-012085 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534.5

Underlying: Common Stock · 3.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously awarded RSUs (the "Previous RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with Previous RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such Previous RSUs.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with Previous RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such Previous RSUs.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:40 UTC LOEWS CORP L · Entity 3231 Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $45.75 $0.00
Disclosure

SEC source: 0001140361-17-010298 · doc1.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2017-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

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March 01, 2017 Filed Mar 2, 2017 21:40 UTC LOEWS CORP L · Entity 3231 SaleCommon Stock 58 $47.63 $2,762.54
Disclosure

SEC source: 0001140361-17-010298 · doc1.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.57 and $47.64. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities of each separate price sold.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:40 UTC LOEWS CORP L · Entity 3231 Disposition to issuerCommon Stock 1,442 $47.57 $68,595.94
Disclosure

SEC source: 0001140361-17-010298 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:40 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $45.75 $68,625.00
Disclosure

SEC source: 0001140361-17-010298 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 14:04 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003351 · doc4.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares

Expires 2017-11-02

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 14:04 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003351 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022

Underlying: Eaton Vance Corp. Non-voting Common Stock · 13 shares

Expires 2018-11-01

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:11 UTC LOEWS CORP L · Entity 3231 GrantRestricted Stock Units · Derivative 3.3 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089813 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531.1

Underlying: Common Stock · 3.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuers's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously awarded RSUs (the "Previous RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with Previous RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such Previous RSUs.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with Previous RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to such Previous RSUs.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:25 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionOption (right to buy) · Derivative 5,737 $0.00 Strike: $36.71 $0.00
Disclosure

SEC source: 0001225208-16-042923 · doc4.xml · derivative · entry 5

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,737 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:25 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionOption (right to buy) · Derivative 7,451 $0.00 Strike: $36.76 $0.00
Disclosure

SEC source: 0001225208-16-042923 · doc4.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 7,451 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:25 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 SaleEaton Vance Corp. Non-voting Common Stock 13,188 $43.05 $567,743.40
Disclosure

SEC source: 0001225208-16-042923 · doc4.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:25 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionEaton Vance Corp. Non-voting Common Stock 5,737 $36.71 $210,605.27
Disclosure

SEC source: 0001225208-16-042923 · doc4.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:25 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionEaton Vance Corp. Non-voting Common Stock 7,451 $36.76 $273,898.76
Disclosure

SEC source: 0001225208-16-042923 · doc4.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:10 UTC LOEWS CORP L · Entity 3231 Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $41.85 $0.00
Disclosure

SEC source: 0001140361-16-088610 · doc1.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:10 UTC LOEWS CORP L · Entity 3231 SaleCommon Stock 101 $45.15 $4,560.15
Disclosure

SEC source: 0001140361-16-088610 · doc1.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $44.87 and $45.21. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities of each separate price sold.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:10 UTC LOEWS CORP L · Entity 3231 Disposition to issuerCommon Stock 1,399 $44.87 $62,773.13
Disclosure

SEC source: 0001140361-16-088610 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:10 UTC LOEWS CORP L · Entity 3231 Exercise / conversionCommon Stock 1,500 $41.85 $62,775.00
Disclosure

SEC source: 0001140361-16-088610 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 09:57 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041902 · doc4.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares

Expires 2017-11-02

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 13:21 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 Exercise / conversionPhantom Stock · Derivative 1,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041250 · doc4.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,448 shares

Expires 2016-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 13:21 UTC Mirror Merger Sub 2, LLC EV · Entity 141944 GrantPhantom Stock · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041250 · doc4.xml · derivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Eaton Vance Corp. Non-voting Common Stock · 11 shares

Expires 2016-11-03

F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.

F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.