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Dozier Michael Joe

Disclosed activity across 1 company

Tapewire entity
53562
SEC CIK
0001791941

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BrightView Holdings, Inc.BV · Entity 4938EVP, Chief Commercial officerApril 02, 2026April 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BrightView Holdings, Inc.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect42,700 Reported balance After 2026-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-02 · Grant · Acquired 42,700 · Balance 42,700

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3: Represents a grant of time-based restricted stock units that will vest on April 2, 2028.

Common StockSEC Table I · non-derivativeDirect231,644 Reported balance Holding disclosure · report date 2026-04-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 231,644

F1: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3: Represents a grant of time-based restricted stock units that will vest on April 2, 2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2023 Filed Nov 21, 2023 22:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 57,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 8,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 22:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 4,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 35,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056312 · doc4.xml · derivative · entry 9

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,416

Underlying: Common Stock · 35,416 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 24,926 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034221 · doc4.xml · derivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,926

Underlying: Common Stock · 24,926 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in two equal installments on June 1, 2024 and December 1, 2024.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,188 $6.96 $8,268.48
Disclosure

SEC source: 0001209191-22-059012 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,739

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058679 · doc4.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 869 $7.33 $6,369.77
Disclosure

SEC source: 0001209191-22-058679 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,927

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058679 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · derivative · entry 8

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,267

Underlying: Common Stock · 4,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 4,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · derivative · entry 7

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,164

Underlying: Common Stock · 4,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 57,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · derivative · entry 6

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,486

Underlying: Common Stock · 57,486 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 34,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · derivative · entry 5

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,090

Underlying: Common Stock · 34,090 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,231 $7.48 $9,207.88
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · nonDerivative · entry 4

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,910

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,229 $7.48 $9,192.92
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · nonDerivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,141

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 4,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:42 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 4,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058398 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 21:01 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 31,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051903 · doc4.xml · derivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,645

Underlying: Common Stock · 31,645 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents grant of time-based restricted stock units that vest on September 29, 2025.

F3 · derivative.expiration_date: Represents grant of time-based restricted stock units that vest on September 29, 2025.

Read SEC document
November 28, 2021 Filed Nov 30, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,188 $14.45 $17,166.60
Disclosure

SEC source: 0001209191-21-067175 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,884

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066833 · doc4.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 869 $15.00 $13,035.00
Disclosure

SEC source: 0001209191-21-066833 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,072

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066833 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 4,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066181 · doc4.xml · derivative · entry 5

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,246

Underlying: Common Stock · 4,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,229 $15.43 $18,963.47
Disclosure

SEC source: 0001209191-21-066181 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,055

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 4,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066181 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 16,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066181 · doc4.xml · derivative · entry 4

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,356

Underlying: Common Stock · 16,356 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 35,948 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001209191-21-066181 · doc4.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,948

Underlying: Common Stock · 35,948 shares

Expires 2031-11-18

F4 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 23:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,188 $14.26 $16,940.88
Disclosure

SEC source: 0001209191-20-060788 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,728

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 23:03 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060057 · doc4.xml · derivative · entry 5

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 23:03 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 869 $14.18 $12,322.42
Disclosure

SEC source: 0001209191-20-060057 · doc4.xml · nonDerivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,916

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 23:03 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060057 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 19, 2020 Filed Nov 23, 2020 23:03 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 16,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060057 · doc4.xml · derivative · entry 4

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,328

Underlying: Common Stock · 16,328 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

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November 19, 2020 Filed Nov 23, 2020 23:03 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 31,891 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0001209191-20-060057 · doc4.xml · derivative · entry 3

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,891

Underlying: Common Stock · 31,891 shares

Expires 2030-11-19

F4 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.

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November 28, 2019 Filed Dec 2, 2019 23:08 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,188 $16.08 $19,103.04
Disclosure

SEC source: 0001209191-19-058593 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,608

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2019 Filed Nov 26, 2019 23:39 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 11,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058184 · doc4.xml · derivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,545

Underlying: Common Stock · 11,545 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

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November 22, 2019 Filed Nov 26, 2019 23:39 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 26,787 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058184 · doc4.xml · derivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,787

Underlying: Common Stock · 26,787 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.