organization · Reporting owner
Yorktown XI Associates LLC
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aris Water Solutions, Inc.ARIS · Entity 15550 | 10% owner | March 17, 2025 | March 19, 2025 |
| Carbon Energy CorpCRBO · Entity 146285 | 10% owner | November 01, 2017 | September 18, 2018 |
| Ramaco Resources, Inc.METC · Entity 2647 | 10% owner | March 27, 2026 | April 01, 2026 |
| Riley Exploration Permian, Inc.REPX · Entity 5067 | 10% owner | February 26, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aris Water Solutions, Inc.
Report date March 17, 2025 · Filed March 19, 2025
Jointly reported with Yorktown Energy Partners XI, L.P., Yorktown XI Co LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2025-03-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-03-17 · Conversion · Acquired 1,000,000 · Balance 1,000,000 F1: On March 17, 2025, Yorktown Energy Partners XI, L.P. ("Yorktown XI") requested that 1,000,000 shares of Class B common stock of the Issuer ("Class B common stock") and 1,000,000 units of Solaris Midstream Holdings, LLC ("Solaris LLC") be redeemed, and Solaris LLC elected to redeem such securities for an aggregate of 1,000,000 shares of Class A common stock of the Issuer. F2: The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: These securities are held directly by Yorktown XI, whose general partner is Yorktown XI Company LP ("Yorktown XI Company"), whose general partner is Yorktown XI Associates LLC ("Yorktown XI Associates"). Yorktown XI Company and Yorktown XI Associates are indirect beneficial owners of the reported securities. Row 2 · 2025-03-17 · Sale · Disposed 1,000,000 · Balance 0 F2: The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: These securities are held directly by Yorktown XI, whose general partner is Yorktown XI Company LP ("Yorktown XI Company"), whose general partner is Yorktown XI Associates LLC ("Yorktown XI Associates"). Yorktown XI Company and Yorktown XI Associates are indirect beneficial owners of the reported securities. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,304,608 |
Reported balance
After 2025-03-17 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-03-17 · Other · Disposed 1,000,000 · Balance 9,304,608 F4: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F1: On March 17, 2025, Yorktown Energy Partners XI, L.P. ("Yorktown XI") requested that 1,000,000 shares of Class B common stock of the Issuer ("Class B common stock") and 1,000,000 units of Solaris Midstream Holdings, LLC ("Solaris LLC") be redeemed, and Solaris LLC elected to redeem such securities for an aggregate of 1,000,000 shares of Class A common stock of the Issuer. F5: Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris LLC, the units of Solaris LLC are redeemable from time to time for shares of Class A common stock (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions), with a corresponding number of shares of Class B common stock cancelled for no consideration. F2: The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: These securities are held directly by Yorktown XI, whose general partner is Yorktown XI Company LP ("Yorktown XI Company"), whose general partner is Yorktown XI Associates LLC ("Yorktown XI Associates"). Yorktown XI Company and Yorktown XI Associates are indirect beneficial owners of the reported securities. |
| Solaris Midstream Holdings, LLC UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | 9,304,608 |
Reported balance
After 2025-03-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-17 · Conversion · Disposed 1,000,000 · Balance 9,304,608 F1: On March 17, 2025, Yorktown Energy Partners XI, L.P. ("Yorktown XI") requested that 1,000,000 shares of Class B common stock of the Issuer ("Class B common stock") and 1,000,000 units of Solaris Midstream Holdings, LLC ("Solaris LLC") be redeemed, and Solaris LLC elected to redeem such securities for an aggregate of 1,000,000 shares of Class A common stock of the Issuer. F5: Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris LLC, the units of Solaris LLC are redeemable from time to time for shares of Class A common stock (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions), with a corresponding number of shares of Class B common stock cancelled for no consideration. F2: The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: These securities are held directly by Yorktown XI, whose general partner is Yorktown XI Company LP ("Yorktown XI Company"), whose general partner is Yorktown XI Associates LLC ("Yorktown XI Associates"). Yorktown XI Company and Yorktown XI Associates are indirect beneficial owners of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2025, Yorktown Energy Partners XI, L.P. ("Yorktown XI") requested that 1,000,000 shares of Class B common stock of the Issuer ("Class B common stock") and 1,000,000 units of Solaris Midstream Holdings, LLC ("Solaris LLC") be redeemed, and Solaris LLC elected to redeem such securities for an aggregate of 1,000,000 shares of Class A common stock of the Issuer.
