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person · Reporting owner

STANTON THOMAS R

Disclosed activity across 2 companies

Tapewire entity
53992
SEC CIK
0001191219

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADTRAN Holdings, Inc.ADTN · Entity 5331Director · Chairman & CEOApril 01, 2026April 03, 2026
BancorpSouth IncBXS · Entity 107251DirectorMay 01, 2017May 01, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADTRAN Holdings, Inc.

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,126,553.51 Reported balance After 2026-04-01 transaction · row 1
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 170,723 · Balance 1,126,553.51

F1: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

BancorpSouth Inc

Report date May 01, 2017 · Filed May 01, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,655 Reported balance After 2017-05-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-01 · Grant · Acquired 1,655 · Balance 1,655

F1: These shares were granted to the Reporting Person on May 1, 2017, as restricted stock units under the BancorpSouth, Inc. 1995 Non-Qualified Stock Option Plan for Non-employee Directors. These shares will vest upon the date of the first annual shareholders' meeting of the Company, on or around April 25, 2018, that follows the date this Award is granted.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were granted to the Reporting Person on May 1, 2017, as restricted stock units under the BancorpSouth, Inc. 1995 Non-Qualified Stock Option Plan for Non-employee Directors. These shares will vest upon the date of the first annual shareholders' meeting of the Company, on or around April 25, 2018, that follows the date this Award is granted.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2026 Filed Apr 3, 2026 19:13 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 170,723 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142009 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,553.51

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
January 26, 2026 Filed Jan 27, 2026 22:03 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 14,409 $9.73 $140,199.57
Disclosure

SEC source: 0001193125-26-024818 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,904.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 22:04 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 12,407 $9.24 $114,640.68
Disclosure

SEC source: 0001193125-26-027411 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,470.51

F2 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted performance stock units.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 22:04 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 27,973 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-027411 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967,877.51

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on January 20, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

Read SEC document
January 24, 2026 Filed Jan 27, 2026 22:03 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 17,535 $9.55 $167,459.25
Disclosure

SEC source: 0001193125-26-024818 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 954,313.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
January 20, 2026 Filed Jan 22, 2026 21:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 10,247 $9.24 $94,682.28
Disclosure

SEC source: 0001193125-26-019455 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,848.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 17:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchaseCommon Stock 40,928 $7.33 $300,002.24
Disclosure

SEC source: 0001193125-25-295709 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,095.51

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.33, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 3,355 $7.33 $24,592.15
Disclosure

SEC source: 0001193125-25-288073 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,167.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
July 13, 2025 Filed Jul 15, 2025 21:12 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 5,663 $9.20 $52,099.60
Disclosure

SEC source: 0000950170-25-095931 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,522.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
April 13, 2025 Filed Apr 15, 2025 21:35 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 5,408 $7.62 $41,208.96
Disclosure

SEC source: 0000950170-25-054336 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,185.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
January 26, 2025 Filed Jan 28, 2025 21:37 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 9,536 $10.31 $98,316.16
Disclosure

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 4

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,593.51

F4 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:37 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 159,844 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,129.51

F3 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Remarks:

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:37 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 10,307 $10.31 $106,265.17
Disclosure

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,285.51

F2 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted performance stock units.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:37 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 39,375 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,592.51

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

Read SEC document
January 24, 2025 Filed Mar 5, 2026 21:07 UTC Amendment ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 39,735 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-093935 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,952.51

F1 · shares: On January 28, 2025, the Reporting Person filed a Form 4 which inadvertently understated, by 360 shares, the number of shares received upon the settlement of performance stock units that were granted on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan. This amendment is being filed to correct the number of shares received and the total number of shares directly held by the Reporting Person following such settlement.

F1 · balance_after: On January 28, 2025, the Reporting Person filed a Form 4 which inadvertently understated, by 360 shares, the number of shares received upon the settlement of performance stock units that were granted on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan. This amendment is being filed to correct the number of shares received and the total number of shares directly held by the Reporting Person following such settlement.

F2 · balance_after: As a result of this amendment, the reporting person beneficially owns a total of 955,830.51 shares as of the date hereof and not 955,470.51 shares as reported on the most recent Form 4 filed by the reporting person on January 28, 2028.

Read SEC document
January 20, 2025 Filed Jan 22, 2025 21:50 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 6,395 $10.19 $65,165.05
Disclosure

SEC source: 0000950170-25-007831 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,217.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 6,018 $10.01 $60,240.18
Disclosure

SEC source: 0000950170-25-005822 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,612.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 17, 2024 Filed Nov 19, 2024 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 16,773 $7.75 $129,990.75
Disclosure

SEC source: 0000950170-24-128540 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,630.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2024 Filed Nov 19, 2024 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 5,572 $7.75 $43,183.00
Disclosure

SEC source: 0000950170-24-128540 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,403.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
October 13, 2024 Filed Oct 15, 2024 19:54 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 3,748 $5.91 $22,150.68
Disclosure

SEC source: 0000950170-24-114665 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,975.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
July 13, 2024 Filed Jul 16, 2024 20:43 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 72,549 $5.78 $419,333.22
Disclosure

SEC source: 0000950170-24-083957 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,080.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
July 13, 2024 Filed Jul 17, 2024 20:24 UTC Amendment ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 41,906 $5.78 $242,216.68
Disclosure

SEC source: 0000950170-24-084280 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,723.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

F2 · shares: On July 16, 2024, the Reporting Person filed a Form 4 which inadvertently overstated the number of shares withheld for taxes in connection with the vesting event reported therein. This amendment is being filed to correct the number of shares withheld and the total number of shares directly held by the Reporting Person following such withholding.

