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person · Reporting owner

SMITH DAVID D

Disclosed activity across 2 companies

Tapewire entity
55168
SEC CIK
0001016817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sinclair Broadcast Group, LLCSBGI · Entity 49465Director · Executive Chairman · 10% ownerMarch 02, 2023March 06, 2023
Sinclair, Inc.SBGI · Entity 4959Director · Executive Chairman · 10% ownerMarch 30, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sinclair Broadcast Group, LLC

Report date March 02, 2023 · Filed March 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect381,242 Last balance in matching sequence After 2023-03-02 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-03-02 · Grant · Acquired 134,221 · Balance 446,072

F1: Common Stock issued as Restricted Stock which vests 50% on March 2, 2024 and 50% on March 2, 2025.

F2: N/A

F3: Common Stock issued as Restricted Stock. The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 911,072 shares of Class B Common Stock, and (iii) 15,697.415415 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 6,000,000 shares of Class B Common Stock held by trusts f/b/o family members, (iv) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (v) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Row 2 · 2023-03-02 · Tax withholding · Disposed 64,830 · Balance 381,242

F4: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3: Common Stock issued as Restricted Stock. The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 911,072 shares of Class B Common Stock, and (iii) 15,697.415415 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 6,000,000 shares of Class B Common Stock held by trusts f/b/o family members, (iv) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (v) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Expires 2033-03-02Direct743,733 Reported balance After 2023-03-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-02 · Grant · Acquired 413,337 · Balance 743,733

F5: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $15.97 per stock appreciation right which is the fair market value of one share as of the grant date and the per share closing price of Sinclair Broadcast Group, Inc. common stock on the date of exercise.

Filing footnotes · ownership attribution and instrument terms

F1: Common Stock issued as Restricted Stock which vests 50% on March 2, 2024 and 50% on March 2, 2025.

F2: N/A

F3: Common Stock issued as Restricted Stock. The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 911,072 shares of Class B Common Stock, and (iii) 15,697.415415 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 6,000,000 shares of Class B Common Stock held by trusts f/b/o family members, (iv) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (v) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4: Designates withholding of shares to satisfy the Reporting Person's tax liability

F5: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $15.97 per stock appreciation right which is the fair market value of one share as of the grant date and the per share closing price of Sinclair Broadcast Group, Inc. common stock on the date of exercise.

Sinclair, Inc.

Report date March 30, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,911,072.227 Reported balance After 2026-03-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-30 · Gift · Disposed 1,000,000 · Balance 5,911,072.227

F1: Gift to Trust f/b/o Reporting Person's child.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,911,072.227 Reported balance After 2026-03-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-30 · Gift · Disposed 1,000,000 · Balance 4,911,072.227

F1: Gift to Trust f/b/o Reporting Person's child.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,911,072.227 Reported balance After 2026-03-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-30 · Gift · Disposed 1,000,000 · Balance 3,911,072.227

F1: Gift to Trust f/b/o Reporting Person's child.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,911,072.227 Reported balance After 2026-03-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-30 · Gift · Disposed 1,000,000 · Balance 2,911,072.227

F1: Gift to Trust f/b/o Reporting Person's child.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy David D. Smith / BECS 2026, SERIES I Irrevocable Trust1,000,000 Reported balance After 2026-03-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-30 · Grant · Acquired 1,000,000 · Balance 1,000,000

F5: Acquired by gift from Reporting Person.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6: The Reporting Person has the right to substitute the corpus of the trust.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy David D. Smith / DBS 2026, SERIES I Irrevocable Trust1,000,000 Reported balance After 2026-03-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-30 · Grant · Acquired 1,000,000 · Balance 1,000,000

F5: Acquired by gift from Reporting Person.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F6: The Reporting Person has the right to substitute the corpus of the trust.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy David D. Smith / JBSS 2026, SERIES I Irrevocable Trust1,000,000 Reported balance After 2026-03-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-30 · Grant · Acquired 1,000,000 · Balance 1,000,000

F5: Acquired by gift from Reporting Person.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6: The Reporting Person has the right to substitute the corpus of the trust.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy David D. Smith / MJSS 2026, SERIES I Irrevocable Trust1,000,000 Reported balance After 2026-03-30 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-30 · Grant · Acquired 1,000,000 · Balance 1,000,000

F5: Acquired by gift from Reporting Person.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6: The Reporting Person has the right to substitute the corpus of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Gift to Trust f/b/o Reporting Person's child.