F2: The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F3: These securities are held directly by Yorktown XI, whose general partner is Yorktown XI Company LP ("Yorktown XI Company"), whose general partner is Yorktown XI Associates LLC ("Yorktown XI Associates"). Yorktown XI Company and Yorktown XI Associates are indirect beneficial owners of the reported securities.
F4: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
F5: Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris LLC, the units of Solaris LLC are redeemable from time to time for shares of Class A common stock (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions), with a corresponding number of shares of Class B common stock cancelled for no consideration.
Carbon Energy Corp
Report date November 01, 2017 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 432,051 |
Reported balance
After 2017-11-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-11-01 · Exercise / conversion · Acquired 432,051 · Balance 432,051 F1: Shares received upon exercise of Warrant No. 2, issued on April 3, 2017 (the "CAC Warrant") to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F2: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company. F3: These shares were inadvertently omitted from one Form 4 filed by the reporting person on April 9, 2018. F4: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F5: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. |
| WarrantSEC Table II · derivative / convertible security · Expires 2024-04-03 | IndirectSee Footnotes | 0 |
Reported balance
After 2017-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-01 · Exercise / conversion · Disposed 432,051 · Balance 0 F2: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company. F4: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F5: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon exercise of Warrant No. 2, issued on April 3, 2017 (the "CAC Warrant") to Yorktown Energy Partners XI, L.P. ("Yorktown XI").
F2: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company.
F3: These shares were inadvertently omitted from one Form 4 filed by the reporting person on April 9, 2018.
F4: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI.
F5: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
Ramaco Resources, Inc.
Report date March 27, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,232,732 |
Last balance in matching sequence
After 2026-03-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-27 · Sale · Disposed 8,168 · Balance 1,235,029 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3). F4: These securities are owned directly by Yorktown Energy Partners XI L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Row 2 · 2026-03-30 · Sale · Disposed 2,297 · Balance 1,232,732 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points. F4: These securities are owned directly by Yorktown Energy Partners XI L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3).
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points.
F4: These securities are owned directly by Yorktown Energy Partners XI L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI.
Riley Exploration Permian, Inc.
Report date February 26, 2021 · Filed March 02, 2021
Jointly reported with Yorktown Energy Partners XI, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 1,784,113 |
Reported balance
Holding disclosure · report date 2021-02-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,784,113 F1: Each reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for Section 16 or any other purpose. In connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 21, 2020, by and among Tengasco, Inc. ("TGC"), Antman Sub, LLC, a wholly-owned subsidiary of TGC ("Merger Sub"), and Riley Exploration - Permian, LLC ("REP"), as amended, pursuant to which Merger Sub merged with and into REP with REP surviving (the "Merger") and continuing as a wholly-owned subsidiary of TGC (which changed its name to "Riley Exploration Permian, Inc.", the "Issuer"), these shares were received in exchange for common units of REP (including common units of REP issued to the reporting person upon conversion of preferred units of REP immediately prior to the Merger). F2: The share amounts of the Issuer's common stock reported reflect the 1-for-12 reverse stock split of the Issuer's common stock effected on February 26, 2021 immediately prior to the completion of the Merger. F3: These securities are owned directly by Yorktown Energy Partners XI, L.P. Yorktown XI Associates LLC is the general partner of Yorktown XI Company LP, the general partner of Yorktown Energy Partners XI, L.P. Yorktown XI Associates LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Company LP or Yorktown XI Associates LLC is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Each reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for Section 16 or any other purpose. In connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 21, 2020, by and among Tengasco, Inc. ("TGC"), Antman Sub, LLC, a wholly-owned subsidiary of TGC ("Merger Sub"), and Riley Exploration - Permian, LLC ("REP"), as amended, pursuant to which Merger Sub merged with and into REP with REP surviving (the "Merger") and continuing as a wholly-owned subsidiary of TGC (which changed its name to "Riley Exploration Permian, Inc.", the "Issuer"), these shares were received in exchange for common units of REP (including common units of REP issued to the reporting person upon conversion of preferred units of REP immediately prior to the Merger).
