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person · Reporting owner

KANTER HARVEY S

Disclosed activity across 3 companies

Tapewire entity
54059
SEC CIK
0001232404

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DESTINATION XL GROUP, INC.DXLG · Entity 7402Director · President and CEOApril 01, 2026April 03, 2026
POTBELLY CORPPBPB · Entity 73914DirectorMay 24, 2018May 29, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DESTINATION XL GROUP, INC.

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect801,464 Ending reported balance After 2026-04-01 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-04-01 · Exercise / conversion · Acquired 17,990 · Balance 747,847

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Row 2 · 2026-04-01 · Exercise / conversion · Acquired 20,572 · Balance 768,419

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Row 3 · 2026-04-01 · Exercise / conversion · Acquired 25,440 · Balance 793,859

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Row 4 · 2026-04-01 · Exercise / conversion · Acquired 60,208 · Balance 854,067

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Row 5 · 2026-04-01 · Tax withholding · Disposed 52,603 · Balance 801,464

F2: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-01 · Exercise / conversion · Disposed 17,990 · Balance 0

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F3: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Inventive Plan awared to the Reporting Person on April 9, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,572 Reported balance After 2026-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-01 · Exercise / conversion · Disposed 20,572 · Balance 20,572

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F4: Represents RSUs for the time-based portion of the 2023-2025 Long-Term Inventive Plan awared to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,880 Reported balance After 2026-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-01 · Exercise / conversion · Disposed 25,440 · Balance 50,880

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F5: Represents RSUs for the time-based portion of the 2024-2026 Long-Term Inventive Plan awared to the Reporting Person on April 1, 2024. The remaining RSUs vest and become exercisable on April 1, 2027 and April 1, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect180,625 Reported balance After 2026-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-01 · Exercise / conversion · Disposed 60,208 · Balance 180,625

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F6: Represents RSUs for the time-based portion of the 2025-2027 Long-Term Inventive Plan awared to the Reporting Person on April 1, 2025. The remaining RSUs vest and become exercisable on April 1, 2027, April 1, 2028 and April 1, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F2: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

F3: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Inventive Plan awared to the Reporting Person on April 9, 2022.

F4: Represents RSUs for the time-based portion of the 2023-2025 Long-Term Inventive Plan awared to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2027.

F5: Represents RSUs for the time-based portion of the 2024-2026 Long-Term Inventive Plan awared to the Reporting Person on April 1, 2024. The remaining RSUs vest and become exercisable on April 1, 2027 and April 1, 2028.

F6: Represents RSUs for the time-based portion of the 2025-2027 Long-Term Inventive Plan awared to the Reporting Person on April 1, 2025. The remaining RSUs vest and become exercisable on April 1, 2027, April 1, 2028 and April 1, 2029.

POTBELLY CORP

Report date May 24, 2018 · Filed May 29, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,662 Reported balance After 2018-05-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-05-24 · Grant · Acquired 5,703 · Balance 27,662

F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BLUE NILE INC

Report date February 15, 2017 · Filed February 17, 2017

Section 16 reporting ended · disclosed 2017-02-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect168,316 Reported balance After 2017-02-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-02-15 · Tax withholding · Disposed 5,403 · Balance 168,316

F1: The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2: Includes vested and unvested units of restricted stock.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-02-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-02-17 · Disposition to issuer · Disposed 168,316 · Balance 0

F3: Pursuant to the agreement and plan of merger dated as of November 6, 2016 ("Merger Agreement"), by and among the issuer, Blue Nile, Inc., a Delaware corporation, BC Cyan Parent Inc., a Delaware corporation, and BC Cyan Acquisition Inc., a Delaware corporation and a wholly-owned subsidiary of BC Cyan Parent Inc., at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock and restricted stock unit owned by the reporting person was cancelled and converted into the right to receive $40.75 (the "Per Share Price") less any required withholding taxes.

F4: The reporting person will receive an additional amount in cash equivalent to 21.16 shares due to dividend equivalents.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.31 · Expires 2023-02-14Direct0 Reported balance After 2017-02-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-17 · Disposition to issuer · Disposed 26,774 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.30 · Expires 2022-03-29Direct0 Reported balance After 2017-02-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-17 · Disposition to issuer · Disposed 154,500 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.25 · Expires 2024-02-14Direct0 Reported balance After 2017-02-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-02-17 · Disposition to issuer · Disposed 33,130 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2: Includes vested and unvested units of restricted stock.