F2: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072.227 shares of Class B Common Stock.

F4: The Reporting Person also directly owns (i) 1,823,783 shares of Class A Common Stock, (ii) 526,574 shares of Class A Common Stock issued as Restricted Stock, and (iii) 20,520.369101 shares of Class A Common Stock held in a 40l(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person f/b/o family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o of David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F5: Acquired by gift from Reporting Person.

F6: The Reporting Person has the right to substitute the corpus of the trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2022 Filed Mar 4, 2022 21:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 1,500,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-22-000018 · primary_doc.xml · derivative · entry 4

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/DBS 2022 Series I

Disclosed balance after: 1,500,000

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F5 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 911,072 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 311,851 shares of Class A Common Stock issued as Restricted Stock, and (iii) 13,656.016489 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 1,500,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-22-000018 · primary_doc.xml · derivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 911,072 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 311,851 shares of Class A Common Stock issued as Restricted Stock, and (iii) 13,656.016489 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 1,500,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-22-000018 · primary_doc.xml · derivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/BECS 2022 Series I

Disclosed balance after: 1,500,000

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F5 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 911,072 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 311,851 shares of Class A Common Stock issued as Restricted Stock, and (iii) 13,656.016489 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 1,500,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-22-000018 · primary_doc.xml · derivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 911,072 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock (ii) 311,851 shares of Class A Common Stock issued as Restricted Stock, and (iii) 13,656.016489 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 20:51 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantStock Appreciation Rights · Derivative 330,396 $0.00 $0.00
Disclosure

SEC source: 0001250842-22-000008 · primary_doc.xml · derivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,396

Underlying: Class A Common Stock · 330,396 shares

Expires 2032-01-31

F5 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $27.48 per stock appreciation right which is the fair market value of one share as of the grant date, and the per share closing price of Sinclair Broadcast Group, Inc. common stock on the date of exercise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 20:51 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Tax withholdingClass A Common Stock 47,602 $26.49 $1,260,976.98
Disclosure

SEC source: 0001250842-22-000008 · primary_doc.xml · nonDerivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,851

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also directly owns (i)607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 13,600.617682 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 20:51 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass A Common Stock 110,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-22-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,453

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on January 31, 2023 and January 31, 2024.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also directly owns (i)607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 13,600.617682 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 13:39 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 SaleClass A Common Stock 74,387 $33.90 $2,521,711.86
Disclosure

SEC source: 0001250842-21-000037 · primary_doc.xml · nonDerivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,321

F5 · shares: Common Stock issued as Restricted Stock.

F1 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · price: The range of prices for the sale was $33.95-$34.32.

F3 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii)12,726.337929 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F5 · balance_after: Common Stock issued as Restricted Stock.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 13:39 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 SaleClass A Common Stock 258,424 $33.90 $8,760,547.76
Disclosure

SEC source: 0001250842-21-000037 · primary_doc.xml · nonDerivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,154

F1 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: The range of prices for the sale was $33.5514-$34.28.

F3 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii)12,726.337929 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 13:39 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 SaleClass A Common Stock 252,676 $34.57 $8,734,706.11
Disclosure

SEC source: 0001250842-21-000037 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,578

F1 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The range of prices for the sale was $34.22-$35.1050.

F3 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii)12,726.337929 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 548,446 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 19

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 548,446 shares

Expires 2031-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 205,032 $0.00 Strike: $24.93 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 18

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,446

Underlying: Class A Common Stock · 205,032 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $27.86 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 17

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,478

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 500,000 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 16

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,478

Underlying: Class A Common Stock · 500,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 400,000 $0.00 Strike: $11.68 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 15

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,478

Underlying: Class A Common Stock · 400,000 shares

Expires 2022-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionStock Appreciation Rights · Derivative 300,000 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · derivative · entry 14

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853,478

Underlying: Class A Common Stock · 300,000 shares

Expires 2021-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Tax withholdingClass A Common Stock 477,488 $37.15 $17,738,679.20
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 13

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,254

F3 · kind: Designates shares withheld to satisfy the Reporting Person's tax liability for all transactions reported on this Form 4.