F2: The share amounts of the Issuer's common stock reported reflect the 1-for-12 reverse stock split of the Issuer's common stock effected on February 26, 2021 immediately prior to the completion of the Merger.
F3: These securities are owned directly by Yorktown Energy Partners XI, L.P. Yorktown XI Associates LLC is the general partner of Yorktown XI Company LP, the general partner of Yorktown Energy Partners XI, L.P. Yorktown XI Associates LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Company LP or Yorktown XI Associates LLC is the beneficial owner of the securities for Section 16 or any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Extraction Oil & Gas, Inc.
Report date October 26, 2016 · Filed October 31, 2016
Section 16 reporting ended · disclosed 2016-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,309,079 |
Reported balance
After 2016-10-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-26 · Grant · Acquired 4,309,079 · Balance 4,309,079 F1: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). Yorktown XI previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown XI and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. F2: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 4,309,079 shares were issued to Yorktown XI based on (i) Yorktown XI's equity ownership in Holdings, which merged with and into XOG in connection with he closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F3: Yorktown XI Associates LLC ("Yorktown XI Associates") is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. Yorktown XI Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Associates is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). Yorktown XI previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown XI and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings.
F2: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 4,309,079 shares were issued to Yorktown XI based on (i) Yorktown XI's equity ownership in Holdings, which merged with and into XOG in connection with he closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.
F3: Yorktown XI Associates LLC ("Yorktown XI Associates") is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. Yorktown XI Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Associates is the beneficial owner of the securities for Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 21, 2023 02:13 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 713 | $14.89 | $10,613.08 |
DisclosureSEC source: 0001140361-23-054080 · form4.xml · nonDerivative · entry 5 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,100,285 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.22, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F12 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 02:13 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 4,072 | $13.66 | $55,613.34 |
DisclosureSEC source: 0001140361-23-054080 · form4.xml · nonDerivative · entry 4 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,100,998 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.39, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F12 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 02:13 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 5,575 | $18.12 | $101,037.40 |
DisclosureSEC source: 0001140361-23-054080 · form4.xml · nonDerivative · entry 3 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,212,325 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F12 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 02:13 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 16,035 | $17.20 | $275,816.43 |
DisclosureSEC source: 0001140361-23-054080 · form4.xml · nonDerivative · entry 2 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,217,900 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F12 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 02:13 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 128,486 | $16.59 | $2,131,749.77 |
DisclosureSEC source: 0001140361-23-054080 · form4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,233,935 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.99, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10) and (11). F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F12 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 75 | $15.01 | $1,125.75 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 9 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,105,070 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,117,425 shares of Class B Common Stock were issued to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 9,681 | $14.13 | $136,771.23 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 8 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,105,145 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.85, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,117,425 shares of Class B Common Stock were issued to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 109,053 | $18.05 | $1,968,886.48 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 7 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,362,421 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.41, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 1,053 | $17.52 | $18,443.40 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 6 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,114,826 