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person · Reporting owner

Oberton Karleen Marie

Disclosed activity across 2 companies

Tapewire entity
53159
SEC CIK
0001314036

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMETEK INC/AME · Entity 3025DirectorMarch 18, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMETEK INC/

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,640 Reported balance After 2026-03-18 transaction · row 1
1 source row

Row 1 · 2026-03-18 · Grant · Acquired 950 · Balance 5,640

F1: Constitutes restricted stock issued under the AMETEK, Inc. 2020 Omnibus Incentive Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Constitutes restricted stock issued under the AMETEK, Inc. 2020 Omnibus Incentive Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOLOGIC INC

Report date April 07, 2026 · Filed April 09, 2026

Section 16 reporting ended · disclosed 2026-04-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-07 transaction · row 1
1 source row

Row 1 · 2026-04-07 · Disposition to issuer · Disposed 150,735 · Balance 0

F1: Includes 41,121 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to Hologic's Deferred Equity Plan.

F2: Pursuant to the Agreement and Plan of Merger, dated as of October 21, 2025 (the "Merger Agreement"), by and among Hologic, Inc. ("Hologic" or "Company"), Hopper Parent Inc., a Delaware corporation ("Parent"), and Hopper Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of Hologic common stock, par value $0.01 ("Company Common Stock"), was converted into the right to receive (x) $76.00 per share in cash, without interest (the "Cash Consideration") and (y) one (1) contingent value right, which represents the right to receive up to $3.00 in cash, when and if payable (each, a "CVR") (the consideration contemplated by clauses (x) and (y), together, the "Merger Consideration").

F3: At the Effective Time, each time-vesting restricted stock unit award ("Company RSU") held by the reporting person granted before October 21, 2025 converted into the right to receive the Merger Consideration for each share of Company Common Stock underlying the Company RSU; and each Company RSU held by the reporting person granted after October 21, 2025 converted into, for each share of Company Common Stock subject to such Company RSU immediately prior to the Effective Time, (i) an unvested award representing the right to receive a cash payment equal to the Cash Consideration, and (ii) an unvested award representing the right to receive cash payments equal to the payments to the holder of one CVR, if any, pursuant to the CVR agreement, in each case, subject to the terms applied to the corresponding Company RSU immediately prior to the Effective Time. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.61 · Expires 2029-11-11Direct0 Reported balance After 2026-04-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-07 · Disposition to issuer · Disposed 30,774 · Balance 0

F4: For Footnote (4), see Remarks below.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.35 · Expires 2030-11-09Direct0 Reported balance After 2026-04-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-07 · Disposition to issuer · Disposed 23,767 · Balance 0

F4: For Footnote (4), see Remarks below.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.13 · Expires 2031-11-08Direct0 Reported balance After 2026-04-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-07 · Disposition to issuer · Disposed 23,775 · Balance 0

F4: For Footnote (4), see Remarks below.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.35 · Expires 2032-11-07Direct0 Reported balance After 2026-04-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-07 · Disposition to issuer · Disposed 21,743 · Balance 0

F4: For Footnote (4), see Remarks below.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.94 · Expires 2033-11-14Direct0 Reported balance After 2026-04-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-07 · Disposition to issuer · Disposed 25,070 · Balance 0

F4: For Footnote (4), see Remarks below.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.39 · Expires 2034-11-11Direct0 Reported balance After 2026-04-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-07 · Disposition to issuer · Disposed 28,047 · Balance 0

F4: For Footnote (4), see Remarks below.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect42,707 Reported balance After 2026-04-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-07 · Grant · Acquired 42,707 · Balance 42,707

F5: Each Hologic restricted stock unit represents a contingent right to receive one share of Company Common Stock.

F6: Represents the certification of performance results applicable to outstanding Hologic performance stock units ("PSUs") by the compensation committee of the board of directors of Hologic. Pursuant to the Merger Agreement, for purposes of determining the number of shares of Company Common Stock subject to each PSU, any applicable performance goals were deemed achieved at the greater of (A) the target level of performance and (B) the actual level of performance measured through the latest practicable date prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding PSU was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Company Common Stock subject to such PSU.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-07 · Disposition to issuer · Disposed 42,707 · Balance 0

F5: Each Hologic restricted stock unit represents a contingent right to receive one share of Company Common Stock.