F3: Pursuant to the agreement and plan of merger dated as of November 6, 2016 ("Merger Agreement"), by and among the issuer, Blue Nile, Inc., a Delaware corporation, BC Cyan Parent Inc., a Delaware corporation, and BC Cyan Acquisition Inc., a Delaware corporation and a wholly-owned subsidiary of BC Cyan Parent Inc., at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock and restricted stock unit owned by the reporting person was cancelled and converted into the right to receive $40.75 (the "Per Share Price") less any required withholding taxes.

F4: The reporting person will receive an additional amount in cash equivalent to 21.16 shares due to dividend equivalents.

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2022 Filed Sep 1, 2022 20:11 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 89,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018961 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
April 09, 2022 Filed Apr 12, 2022 20:27 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantRestricted Stock Units · Derivative 71,962 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010125 · form4.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,962

Underlying: Common Stock · 71,962 shares

Expires 2032-04-09

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") represent the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest and become exercisable in four equal installments on April 9, 2023, April 1, 2024, April 1, 2025 and April 1, 2026.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:43 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009222 · form4.xml · derivative · entry 4

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining RSUs vest on April 1, 2023.

F4 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining RSUs vest on April 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:43 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 45,668 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009222 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,669

Underlying: Common Stock · 45,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2023.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest on April 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:43 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Tax withholdingCommon Stock, $0.01 par value 41,581 $4.88 $202,915.28
Disclosure

SEC source: 0001062993-22-009222 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,087

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 20:43 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 105,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009222 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
March 21, 2022 Filed Mar 28, 2022 20:19 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantRestricted Stock Units · Derivative 89,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008735 · form4.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,008

Underlying: Common Stock · 89,008 shares

Expires 2032-03-21

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
December 10, 2021 Filed Feb 2, 2022 21:26 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GiftCommon Stock, $0.01 par value 605,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002205 · form5.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · kind: As previously reported on Form 8-K filed on December 10, 2021, the Reporting Person gifted 605,673 shares of the Issuer's common stock to an irrevocable trust for the benefit of his family (the "Trust"). The Reporting Person did not retain any ownership, dominion or control over the shares transferred to the Trust, and he is not a trustee or beneficiary of the Trust.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 11:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionPerformance Shares · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

F3 · derivative.exercise_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

F3 · derivative.expiration_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 11:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Tax withholdingCommon Stock, $0.01 par value 94,440 $7.63 $720,577.20
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,673

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of Performance Shares for payment of taxes.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 11:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:51 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 221,020 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001062993-21-009689 · form4.xml · derivative · entry 5

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,060

Underlying: Common Stock · 221,020 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2021 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 221,020 options became exercisable on June 11, 2021. 221,020 options will become exercisable on April 1, 2022, 221,020 options will become exercisable on April 1, 2023 and 221,020 options will become exercisable on April 1, 2023.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:51 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001062993-21-009689 · form4.xml · derivative · entry 4

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2030-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal installments. 150,000 options became exercisable on June 10, 2021. 150,000 options will become exercisable April 1, 2022 and 150,000 options will become exercisable on April 1, 2023.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:51 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Tax withholdingCommon Stock, $0.01 par value 131,805 $5.91 $778,967.55
Disclosure

SEC source: 0001062993-21-009689 · form4.xml · nonDerivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,113

F1 · shares: Represents shares withheld from shares otherwise issuable upon exercise of the options to cover estimated withholding taxes, based on the closing price of the Issuer's common stock of $5.91 on the date immediately preceding the transaction date.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:51 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 221,020 $0.53 $117,140.60
Disclosure

SEC source: 0001062993-21-009689 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 18, 2021 20:51 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 150,000 $0.64 $96,000.00
Disclosure

SEC source: 0001062993-21-009689 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 15:54 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionPerformance Shares · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008496 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On September 9, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the first tranche had vested as of September 8, 2021.

F3 · derivative.exercise_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On September 9, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the first tranche had vested as of September 8, 2021.