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.72, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,117,425 shares of Class B Common Stock were issued to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 572 | $15.83 | $9,052.99 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 5 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,115,879 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $16.21, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,117,425 shares of Class B Common Stock were issued to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 44,160 | $19.58 | $864,714.62 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 4 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,471,474 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.93, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 55,854 | $18.28 | $1,021,134.00 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 3 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,515,634 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.89, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 974 | $16.11 | $15,692.50 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 2 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,116,451 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.38, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,117,425 shares of Class B Common Stock were issued to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 15,640 | $18.32 | $286,481.01 |
DisclosureSEC source: 0001140361-23-053558 · form4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,571,488 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.56, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8) and (9). F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown XI. The reporting person is the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:13 UTC | Carbon Energy Corp CRBO · Entity 146285 | PurchaseSeries B Convertible Preferred Stock, par value $0.01 · Derivative | 50,000 | $100.00 | $5,000,000.00 |
DisclosureSEC source: 0000899243-18-009808 · doc4.xml · derivative · entry 3 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,000 Underlying: Common Stock, par value $0.01 per share · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: The Series B Convertible Preferred Stock converts into shares of the Issuer's common stock at the election of the holder and will automatically convert into shares of the Issuer's common stock if and when the Issuer completes a qualifying equity financing. The number of shares of common stock issuable upon conversion is dependent upon the price per share of common stock issued in connection with any such qualifying equity financing, but has an initial floor conversion price equal to $8.00 per share. The conversion price will be proportionately increased or decreased to reflect changes to the outstanding shares of common stock, such as the result of a combination, reclassification, subdivision, stock split, stock dividend or other similar transaction involving the common stock. F7 · derivative.expiration_date: The Series B Convertible Preferred Stock has no expiration date. However, it converts into shares of the Issuer's common stock at the election of the holder and will automatically convert into shares of the Issuer's common stock if and when the Issuer completes a qualifying equity financing. F3 · ownership.nature: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| February 01, 2018 Filed Apr 9, 2018 21:13 UTC | Carbon Energy Corp CRBO · Entity 146285 | Exercise / conversionWarrant · Derivative | 1,527,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009808 · doc4.xml · derivative · entry 2 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,527,778 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The consideration Yorktown XI paid for the full exercise of the Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 11,000 Class A Units of Carbon California Company, LLC, a Delaware limited liability company. F5 · shares: On March 15, 2017, the Issuer effected a one for twenty reverse stock split of the Issuer's issued and outstanding common stock, as reported on the Current Report on Form 8-K filed by the Issuer with the SEC on March 16, 2017. As a result, the number of shares of common stock underlying the Warrant was proportionately reduced from 30,555,556 to 1,527,778. F2 · price: The consideration Yorktown XI paid for the full exercise of the Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 11,000 Class A Units of Carbon California Company, LLC, a Delaware limited liability company. F5 · derivative.underlying_shares: On March 15, 2017, the Issuer effected a one for twenty reverse stock split of the Issuer's issued and outstanding common stock, as reported on the Current Report on Form 8-K filed by the Issuer with the SEC on March 16, 2017. As a result, the number of shares of common stock underlying the Warrant was proportionately reduced from 30,555,556 to 1,527,778. F3 · ownership.nature: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| February 01, 2018 Filed Apr 9, 2018 21:13 UTC | Carbon Energy Corp CRBO · Entity 146285 | Exercise / conversionCommon stock, par value $0.01 per share | 1,527,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009808 · doc4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,527,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon exercise of Warrant No. 1, issued on February 15, 2017 (the "Warrant") to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F2 · price: The consideration Yorktown XI paid for the full exercise of the Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 11,000 Class A Units of Carbon California Company, LLC, a Delaware limited liability company. F3 · ownership.nature: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| November 01, 2017 Filed Sep 18, 2018 18:55 UTC | Carbon Energy Corp CRBO · Entity 146285 | Exercise / conversionWarrant · Derivative | 432,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-024691 · doc4.xml · derivative · entry 2 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 432,051 shares Expires 2024-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company. F2 · price: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company. F4 · ownership.nature: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| November 01, 2017 Filed Sep 18, 2018 18:55 UTC | Carbon Energy Corp CRBO · Entity 146285 | Exercise / conversionCommon stock, par value $0.01 per share | 432,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-024691 · doc4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 432,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received upon exercise of Warrant No. 2, issued on April 3, 2017 (the "CAC Warrant") to Yorktown Energy Partners XI, L.P. ("Yorktown XI"). F2 · price: The consideration Yorktown XI paid for the full exercise of the CAC Warrant was the transfer and assignment to Carbon Natural Gas Company (the "Issuer") of 2,940 Class A Units of Carbon Appalachian Company, LLC, a Delaware limited liability company. F3 · balance_after: These shares were inadvertently omitted from one Form 4 filed by the reporting person on April 9, 2018. F4 · ownership.nature: These securities are directly owned by Yorktown XI. The reporting person is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:55 UTC | Carbon Energy Corp CRBO · Entity 146285 | PurchaseWarrant · Derivative | 408,334 | Not disclosed Strike: $7.20 | Not disclosed |
DisclosureSEC source: 0000899243-17-009556 · doc4.xml · derivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 408,334 Underlying: Common Stock · 408,334 shares Expires 2024-04-03 F1 · derivative.exercise_price: The warrant gives Yorktown Energy Partners XI, L.P. ("Yorktown XI") the right to purchase a number of shares of common stock of Carbon Natural Gas Company (the "Issuer") determined, as of the time of exercise, by dividing the aggregate Priority Amount attributable to Yorktown XI's Class A units of Carbon Appalachian Company, LLC, a Delaware limited liability company ("CAC"), then held by Yorktown XI by the exercise price then in effect. The number of shares of common stock of the Issuer and the exercise price are subject to certain adjustments from time to time as set forth in the warrant, including adjustments upon the subdivision or combination of shares of common stock of the Issuer, payment of dividends by the Issuer, distributions by CAC, and additional capital contributions made by Yorktown XI to CAC. The amounts set forth above represent the number of shares of common stock and the exercise price as of the date of the issuance of the warrant. F2 · derivative.exercise_price: (continued from Footnote 1) In consideration of the exercise of the warrant, Yorktown XI shall transfer and assign to the Issuer a number of Class A units of CAC in accordance with the formula set forth in the warrant. F1 · shares: The warrant gives Yorktown Energy Partners XI, L.P. ("Yorktown XI") the right to purchase a number of shares of common stock of Carbon Natural Gas Company (the "Issuer") determined, as of the time of exercise, by dividing the aggregate Priority Amount attributable to Yorktown XI's Class A units of Carbon Appalachian Company, LLC, a Delaware limited liability company ("CAC"), then held by Yorktown XI by the exercise price then in effect. The number of shares of common stock of the Issuer and the exercise price are subject to certain adjustments from time to time as set forth in the warrant, including adjustments upon the subdivision or combination of shares of common stock of the Issuer, payment of dividends by the Issuer, distributions by CAC, and additional capital contributions made by Yorktown XI to CAC. The amounts set forth above represent the number of shares of common stock and the exercise price as of the date of the issuance of the warrant. F2 · shares: (continued from Footnote 1) In consideration of the exercise of the warrant, Yorktown XI shall transfer and assign to the Issuer a number of Class A units of CAC in accordance with the formula set forth in the warrant. F1 · price: The warrant gives Yorktown Energy Partners XI, L.P. ("Yorktown XI") the right to purchase a number of shares of common stock of Carbon Natural Gas Company (the "Issuer") determined, as of the time of exercise, by dividing the aggregate Priority Amount attributable to Yorktown XI's Class A units of Carbon Appalachian Company, LLC, a Delaware limited liability company ("CAC"), then held by Yorktown XI by the exercise price then in effect. The number of shares of common stock of the Issuer and the exercise price are subject to certain adjustments from time to time as set forth in the warrant, including adjustments upon the subdivision or combination of shares of common stock of the Issuer, payment of dividends by the Issuer, distributions by CAC, and additional capital contributions made by Yorktown