F6: Represents the certification of performance results applicable to outstanding Hologic performance stock units ("PSUs") by the compensation committee of the board of directors of Hologic. Pursuant to the Merger Agreement, for purposes of determining the number of shares of Company Common Stock subject to each PSU, any applicable performance goals were deemed achieved at the greater of (A) the target level of performance and (B) the actual level of performance measured through the latest practicable date prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding PSU was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Company Common Stock subject to such PSU.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 41,121 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to Hologic's Deferred Equity Plan.

F2: Pursuant to the Agreement and Plan of Merger, dated as of October 21, 2025 (the "Merger Agreement"), by and among Hologic, Inc. ("Hologic" or "Company"), Hopper Parent Inc., a Delaware corporation ("Parent"), and Hopper Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of Hologic common stock, par value $0.01 ("Company Common Stock"), was converted into the right to receive (x) $76.00 per share in cash, without interest (the "Cash Consideration") and (y) one (1) contingent value right, which represents the right to receive up to $3.00 in cash, when and if payable (each, a "CVR") (the consideration contemplated by clauses (x) and (y), together, the "Merger Consideration").

F3: At the Effective Time, each time-vesting restricted stock unit award ("Company RSU") held by the reporting person granted before October 21, 2025 converted into the right to receive the Merger Consideration for each share of Company Common Stock underlying the Company RSU; and each Company RSU held by the reporting person granted after October 21, 2025 converted into, for each share of Company Common Stock subject to such Company RSU immediately prior to the Effective Time, (i) an unvested award representing the right to receive a cash payment equal to the Cash Consideration, and (ii) an unvested award representing the right to receive cash payments equal to the payments to the holder of one CVR, if any, pursuant to the CVR agreement, in each case, subject to the terms applied to the corresponding Company RSU immediately prior to the Effective Time. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock.

F4: For Footnote (4), see Remarks below.

F5: Each Hologic restricted stock unit represents a contingent right to receive one share of Company Common Stock.

F6: Represents the certification of performance results applicable to outstanding Hologic performance stock units ("PSUs") by the compensation committee of the board of directors of Hologic. Pursuant to the Merger Agreement, for purposes of determining the number of shares of Company Common Stock subject to each PSU, any applicable performance goals were deemed achieved at the greater of (A) the target level of performance and (B) the actual level of performance measured through the latest practicable date prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding PSU was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Company Common Stock subject to such PSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2021 Filed Nov 10, 2021 21:38 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 680 $71.26 $48,456.80
Disclosure

SEC source: 0001127602-21-028825 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,851

F3 · balance_after: Includes 38,273 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:38 UTC HOLOGIC INC HOLX · Entity 12463 GrantNon-qualified Stock Option (Right to Buy) · Derivative 23,775 $0.00 Strike: $71.13 $0.00
Disclosure

SEC source: 0001127602-21-028825 · form4.xml · derivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,775

Underlying: Common Stock · 23,775 shares

Expires 2031-11-08

F4 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 8, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:38 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 7,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028825 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,531

F1 · shares: Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 8, 2021.

F2 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F3 · balance_after: Includes 38,273 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:34 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 43,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-028289 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,502

F1 · shares: Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements.

F2 · shares: Includes 24,892 performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

F3 · price: Performance stock units are settled in shares of common stock on a one-for-one basis.

