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KENNEDY DOUGLAS L

Disclosed activity across 1 company

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54804
SEC CIK
0001560350

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Reported relationships

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CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354President & CEOFebruary 11, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date February 11, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectRabbi Trust241,925.774 Reported balance After 2026-03-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-03-30 · Purchase · Acquired 11,296 · Balance 241,925.774

F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Performance RightsSEC Table II · derivative / convertible security · Expires 2028-12-31Direct50,000 Reported balance After 2026-02-11 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-02-11 · Grant · Acquired 50,000 · Balance 50,000

F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

Common StockSEC Table I · non-derivativeDirect42,737.749 Reported balance Holding disclosure · report date 2026-02-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 42,737.749

Common StockSEC Table I · non-derivativeIndirect401(k)18,621 Reported balance Holding disclosure · report date 2026-02-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 18,621

Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan10,893.341 Reported balance Holding disclosure · report date 2026-02-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,893.341

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,793 Reported balance Holding disclosure · report date 2026-02-11 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,793

F2: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,150 Reported balance Holding disclosure · report date 2026-02-11 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 16,150

F3: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,678 Reported balance Holding disclosure · report date 2026-02-11 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 3,678

F4: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,990 Reported balance Holding disclosure · report date 2026-02-11 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 6,990

F5: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,534 Reported balance Holding disclosure · report date 2026-02-11 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 17,534

F6: On March 20, 2025, the reporting person was granted 17,534 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect24,225 Reported balance Holding disclosure · report date 2026-02-11 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 24,225

F7: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect3,441 Reported balance Holding disclosure · report date 2026-02-11 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 3,441

F8: On March 20, 2024, the reporting person was granted 3,441 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect15,482 Reported balance Holding disclosure · report date 2026-02-11 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 15,482

F9: On March 20, 2024, the reporting person was granted 15,482 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F2: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F3: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F4: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F5: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F6: On March 20, 2025, the reporting person was granted 17,534 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F7: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8: On March 20, 2024, the reporting person was granted 3,441 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F9: On March 20, 2024, the reporting person was granted 15,482 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2026 Filed Apr 1, 2026 19:19 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 11,296 $35.21 $397,732.16
Disclosure

SEC source: 0001193125-26-137207 · ownership.xml · nonDerivative · entry 2

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 241,925.774

F1 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 2,828 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 17

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: On March 20, 2021, the reporting person was granted 14,127 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · price: On March 20, 2021, the reporting person was granted 14,127 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · derivative.exercise_date: On March 20, 2021, the reporting person was granted 14,127 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · derivative.expiration_date: On March 20, 2021, the reporting person was granted 14,127 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 3,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 16

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,441

Underlying: Common Stock · 3,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On March 20, 2024, the reporting person was granted 10,321 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · price: On March 20, 2024, the reporting person was granted 10,321 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.exercise_date: On March 20, 2024, the reporting person was granted 10,321 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.expiration_date: On March 20, 2024, the reporting person was granted 10,321 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 24,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 15

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,225

Underlying: Common Stock · 24,225 shares

Expires not disclosed

F9 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · price: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 24,225 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 18,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 13

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested.

F6 · price: On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested.

F6 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested.

F6 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 3,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 12

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,990

Underlying: Common Stock · 3,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · price: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 3,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 11

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,678

Underlying: Common Stock · 3,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · price: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.exercise_date: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.expiration_date: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 16,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 10

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,150

Underlying: Common Stock · 16,150 shares

Expires not disclosed

F7 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · price: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 16,150 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 3,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · derivative · entry 9

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,793

Underlying: Common Stock · 3,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · price: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.exercise_date: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.expiration_date: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 18,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 230,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: On March 20, 2023, the reporting person was granted 26,208 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 18,097 restricted stock units vested.