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 477,632 $37.95 $18,126,134.40
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 12

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,742

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 548,446 $33.05 $18,126,140.30
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 11

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 134,689 $37.95 $5,111,447.55
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 10

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524,928

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 205,032 $24.93 $5,111,447.76
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 9

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 146,825 $37.95 $5,572,008.75
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 8

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,585

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 200,000 $27.86 $5,572,000.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 7

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 187,220 $37.95 $7,104,999.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 6

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401,410

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 500,000 $14.21 $7,105,000.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 5

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 123,109 $37.95 $4,671,986.55
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 4

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,630

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 400,000 $11.68 $4,672,000.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Disposition to issuerClass A Common Stock 95,415 $37.95 $3,620,999.25
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,739

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 14:37 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Exercise / conversionClass A Common Stock 300,000 $12.07 $3,621,000.00
Disclosure

SEC source: 0001250842-21-000035 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Designates exercise of derivative security

F2 · balance_after: Reporting Person also owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 323,708 shares of Class A Common Stock issued as Restricted Stock, (iii) 12,717.065621 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:09 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Tax withholdingClass A Common Stock 18,113 $32.22 $583,600.86
Disclosure

SEC source: 0001250842-21-000024 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,708

F1 · date: The second vesting date of restricted shares granted on February 26, 2019.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3 · shares: The total number of shares released to the Reporting Person was 37500 shares of Class A Common Stock issued as Restricted Stock of which 18,113 shares were withheld to satisfy Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns (i) 607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 12,785.409914 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by a trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:49 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Tax withholdingClass A Common Stock 102,766 $35.30 $3,627,125.97
Disclosure

SEC source: 0001250842-21-000016 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,821

F1 · date: The vesting date of the restricted shares granted to the Reporting Person on February 24, 2020.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · shares: The total number of shares released to the Reporting Person reflects a full vest of the restricted stock granted on February 24, 2020. The total number of shares released to the Reporting Person was 212,766 shares of Class A Common Stock issued as Restricted Stock of which 102,766 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 12,795.560767 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass A Common Stock · Derivative 548,446 $0.00 $0.00
Disclosure

SEC source: 0001250842-21-000008 · primary_doc.xml · derivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153,478

Underlying: Class A Common Stock · 548,446 shares

Expires 2031-02-19

F5 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $33.05 per stock appreciation right which is the fair market value of one share as of the grant date, and the per share closing price of Sinclair Broadcast Group, Inc. common stock on the date of exercise.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 Tax withholdingClass A Common Stock 85,166 $32.76 $2,789,612.33
Disclosure

SEC source: 0001250842-21-000008 · primary_doc.xml · nonDerivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,587

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 12781.225963 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trust f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:10 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass A Common Stock 182,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-21-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,753

F1 · shares: Common Stock issued as Restricted Stock.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 6,911,072.227 shares of Class B Common Stock and (iii) 12781.225963 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trust f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
February 19, 2021 Filed Jul 11, 2023 14:20 UTC Amendment Sinclair, Inc. SBGI · Entity 4959 Tax withholdingClass A Common Stock 85,220 $32.76 $2,791,381.10
Disclosure

SEC source: 0001250842-23-000035 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,533

F1 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F2 · balance_after: Common Stock issued as Restricted Stock.

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December 30, 2020 Filed Dec 31, 2020 19:13 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass A Common Stock 149,178 $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000053 · primary_doc.xml · nonDerivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · f/b/o David D. Smith Family Foundation, Inc.