F4 · balance_after: Includes 38,273 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:29 UTC AMETEK INC/ AME · Entity 3025 GrantCommon Stock 1,390 $121.91 $169,454.90
Disclosure

SEC source: 0001127602-21-010401 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

F1 · kind: Constitutes restricted stock issued under the AMETEK, Inc. 2020 Omnibus Incentive Compensation Plan.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:11 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 317 $69.63 $22,072.71
Disclosure

SEC source: 0001127602-20-030473 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,078

F1 · balance_after: Includes 13,381 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:48 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 912 $69.84 $63,694.08
Disclosure

SEC source: 0001127602-20-028867 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,395

F3 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:48 UTC HOLOGIC INC HOLX · Entity 12463 GrantNon-qualified Stock Option (Right to Buy) · Derivative 23,767 $0.00 Strike: $68.35 $0.00
Disclosure

SEC source: 0001127602-20-028867 · form4.xml · derivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,767

Underlying: Common Stock · 23,767 shares

Expires 2030-11-09

F4 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 9, 2020.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:48 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 6,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028867 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,307

F1 · shares: Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 9, 2020.

F2 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F3 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:42 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 16,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028187 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,358

F1 · shares: Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements.

F2 · price: Performance stock units are settled in shares of common stock on a one-for-one basis.

F3 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 20:21 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,461 $0.00 Strike: $26.21 $0.00
Disclosure

SEC source: 0001127602-20-025628 · form4.xml · derivative · entry 5

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,461 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F3 · derivative.exercise_date: This option to purchase common stock became exercisable in four equal installments on each of the first four anniversaries of the grant date, November 7, 2014.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 20:21 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 5,461 $26.21 $143,132.81
Disclosure

SEC source: 0001127602-20-025628 · form4.xml · nonDerivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:21 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $26.21 $0.00
Disclosure

SEC source: 0001127602-20-025628 · form4.xml · derivative · entry 4

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,461

Underlying: Common Stock · 15,000 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F3 · derivative.exercise_date: This option to purchase common stock became exercisable in four equal installments on each of the first four anniversaries of the grant date, November 7, 2014.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:21 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 15,000 $62.50 $937,500.00
Disclosure

SEC source: 0001127602-20-025628 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,956

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:21 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 15,000 $26.21 $393,150.00
Disclosure

SEC source: 0001127602-20-025628 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,973 $0.00 Strike: $23.82 $0.00
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · derivative · entry 6

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,973 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F6 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, May 26, 2014.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,375 $0.00 Strike: $21.45 $0.00
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · derivative · entry 5

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,375 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F5 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 18, 2013.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 5,973 $51.85 $309,694.08
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · nonDerivative · entry 4

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,956

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F4 · price: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $51.535 to $52.13 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 10,375 $51.66 $535,993.25
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · nonDerivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,929

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F3 · price: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $51.55 to $51.785 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 5,973 $23.82 $142,276.86
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:06 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 10,375 $21.45 $222,543.75
Disclosure

SEC source: 0001127602-20-001110 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 21:30 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 210 $51.32 $10,777.20
Disclosure

SEC source: 0001127602-19-034138 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,956

F1 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
December 01, 2019 Filed Dec 3, 2019 21:30 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 235 $51.32 $12,060.20
Disclosure

SEC source: 0001127602-19-034138 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,166

F1 · balance_after: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:28 UTC HOLOGIC INC HOLX · Entity 12463 GrantNon-qualified Stock Option (Right to Buy) · Derivative 30,774 $0.00 Strike: $45.61 $0.00
Disclosure

SEC source: 0001127602-19-032621 · form4.xml · derivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,774

Underlying: Common Stock · 30,774 shares

Expires 2029-11-11

F7 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 11, 2019.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:28 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 9,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032621 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,401

F4 · shares: Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 11, 2019.

F5 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F6 · balance_after: Includes 2,847 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

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November 11, 2019 Filed Nov 13, 2019 21:28 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 1,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032621 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,083

F1 · shares: Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements.

F2 · price: Performance stock units are settled in shares of common stock on a one-for-one basis.

