Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANDS' END, INC.LE · Entity 5747 | 10% owner | April 01, 2026 | April 07, 2026 |
| Sears Hometown Stores, Inc.SHOS · Entity 154160 | 10% owner | May 10, 2019 | May 14, 2019 |
| Seritage Growth PropertiesSRG · Entity 9015 | 10% owner | September 09, 2025 | September 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANDS' END, INC.
Report date April 01, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 15,813,925 |
Reported balance
After 2026-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-01 · Sale · Disposed 1,300,505 · Balance 15,813,925 F1: Shares sold pursuant to the tender offer by LEWHP, LLC, a wholly owned indirect subsidiary of WH Topco, L.P., to purchase up to 2,222,222 of the outstanding shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), in exchange for $45.00 per Share in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated February 26, 2026 (as amended), and the related Letter of Transmittal. F2: Includes 3,503 Shares held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust") and 3,503 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). Mr. Lampert may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of any securities covered by this statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to the tender offer by LEWHP, LLC, a wholly owned indirect subsidiary of WH Topco, L.P., to purchase up to 2,222,222 of the outstanding shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), in exchange for $45.00 per Share in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated February 26, 2026 (as amended), and the related Letter of Transmittal.
F2: Includes 3,503 Shares held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust") and 3,503 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). Mr. Lampert may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of any securities covered by this statement.
Sears Hometown Stores, Inc.
Report date May 10, 2019 · Filed May 14, 2019
Jointly reported with ESL PARTNERS, L.P., RBS Partners, L.P., ESL Investments, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 3,864,516 |
Reported balance
After 2019-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-10 · Other · Disposed 906,836 · Balance 3,864,516 F1: Represents shares of common stock of Sears Hometown and Outlet Stores, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners. F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents Shares directly beneficially owned by Partners. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 8,569,873 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,569,873 F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of Sears Hometown and Outlet Stores, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.
F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.
F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F6: Represents Shares directly beneficially owned by Partners.
Seritage Growth Properties
Report date September 09, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 13,420,298 |
Last balance in matching sequence
After 2025-09-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-09 · Sale · Disposed 40,000 · Balance 13,444,162 F1: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust ("The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Row 2 · 2025-09-11 · Sale · Disposed 23,864 · Balance 13,420,298 F1: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust ("The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust ("The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AUTONATION, INC.
Report date August 23, 2024 · Filed August 28, 2024
Section 16 reporting ended · disclosed 2024-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 3,775,419 |
Last balance in matching sequence
After 2024-08-27 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2024-08-23 · Sale · Disposed 500 · Balance 3,825,338 F1: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Row 2 · 2024-08-26 · Sale · Disposed 39,194 · Balance 3,786,144 F1: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Row 3 · 2024-08-27 · Sale · Disposed 10,725 · Balance 3,775,419 F1: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts.
SEARS HOLDINGS CORP
Report date May 10, 2019 · Filed May 14, 2019
Jointly reported with ESL PARTNERS, L.P., SPE I Partners, L.P., SPE Master I, L.P., RBS Partners, L.P., ESL Investments, Inc.
Section 16 reporting ended · disclosed 2019-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 16,354,726 |
Reported balance
After 2019-05-10 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-05-10 · Other · Disposed 3,837,788 · Balance 16,354,726 F1: Represents shares of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share ("Shares") that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners. F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents Shares directly beneficially owned by Partners. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 150,124 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 150,124 F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7: Represents Shares directly beneficially owned by SPE I. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 193,341 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 193,341 F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents Shares directly beneficially owned by SPE Master I. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 32,348,223 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 32,348,223 F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement. F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL. F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share ("Shares") that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.
F2: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement.
F3: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL.
F4: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
F5: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F6: Represents Shares directly beneficially owned by Partners.
F7: Represents Shares directly beneficially owned by SPE I.
