Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GoHealth, Inc.GOCO · Entity 22896 | Director | June 12, 2024 | July 18, 2024 |
| Root, Inc.ROOT · Entity 764 | Director · Chief Executive Officer · 10% owner | April 01, 2026 | April 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GoHealth, Inc.
Report date June 12, 2024 · Filed July 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,524 |
Reported balance
After 2024-06-12 transaction · row 1
1 source rowRow 1 · 2024-06-12 · Grant · Acquired 14,605 · Balance 38,524 F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on September 12, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on September 12, 2024.
Root, Inc.
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 275,304 |
Ending reported balance
After 2026-04-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-04-01 · Tax withholding · Disposed 14,965 · Balance 244,372 F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Row 2 · 2026-04-01 · Tax withholding · Disposed 3,480 · Balance 240,892 F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Row 3 · 2026-04-01 · Exercise / conversion · Acquired 62,969 · Balance 303,861 Row 4 · 2026-04-01 · Tax withholding · Disposed 28,557 · Balance 275,304 F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-04-01 | Direct | 83,958 |
Reported balance
After 2026-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-01 · Exercise / conversion · Disposed 62,969 · Balance 83,958 F2: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
F2: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 3, 2022 21:02 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 537 | $8.07 | $4,333.59 |
DisclosureSEC source: 0001209191-22-055535 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,313 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:06 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 9,654 | $1.05 | $10,136.70 |
DisclosureSEC source: 0001209191-22-044240 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,316 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:23 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 220,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001808220-22-000061 · wf-form4_165368299194581.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,562 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on August 25, 2022. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:10 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 1,108,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027155 · doc4.xml · nonDerivative · entry 2 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554,970 F2 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on April 1, 2023 and the remainder vest quarterly thereafter. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:10 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 9,654 | $1.91 | $18,439.14 |
DisclosureSEC source: 0001209191-22-027155 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,382 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:35 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 40,653 | $2.10 | $85,371.30 |
DisclosureSEC source: 0001209191-22-006897 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,036 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:30 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 5,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001808220-21-000055 · wf-form4_163182781922788.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,974 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on December 14, 2021. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:15 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 7,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021105 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,286 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on August 26, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:53 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 496,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031007 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,689 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-quarter of the shares subject to the RSUs vest on February 1, 2022 and the remainder vest quarterly thereafter. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 194,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · derivative · entry 6 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 194,250 Underlying: Class A Common Stock · 194,250 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held by the Timm Descendants Trust for which the Reporting Person's spouse is a trustee Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 1,920,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · derivative · entry 5 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,920,935 Underlying: Class A Common Stock · 1,920,935 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Timm 2020 GRAT for which the Reporting Person is a trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 17,094,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · derivative · entry 4 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,094,168 Underlying: Class A Common Stock · 17,094,168 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 194,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · nonDerivative · entry 3 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: The shares are held by the Timm Descendants Trust for which the Reporting Person's spouse is a trustee Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 1,920,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · nonDerivative · entry 2 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: The shares are held by the Timm 2020 GRAT for which the Reporting Person is a trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:19 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 17,094,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056800 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:30 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 7,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019528 · doc4.xml · nonDerivative · entry 1 Timm Alexander E. · CIK 0001815994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on October 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.