F2 · balance_after: On July 16, 2024, the Reporting Person filed a Form 4 which inadvertently overstated the number of shares withheld for taxes in connection with the vesting event reported therein. This amendment is being filed to correct the number of shares withheld and the total number of shares directly held by the Reporting Person following such withholding.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:45 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 129,958 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008901 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,629.51

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 21:28 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 10,817 $7.03 $76,043.51
Disclosure

SEC source: 0000950170-24-006531 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,671.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 3,355 $5.55 $18,620.25
Disclosure

SEC source: 0000950170-23-065084 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,488.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 21:00 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 27,856 $5.37 $149,586.72
Disclosure

SEC source: 0000950170-23-065084 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740,843.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:07 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 7,398 $5.51 $40,762.98
Disclosure

SEC source: 0000950170-23-064810 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 768,699.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:20 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantPhantom Stock · Derivative 2,340.361 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048667 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,774.587

Underlying: Common Stock · 2,340.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:10 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantPhantom Stock · Derivative 2,262.345 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-035516 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,434.226

Underlying: Common Stock · 2,262.345 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:56 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantPhantom Stock · Derivative 1,241.097 $15.95 $19,795.50
Disclosure

SEC source: 0001209191-23-020788 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,171.881

Underlying: Common Stock · 1,241.097 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:57 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 87,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004634 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,097.51

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantPhantom Stock · Derivative 60,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · derivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,930.784

Underlying: Common Stock · 60,320 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F2 · kind: Upon vesting 60,320 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerCommon Stock 60,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,951.51

F2 · kind: Upon vesting 60,320 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:18 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 56,493 $18.79 $1,061,503.47
Disclosure

SEC source: 0001209191-23-001148 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,271.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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December 07, 2022 Filed Dec 9, 2022 22:17 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchaseCommon Stock 652.228 $19.21 $12,529.30
Disclosure

SEC source: 0001209191-22-060553 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,764.51

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

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December 06, 2022 Filed Dec 8, 2022 23:01 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantPhantom Stock · Derivative 693.943 $20.61 $14,302.17
Disclosure

SEC source: 0001209191-22-060393 · doc4.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,610.784

Underlying: Common Stock · 693.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.

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November 17, 2022 Filed Nov 21, 2022 21:21 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 3,355 $20.42 $68,509.10
Disclosure

SEC source: 0001209191-22-058138 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,112.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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November 16, 2022 Filed Nov 18, 2022 21:01 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 5,571 $20.41 $113,704.11
Disclosure

SEC source: 0001209191-22-057822 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,467.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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November 15, 2022 Filed Nov 17, 2022 22:28 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 36,985 $21.54 $796,656.90
Disclosure

SEC source: 0001209191-22-057614 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,038.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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November 09, 2022 Filed Nov 14, 2022 22:03 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 4,730 $18.19 $86,038.70
Disclosure

SEC source: 0001209191-22-056659 · doc4.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,023.282

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

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September 04, 2022 Filed Sep 6, 2022 22:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchaseCommon Stock 296.192 $22.90 $6,782.80
Disclosure

SEC source: 0000926282-22-000056 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,753.282

F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.

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September 01, 2022 Filed Sep 6, 2022 22:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 PurchasePhantom Stock · Derivative 619.169 $23.01 $14,247.08
Disclosure

SEC source: 0000926282-22-000056 · primary_doc.xml · derivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,916.841

Underlying: Common Stock · 619.169 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

F2 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.

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August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 69,473 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · derivative · entry 6

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,473 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

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August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 5,893 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · derivative · entry 5

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,893 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

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August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 57,867 $24.25 $1,403,274.75
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 4

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,457.09

F2 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 11,606 shares of common stock on the net exercise of stock options to purchase 69,473 shares of common stock. The reporting person surrendered 57,867 shares of common stock underlying the stock options for payment of the exercise price and tax withholding, using the closing stock price on August 10, 2022 of $24.25, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

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August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 69,473 $16.97 $1,178,956.81
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,324.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Tax withholdingCommon Stock 4,124 $24.25 $100,007.00
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,851.09

F1 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 1,769 shares of common stock on the net exercise of stock options to purchase 5,893 shares of common stock. The reporting person surrendered 4,124 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 10, 2022 of $24.25, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

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August 11, 2022 Filed Aug 15, 2022 16:16 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Exercise / conversionCommon Stock 5,893 $16.97 $100,004.21
Disclosure

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,975.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 21:22 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 GrantCommon Stock 204,290 $0.00 $0.00
Disclosure

SEC source: 0000926282-22-000044 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,082.09

F1 · security: Represents a grant of restricted stock units ("RSUs") with 75% vesting in 24 months, 6.25% vesting in 27 months, 6.25% vesting in 30 months, 6.25% vesting in 33 months and 6.25% vesting in 36 months following the date of grant.

F2 · balance_after: Includes 648,483 time-based RSUs that settle upon vesting in shares of the Issuer's common stock.

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July 08, 2022 Filed Jul 8, 2022 20:35 UTC ADTRAN Holdings, Inc. ADTN · Entity 5331 Disposition to issuerPhantom Stock · Derivative 158,297.672 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-041659 · doc4.xml · derivative · entry 10

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158,297.672 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time;

F3 · derivative.exercise_price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time.

F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time;

F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time.

F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time;

F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time.

F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time;

F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.