F3 · derivative.expiration_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On September 9, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the first tranche had vested as of September 8, 2021.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 15:54 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Tax withholdingCommon Stock, $0.01 par value 58,440 $6.28 $367,003.20
Disclosure

SEC source: 0001062993-21-008496 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,898

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of Performance Shares for payment of taxes.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 15:54 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-008496 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 05, 2021 Filed Oct 5, 2022 20:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantEmployee Stock Option (Right to Buy) · Derivative 19,880 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001062993-22-020534 · form4.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,880

Underlying: Common Stock · 19,880 shares

Expires 2031-03-09

F1 · derivative.exercise_date: The option grant was approved by the Issuer's Compensation Committee on March 9, 2021, subject to shareholder approval of an amendment to the Issuer's 2016 Incentive Compensation Plan under which the option was granted. The Issuer's shareholders approved the amended plan on August 5, 2021. The options are exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 20:41 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003254 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining 120,000 RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 19, 2019 under the terms of the Employment Agreement dated February 19, 2019. The remaining 120,000 RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 20:41 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 45,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003254 · form4.xml · derivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,337

Underlying: Common Stock · 45,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 20:41 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 105,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-003254 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:16 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantEmployee Stock Option (Right to Buy) · Derivative 86,385 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001062993-21-002569 · form4.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,385

Underlying: Common Stock · 86,385 shares

Expires 2031-03-09

F1 · derivative.exercise_date: The Non-Qualfied Stock Options ("Stock Options") represent a discretionary award to the Reporting Person pursuant to the Company's 2016 Incentive Compenstion Plan. The Stock Options become exercisable in three equal installments on March 9, 2022, March 9, 2023 and March 9, 2024.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:16 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantEmployee Stock Option (Right to Buy) · Derivative 335,960 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001062993-21-002569 · form4.xml · derivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,960

Underlying: Common Stock · 335,960 shares

Expires 2031-03-08

F2 · derivative.exercise_date: The Stock Options represent the time-based portion of the 2021-2023 Long-Term Incentive Plan award to the Reporting Person. The Stock Options become exercisable in four equal installments on April 1, 2022, April 1, 2023, April 1, 2024 and April 1, 2025.

Read SEC document
January 13, 2021 Filed Jan 13, 2021 19:37 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 PurchaseCommon Stock, $0.01 par value 10,000 $0.33 $3,266.00
Disclosure

SEC source: 0001062993-21-000328 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,669

Read SEC document
August 07, 2020 Filed Aug 10, 2020 18:11 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 45,669 $0.00 $0.00
Disclosure

SEC source: 0000813298-20-000060 · edgar.xml · derivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,006

Underlying: Common Stock · 45,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on August 7, 2019 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 18:11 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 45,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-20-000060 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 17:59 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantEmployee Stock Option (Right to Buy) · Derivative 884,080 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0000813298-20-000041 · edgar.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,080

Underlying: Common Stock · 884,080 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The options become exercisable in four equal installments on June 11, 2021, April 1, 2022, April 1, 2023 and April 1, 2024.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 19:15 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantEmployee Stock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0000813298-20-000036 · edgar.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2030-06-10

F1 · derivative.exercise_date: 150,000 options will become exercisable on June 10, 2021, 150,000 options will become exercisable on April 1, 2022 and 150,000 options will become exercisable on April 1, 2023.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:10 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0000813298-20-000028 · edgar.xml · derivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · shares: Represents RSUs for time-based compensation granted to the Reporting Person under the terrms of the Employment Agreement dated February 19, 2019.

F3 · derivative.expiration_date: Under the terrms of the Employment Agreement dated February 19, 2019, the remaining 180,000 RSUs vests in three equal installments on April 1, 2021, April 1, 2022 and April 1, 2023.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:10 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 Exercise / conversionCommon Stock, $0.01 par value 60,000 $0.00 $0.00
Disclosure

SEC source: 0000813298-20-000028 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 18:23 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 OtherCommon Stock, $0.01 par value 8,000 $0.00 $0.00
Disclosure

SEC source: 0000813298-20-000013 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

Read SEC document
January 15, 2020 Filed Jan 15, 2020 19:59 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 PurchaseCommon Stock, $0.01 par value 20,000 $1.13 $22,644.00
Disclosure

SEC source: 0000813298-20-000004 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 27, 2019 Filed Nov 27, 2019 18:06 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 PurchaseCommon Stock, $.01 par value 10,000 $1.27 $12,700.00
Disclosure

SEC source: 0000813298-19-000115 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
September 19, 2019 Filed Sep 19, 2019 17:28 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 PurchaseCommon Stock, $.01 par value 20,000 $1.39 $27,780.00
Disclosure

SEC source: 0000813298-19-000090 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.37 to $1.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 16:40 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantRestricted Stock Units · Derivative 182,675 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000074 · edgar.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,675

Underlying: Common Stock · 182,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSUs"), as defined in the Company's 2016 Incentive Compensation Plan, as amended, represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The RSUs represent the time-based portion of the 2019-2021 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in four equal installments on August 7, 2020, April 1, 2021, April 1, 2022 and April 1, 2023.