Disclosed balance after: 803,178

F2 · ownership.direct: Gifted to the David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 19:13 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass A Common Stock 149,178 $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000053 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,154

F1 · balance_after: The Reporting Person also directly owns (i) 6,911,072.227 shares of Class B Common Stock, (ii) 12,568.434211 shares of Class A Common Stock held in a 401(k) unitized stock fund and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trust f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 21:31 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 OtherStock Appreciation Rights · Derivative 638,298 $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000049 · primary_doc.xml · derivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605,032

Underlying: Class A Common Stock · 638,298 shares

Expires 2030-02-24

F1 · derivative.exercise_price: As noted on the Form 4 filed on February 26, 2020 reporting the grant of the Stock Appreciation Rights, the Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation rights base value of $28.20 per stock appreciation right which is the fair market value of one share as of the grant date and the per share closing price of Sinclair Broadcast Group, Inc. common stock on the date of exercise.

F2 · kind: On February 24, 2020, the Reporting Person received a grant of a Stock Appreciation Right (SAR) award of 638,298 shares of Sinclair Class A common stock. In connection with the settlement of certain derivative litigation relating to the Issuer's terminated merger with Tribune Media Company, the Reporting Person cancelled and returned this grant of a SAR award of 638,298 shares.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 16:49 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 PurchaseClass B Common Stock · Derivative 375,000 $31.50 Strike: $0.00 $11,812,500.00
Disclosure

SEC source: 0001250842-20-000050 · primary_doc.xml · derivative · entry 4

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,911,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: The Reporting Person exercised his right to substitute the corpus of a trust and purchased the shares from a trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 6,911,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 756,332 shares of Class A Common Stock, (ii)12,493.398802 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv) 654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 16:49 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 PurchaseClass B Common Stock · Derivative 375,000 $31.50 Strike: $0.00 $11,812,500.00
Disclosure

SEC source: 0001250842-20-000050 · primary_doc.xml · derivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,536,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: The Reporting Person exercised his right to substitute the corpus of a trust and purchased the shares from a trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 6,911,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 756,332 shares of Class A Common Stock, (ii)12,493.398802 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv) 654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 16:49 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 PurchaseClass B Common Stock · Derivative 375,000 $31.50 Strike: $0.00 $11,812,500.00
Disclosure

SEC source: 0001250842-20-000050 · primary_doc.xml · derivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,161,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: The Reporting Person exercised his right to substitute the corpus of a trust and purchased the shares from a trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 6,911,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 756,332 shares of Class A Common Stock, (ii)12,493.398802 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv) 654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 16:49 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 PurchaseClass B Common Stock · Derivative 375,000 $31.50 Strike: $0.00 $11,812,500.00
Disclosure

SEC source: 0001250842-20-000050 · primary_doc.xml · derivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F1 · kind: The Reporting Person exercised his right to substitute the corpus of a trust and purchased the shares from a trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 6,911,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i) 756,332 shares of Class A Common Stock, (ii)12,493.398802 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv) 654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 13

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/MJSS 2020 Series III

Disclosed balance after: 375,000

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F6 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

F7 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 12

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F5 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 11

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/JBSS 2020 Series III

Disclosed balance after: 375,000

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F6 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

F7 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 10

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F5 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 9

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/DBS 2020 Series III

Disclosed balance after: 375,000

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F6 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

F7 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 8

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,161,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F5 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GrantClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 7

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust/BECS 2020 Series III

Disclosed balance after: 375,000

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F6 · kind: Acquired by gift from Reporting Person.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

F7 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 16:57 UTC Sinclair Broadcast Group, LLC SBGI · Entity 49465 GiftClass B Common Stock · Derivative 375,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-20-000044 · primary_doc.xml · derivative · entry 6

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,536,072.227

Underlying: Class B Common Stock · 375,000 shares

Expires not disclosed

F5 · kind: Gift to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 5,411,072.227 shares of Class B Common Stock.

F4 · balance_after: The Reporting Person also directly owns (i)756,332 shares of Class A Common Stock, (ii) 12,824.232391 shares of Class A Common Stock held in a 401(k) unitized stock fund, and (iii) 346,938 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, (iv)654,000 shares of Class A Common Stock held f/b/o David D. Smith Foundation, Inc., which the Reporting Person controls but does not derive any benefit.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.