F5 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 3,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 5

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 212,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On March 20, 2022, the reporting person was granted 18,374 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F5 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,788 $33.18 $59,325.84
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 4

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,737.749

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 3,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 3

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,525.749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 20, 2023, the reporting person was granted 17,472 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,993 $33.18 $66,127.74
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 2

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,031.749

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 3,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121865 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,024.749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2025, the reporting person was granted 11,689 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
February 11, 2026 Filed Apr 1, 2026 19:19 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-137207 · ownership.xml · derivative · entry 13

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-31

F10 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

F10 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 20:35 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 3,720 $26.24 $97,627.68
Disclosure

SEC source: 0000950170-25-098376 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,128.749

Read SEC document
March 28, 2025 Filed Mar 31, 2025 15:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $28.58 $142,897.50
Disclosure

SEC source: 0000950170-25-047400 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,408.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dates November 22, 2024.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 15:58 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $28.79 $143,972.00
Disclosure

SEC source: 0000950170-25-043590 · ownership.xml · nonDerivative · entry 2

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,408.749

F2 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dates November 22, 2024.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:58 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 17,534 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043590 · ownership.xml · derivative · entry 8

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,742

Underlying: Common Stock · 17,534 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F10 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F10 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:58 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 11,689 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043590 · ownership.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,689

Underlying: Common Stock · 11,689 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:58 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,788 $29.55 $52,835.40
Disclosure

SEC source: 0000950170-25-043590 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,408.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 16:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 20,000 $28.91 $578,142.00
Disclosure

SEC source: 0000950170-25-040933 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,702.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 22, 2024.

Read SEC document
October 23, 2024 Filed Oct 25, 2024 12:48 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-117223 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,702.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

Read SEC document
May 13, 2024 Filed May 15, 2024 17:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GiftCommon Stock 1,072 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-060242 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,702.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 15,482 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,482

Underlying: Common Stock · 15,482 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F7 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 10,321 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · derivative · entry 5

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,321

Underlying: Common Stock · 10,321 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:49 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,571 $23.92 $37,578.32
Disclosure

SEC source: 0000950170-24-035522 · ownership.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,774.749

Read SEC document
June 22, 2023 Filed Jun 26, 2023 19:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 280 $27.54 $7,711.20
Disclosure

SEC source: 0001209191-23-039661 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,851.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 26,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020537 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,710

Underlying: Common Stock · 26,208 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:44 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 17,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020537 · doc4.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,683

Underlying: Common Stock · 17,472 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 20:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $32.03 $32,026.00
Disclosure

SEC source: 0001209191-23-018195 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,510.749

F1 · ownership.direct: 18,284 shares held in trust.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:20 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 280 $30.91 $8,654.80
Disclosure

SEC source: 0001209191-22-038872 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,510.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
May 02, 2022 Filed May 4, 2022 18:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $31.11 $31,110.00
Disclosure

SEC source: 0001209191-22-027023 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,169.749

F1 · ownership.direct: 18,284 shares held in trust.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 18,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020731 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,080

Underlying: Common Stock · 18,374 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 18,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020731 · doc4.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,225

Underlying: Common Stock · 18,374 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:01 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 221 $37.22 $8,225.62
Disclosure

SEC source: 0001209191-22-018706 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,169.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 16:52 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007671 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,722.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $33.41 $167,028.50
Disclosure

SEC source: 0001209191-21-058374 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:52 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $32.61 $163,063.00
Disclosure

SEC source: 0001209191-21-056816 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 12:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $33.12 $165,583.50
Disclosure

SEC source: 0001209191-21-054921 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:27 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $33.52 $167,608.00
Disclosure

SEC source: 0001209191-21-053820 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 17:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $33.02 $165,081.00
Disclosure

SEC source: 0001209191-21-051576 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 15:27 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $32.45 $162,272.50
Disclosure

SEC source: 0001209191-21-049003 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 205 $32.00 $6,560.00
Disclosure

SEC source: 0001209191-21-042978 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,722.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 14,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022830 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,897

Underlying: Common Stock · 14,127 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 14,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022830 · doc4.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,858

Underlying: Common Stock · 14,127 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 15:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 219 $30.97 $6,782.43
Disclosure

SEC source: 0001209191-21-020374 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,306.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:59 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $18.15 $18,147.10
Disclosure

SEC source: 0001209191-20-056678 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,861.749

F1 · ownership.direct: 18,284 shares held in trust.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 32,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020886 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,780

Underlying: Common Stock · 32,578 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.