F8: Represents Shares directly beneficially owned by SPE Master I.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2023 Filed Apr 19, 2023 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 17,637 | $135.01 | $2,381,118.46 |
DisclosureSEC source: 0000899243-23-011415 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,267,779 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 01:32 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 47,239 | $135.37 | $6,394,578.09 |
DisclosureSEC source: 0000950170-23-011830 · ownership.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,285,416 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the 'Issuer'), par value $0.01 per share (each, a 'Share'), held by The Nicholas Floyd Lampert 2015 Trust ('The Nicholas Trust'), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the 'The Nina Trust' and, together with The Nicholas Trust, the 'Trusts'). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| March 31, 2023 Filed Apr 5, 2023 01:32 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 50,000 | $133.64 | $6,681,830.00 |
DisclosureSEC source: 0000950170-23-011830 · ownership.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,332,655 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the 'Issuer'), par value $0.01 per share (each, a 'Share'), held by The Nicholas Floyd Lampert 2015 Trust ('The Nicholas Trust'), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the 'The Nina Trust' and, together with The Nicholas Trust, the 'Trusts'). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 51,100 | $154.79 | $7,909,518.61 |
DisclosureSEC source: 0000950170-23-003886 · ownership.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382,655 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 68,038 | $140.40 | $9,552,589.63 |
DisclosureSEC source: 0000950170-23-003117 · ownership.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,433,755 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 120,462 | $12.60 | $1,518,074.17 |
DisclosureSEC source: 0000899243-23-004110 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,079,538 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| February 02, 2023 Filed Feb 7, 2023 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 86,015 | $139.22 | $11,975,163.13 |
DisclosureSEC source: 0000899243-23-004111 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,501,793 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| February 02, 2023 Filed Feb 7, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 283,291 | $12.53 | $3,550,486.10 |
DisclosureSEC source: 0000899243-23-004110 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200,000 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| January 13, 2023 Filed Jan 19, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 1,200 | $12.30 | $14,763.00 |
DisclosureSEC source: 0000899243-23-002102 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,483,291 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| January 12, 2023 Filed Jan 18, 2023 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 7,615 | $116.18 | $884,741.16 |
DisclosureSEC source: 0000899243-23-001925 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,587,808 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 158,527 | $12.12 | $1,921,220.42 |
DisclosureSEC source: 0000899243-23-000753 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,484,491 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 5,839 | $12.06 | $70,410.75 |
DisclosureSEC source: 0000899243-23-000753 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,643,018 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 99,380 | $107.30 | $10,662,977.10 |
DisclosureSEC source: 0000899243-23-000752 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,595,423 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 100,000 | $11.81 | $1,180,730.00 |
DisclosureSEC source: 0000899243-23-000753 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,648,857 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 27, 2022 Filed Dec 30, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 12,538 | $107.42 | $1,346,880.86 |
DisclosureSEC source: 0000899243-22-039558 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,694,803 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 23, 2022 Filed Dec 24, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 71,547 | $106.95 | $7,651,830.02 |
DisclosureSEC source: 0000899243-22-039336 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,707,341 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 22, 2022 Filed Dec 24, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 100,000 | $103.26 | $10,326,270.00 |
DisclosureSEC source: 0000899243-22-039336 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778,888 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 21, 2022 Filed Dec 24, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 125,000 | $104.82 | $13,102,812.50 |
DisclosureSEC source: 0000899243-22-039336 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,878,888 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 21, 2022 Filed Dec 24, 2022 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 6,152 | $12.03 | $74,026.40 |
DisclosureSEC source: 0000899243-22-039335 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,748,857 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 63,090 | $117.46 | $7,410,677.58 |
DisclosureSEC source: 0000899243-22-038271 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,003,888 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 30,000 | $116.27 | $3,488,010.00 |
DisclosureSEC source: 0000899243-22-038271 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,066,978 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 02:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 62,379 | $117.92 | $7,355,656.83 |
DisclosureSEC source: 0000899243-22-038271 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,096,978 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 15,140 | $11.75 | $177,922.25 |
DisclosureSEC source: 0000899243-22-035947 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,755,009 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| November 10, 2022 Filed Nov 16, 2022 02:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 83,314 | $11.56 | $962,959.87 |
DisclosureSEC source: 0000899243-22-035947 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,770,149 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 13:00 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 600 | $106.11 | $63,663.00 |
DisclosureSEC source: 0000899243-22-033610 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159,357 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 13:00 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 31,325 | $105.28 | $3,297,827.09 |