F2 · derivative.expiration_date: The RSUs represent the time-based portion of the 2019-2021 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in four equal installments on August 7, 2020, April 1, 2021, April 1, 2022 and April 1, 2023.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:47 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 PurchaseCommon Stock, $.01 par value 10,000 $1.73 $17,300.00
Disclosure

SEC source: 0000813298-19-000055 · edgar.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
February 19, 2019 Filed Feb 21, 2019 18:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantPerformance Shares · Derivative 720,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000813298-19-000016 · edgar.xml · derivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Advisor to the Acting CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

Underlying: Common Stock · 720,000 shares

Expires not disclosed

F3 · shares: Each Performance Share ("P Share"), as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F4 · derivative.exercise_date: The P Shares shall vest, if at all, in tranches when the trailing 90-day volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023.

F4 · derivative.expiration_date: The P Shares shall vest, if at all, in tranches when the trailing 90-day volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 18:49 UTC DESTINATION XL GROUP, INC. DXLG · Entity 7402 GrantRestricted Stock Units · Derivative 240,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0000813298-19-000016 · edgar.xml · derivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Advisor to the Acting CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2029-02-19

F1 · shares: Each restricted stock unit ("RSUs"), as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: Represents a grant of RSUs which vests in four equal installments on April 1, 2020, April 1, 2021, April 1, 2022 and April 1, 2023.

Read SEC document
May 24, 2018 Filed May 29, 2018 23:21 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001195734-18-000032 · edgardoc.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,662

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:26 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 12,217 $0.00 $0.00
Disclosure

SEC source: 0001195734-17-000019 · edgardoc.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,959

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 17:12 UTC BLUE NILE INC NILE · Entity 178734 Disposition to issuerStock Option (Right to Buy) · Derivative 33,130 Not disclosed Strike: $33.25 Not disclosed
Disclosure

SEC source: 0001091171-17-000022 · wf-form4_148736951443447.xml · derivative · entry 5

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,130 shares

Expires 2024-02-14

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 17:12 UTC BLUE NILE INC NILE · Entity 178734 Disposition to issuerStock Option (Right to Buy) · Derivative 154,500 Not disclosed Strike: $33.30 Not disclosed
Disclosure

SEC source: 0001091171-17-000022 · wf-form4_148736951443447.xml · derivative · entry 4

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,500 shares

Expires 2022-03-29

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 17:12 UTC BLUE NILE INC NILE · Entity 178734 Disposition to issuerStock Option (Right to Buy) · Derivative 26,774 Not disclosed Strike: $31.31 Not disclosed
Disclosure

SEC source: 0001091171-17-000022 · wf-form4_148736951443447.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,774 shares

Expires 2023-02-14

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding stock option owned by the reporting person that has an exercise price per share of common stock underlying the stock option that is less than the Per Share Price will be cancelled and converted into the right to receive an amount in cash, less any required withholding taxes, determined by multiplying (a) the excess of the Per Share Price over the exercise price of such stock option by (b) the number of shares of common stock underlying the stock option.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 17:12 UTC BLUE NILE INC NILE · Entity 178734 Disposition to issuerCommon Stock 168,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001091171-17-000022 · wf-form4_148736951443447.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Pursuant to the agreement and plan of merger dated as of November 6, 2016 ("Merger Agreement"), by and among the issuer, Blue Nile, Inc., a Delaware corporation, BC Cyan Parent Inc., a Delaware corporation, and BC Cyan Acquisition Inc., a Delaware corporation and a wholly-owned subsidiary of BC Cyan Parent Inc., at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock and restricted stock unit owned by the reporting person was cancelled and converted into the right to receive $40.75 (the "Per Share Price") less any required withholding taxes.

F4 · balance_after: The reporting person will receive an additional amount in cash equivalent to 21.16 shares due to dividend equivalents.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:12 UTC BLUE NILE INC NILE · Entity 178734 Tax withholdingCommon Stock 5,403 $40.72 $220,010.16
Disclosure

SEC source: 0001091171-17-000022 · wf-form4_148736951443447.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,316

F1 · shares: The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested units of restricted stock.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 18:58 UTC BLUE NILE INC NILE · Entity 178734 Tax withholdingCommon Stock 2,625 $40.48 $106,260.00
Disclosure

SEC source: 0001091171-16-000315 · wf-form4_147942709189835.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · CEO, Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,719

F1 · shares: The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested units of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.