XI to CAC. The amounts set forth above represent the number of shares of common stock and the exercise price as of the date of the issuance of the warrant. F2 · price: (continued from Footnote 1) In consideration of the exercise of the warrant, Yorktown XI shall transfer and assign to the Issuer a number of Class A units of CAC in accordance with the formula set forth in the warrant. F1 · derivative.underlying_shares: The warrant gives Yorktown Energy Partners XI, L.P. ("Yorktown XI") the right to purchase a number of shares of common stock of Carbon Natural Gas Company (the "Issuer") determined, as of the time of exercise, by dividing the aggregate Priority Amount attributable to Yorktown XI's Class A units of Carbon Appalachian Company, LLC, a Delaware limited liability company ("CAC"), then held by Yorktown XI by the exercise price then in effect. The number of shares of common stock of the Issuer and the exercise price are subject to certain adjustments from time to time as set forth in the warrant, including adjustments upon the subdivision or combination of shares of common stock of the Issuer, payment of dividends by the Issuer, distributions by CAC, and additional capital contributions made by Yorktown XI to CAC. The amounts set forth above represent the number of shares of common stock and the exercise price as of the date of the issuance of the warrant. F2 · derivative.underlying_shares: (continued from Footnote 1) In consideration of the exercise of the warrant, Yorktown XI shall transfer and assign to the Issuer a number of Class A units of CAC in accordance with the formula set forth in the warrant. F1 · balance_after: The warrant gives Yorktown Energy Partners XI, L.P. ("Yorktown XI") the right to purchase a number of shares of common stock of Carbon Natural Gas Company (the "Issuer") determined, as of the time of exercise, by dividing the aggregate Priority Amount attributable to Yorktown XI's Class A units of Carbon Appalachian Company, LLC, a Delaware limited liability company ("CAC"), then held by Yorktown XI by the exercise price then in effect. The number of shares of common stock of the Issuer and the exercise price are subject to certain adjustments from time to time as set forth in the warrant, including adjustments upon the subdivision or combination of shares of common stock of the Issuer, payment of dividends by the Issuer, distributions by CAC, and additional capital contributions made by Yorktown XI to CAC. The amounts set forth above represent the number of shares of common stock and the exercise price as of the date of the issuance of the warrant. F2 · balance_after: (continued from Footnote 1) In consideration of the exercise of the warrant, Yorktown XI shall transfer and assign to the Issuer a number of Class A units of CAC in accordance with the formula set forth in the warrant. F3 · ownership.nature: These securities are directly owned by Yorktown XI. Yorktown XI Associates LLC ("Yorktown XI Associates") is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F4 · ownership.nature: Yorktown XI Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Associates is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:28 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, $0.01 par value | 85,950 | $13.50 | $1,160,325.00 |
DisclosureSEC source: 0000899243-17-003627 · doc4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,587,127 F1 · ownership.nature: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). Yorktown XI Associates LLC ("Yorktown XI Associates") is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. F2 · ownership.nature: Yorktown XI Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Associates is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 18:12 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCommon Stock | 4,309,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032468 · doc4.xml · nonDerivative · entry 1 Yorktown XI Associates LLC · CIK 0001687163 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,309,079 F1 · price: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). Yorktown XI previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown XI and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. F2 · price: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 4,309,079 shares were issued to Yorktown XI based on (i) Yorktown XI's equity ownership in Holdings, which merged with and into XOG in connection with he closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F1 · balance_after: These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). Yorktown XI previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners IX, L.P. ("Yorktown IX"), Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown XI and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. F2 · balance_after: (Continued from Footnote 1) In connection with the closing of the initial public offering of XOG, 4,309,079 shares were issued to Yorktown XI based on (i) Yorktown XI's equity ownership in Holdings, which merged with and into XOG in connection with he closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F3 · ownership.nature: Yorktown XI Associates LLC ("Yorktown XI Associates") is the sole general partner of Yorktown XI Company LP, the sole general partner of Yorktown XI. Yorktown XI Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown XI Associates is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.