DisclosureSEC source: 0000899243-22-033610 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159,957 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 48,213 | $104.58 | $5,041,879.30 |
DisclosureSEC source: 0000899243-22-033431 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,191,282 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 01:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 119,886 | $9.54 | $1,143,472.67 |
DisclosureSEC source: 0000899243-22-033430 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,853,463 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 175,000 | $102.36 | $17,912,317.50 |
DisclosureSEC source: 0000899243-22-033431 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,239,495 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 01:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 52,085 | $9.53 | $496,114.83 |
DisclosureSEC source: 0000899243-22-033430 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,973,349 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 300,000 | $100.39 | $30,118,050.00 |
DisclosureSEC source: 0000899243-22-033431 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,414,495 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 01:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 183,015 | $9.54 | $1,745,816.69 |
DisclosureSEC source: 0000899243-22-033430 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,025,434 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 06, 2022 Filed Oct 12, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 50,000 | $101.51 | $5,075,720.00 |
DisclosureSEC source: 0000899243-22-033431 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,714,495 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| October 06, 2022 Filed Oct 12, 2022 01:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 32,948 | $9.72 | $320,333.64 |
DisclosureSEC source: 0000899243-22-033430 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,208,449 F1 · ownership.direct: Includes 3,492 Class A common shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares"), held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 109,630 | $111.00 | $12,169,313.71 |
DisclosureSEC source: 0000899243-22-032213 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,764,495 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 81,105 | $107.62 | $8,728,852.63 |
DisclosureSEC source: 0000899243-22-032213 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874,125 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 100,000 | $106.13 | $10,613,230.00 |
DisclosureSEC source: 0000899243-22-032213 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,955,230 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 23, 2022 Filed Sep 24, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 60,000 | $105.23 | $6,313,710.00 |
DisclosureSEC source: 0000899243-22-031966 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055,230 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 21, 2022 Filed Sep 24, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 9,496 | $110.02 | $1,044,734.73 |
DisclosureSEC source: 0000899243-22-031966 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,115,230 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities owned by the Trusts, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities owned by the Trusts. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 75,756 | $110.49 | $8,369,977.42 |
DisclosureSEC source: 0000899243-22-031619 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,124,726 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 01:30 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 65,917 | $11.82 | $779,218.04 |
DisclosureSEC source: 0000899243-22-031618 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,241,397 F1 · ownership.direct: Includes 3,492 shares of beneficial interest of Seritage Growth Properties, par value $0.01 per share ("Class A Shares") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust") and 3,492 Class A Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust", and together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 36,680 | $118.83 | $4,358,845.79 |
DisclosureSEC source: 0000899243-22-030762 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200,482 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 3,200 | $125.00 | $400,010.88 |
DisclosureSEC source: 0000899243-22-030550 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237,162 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 1,062 | $123.34 | $130,988.14 |
DisclosureSEC source: 0000899243-22-030550 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,240,362 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| August 22, 2022 Filed Aug 25, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 23,942 | $125.11 | $2,995,338.13 |
DisclosureSEC source: 0000899243-22-029704 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,241,424 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 33,504 | $124.04 | $4,155,842.86 |
DisclosureSEC source: 0000899243-22-028718 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,265,366 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| August 11, 2022 Filed Aug 16, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 150,000 | $124.61 | $18,692,220.00 |
DisclosureSEC source: 0000899243-22-028718 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,298,870 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| July 28, 2022 Filed Aug 2, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 52,716 | $117.40 | $6,188,679.17 |
DisclosureSEC source: 0000899243-22-027276 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,448,870 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 200,000 | $111.54 | $22,307,800.00 |
DisclosureSEC source: 0000899243-22-026929 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501,586 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
| July 25, 2022 Filed Jul 28, 2022 01:30 UTC | AUTONATION, INC. AN · Entity 3730 | SaleCommon Stock, par value $0.01 per share | 21,989 | $120.53 | $2,650,395.74 |
DisclosureSEC source: 0000899243-22-026929 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,701,586 F1 · ownership.direct: Includes 1,649 shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share") held by The Nicholas Floyd Lampert 2015 Trust ("The Nicholas Trust"), and 1,649 Shares held by The Nina Rose Lampert 2015 Trust (the "The Nina Trust" and, together with The Nicholas Trust, the "Trusts"). The reporting person may be deemed to have beneficial ownership of securities owned by the Trusts. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.