F3 · balance_after: Includes 262 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

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December 01, 2018 Filed Dec 4, 2018 21:17 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 246 $44.41 $10,924.86
Disclosure

SEC source: 0001127602-18-035090 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,267

Read SEC document
December 01, 2018 Filed Dec 4, 2018 21:17 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 235 $44.41 $10,436.35
Disclosure

SEC source: 0001127602-18-035090 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,513

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:17 UTC HOLOGIC INC HOLX · Entity 12463 GrantNon-qualified Stock Option (Right to Buy) · Derivative 26,080 $0.00 Strike: $40.97 $0.00
Disclosure

SEC source: 0001127602-18-033010 · form4.xml · derivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,080

Underlying: Common Stock · 26,080 shares

Expires 2028-11-12

F3 · derivative.exercise_date: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 12, 2018.

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 8,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-033010 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,748

F1 · shares: Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 12, 2018.

F2 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:10 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 1,312 $41.90 $54,972.80
Disclosure

SEC source: 0001127602-18-032637 · form4.xml · nonDerivative · entry 4

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:10 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionRestricted Stock Unit Award (Right To Receive) · Derivative 1,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-032637 · form4.xml · derivative · entry 5

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F2 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit award vests in four installments beginning on the first anniversary of the grant date, November 7, 2014.

F3 · derivative.expiration_date: This restricted stock unit award vests in four installments beginning on the first anniversary of the grant date, November 7, 2014.

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November 07, 2018 Filed Nov 9, 2018 21:10 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 548 $41.26 $22,610.48
Disclosure

SEC source: 0001127602-18-032637 · form4.xml · nonDerivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,518

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:10 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 1,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-032637 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:10 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 3,806 $40.83 $155,398.98
Disclosure

SEC source: 0001127602-18-032637 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 1,589 $39.99 $63,544.11
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · nonDerivative · entry 5

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,012

F2 · balance_after: Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

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November 06, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 546 $39.96 $21,818.16
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · nonDerivative · entry 4

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,601

F5 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

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November 05, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionRestricted Stock Unit Award (Right To Receive) · Derivative 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · derivative · entry 6

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F1 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: This restricted stock unit award vests in three installments beginning on the first anniversary of the grant date, November 5, 2015.

F6 · derivative.expiration_date: This restricted stock unit award vests in three installments beginning on the first anniversary of the grant date, November 5, 2015.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 GrantCommon Stock 5,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · nonDerivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

F3 · shares: Represents vested performance stock units.

F4 · price: Performance stock units are settled in shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 229 $39.99 $9,157.71
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,752

F2 · balance_after: Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:03 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-032446 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 213 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

Read SEC document
May 25, 2018 Filed May 30, 2018 20:23 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionRestricted Stock Unit Award (Right To Receive) · Derivative 525 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-18-019240 · form4.xml · derivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F1 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: This restricted stock unit award vests in four equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit award vests in four equal installments beginning on the first anniversary of the grant date.

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May 25, 2018 Filed May 30, 2018 20:23 UTC HOLOGIC INC HOLX · Entity 12463 Tax withholdingCommon Stock 155 $38.92 $6,032.60
Disclosure

SEC source: 0001127602-18-019240 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,993

Read SEC document
May 25, 2018 Filed May 30, 2018 20:23 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-019240 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in shares of common stock on a one-for-one basis.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,994 $0.00 Strike: $19.86 $0.00
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · derivative · entry 6

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,994 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal, annual installments beginning November 14, 2013.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,202 $0.00 Strike: $17.09 $0.00
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · derivative · entry 5

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,202 shares

Expires 2018-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal, annual installments beginning November 9, 2012.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 7,994 $40.00 $319,760.00
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · nonDerivative · entry 4

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

F2 · balance_after: Includes 195 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 7,994 $19.86 $158,760.84
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · nonDerivative · entry 3

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 SaleCommon Stock 4,202 $40.00 $168,080.00
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · nonDerivative · entry 2

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:07 UTC HOLOGIC INC HOLX · Entity 12463 Exercise / conversionCommon Stock 4,202 $17.09 $71,812.18
Disclosure

SEC source: 0001127602-18-016388 · form4.xml · nonDerivative · entry 1

Oberton Karleen Marie · CIK 0001314036 · Corp. VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to an existing 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.