Sorgi Vincent

SEC source: 0001209191-21-005609 · doc4.xml · derivative · entry 7

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,561 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This Form 4 report reflects the exercise of 26,561 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 12, 2020.

F5 · derivative.exercise_date: Represents the exercise of 26,561 stock options that vested in three equal annual installments beginning on January 27, 2012.

SEC source: 0001209191-21-005609 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,903.691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/25/2021.

F4 · derivative.expiration_date: The units vested on 01/25/2021.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-21-005609 · doc4.xml · nonDerivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,249.57

F2 · kind: This Form 4 report reflects the exercise of 26,561 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 12, 2020.

SEC source: 0001209191-21-005609 · doc4.xml · nonDerivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This Form 4 report reflects the exercise of 26,561 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 12, 2020.

SEC source: 0001209191-21-005609 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,249.57

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-005609 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,982.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005013 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,806.194 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 290,105.086. This total includes the 01/25/2018 grant of 17,806.194 performance units, the 01/24/2019 grants of 19,236.56 and 19,236.56 performance units, the 07/01/2019 grants of 2,322.1 and 2,322.1 performance units, the 01/23/2020 grants of 19,673.575 and 19,673.575 performance units, and the 06/01/2020 grants of 25,533.211 and 25,533.211 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 69,384 and 69,384 performance units.

SEC source: 0001209191-21-005013 · doc4.xml · derivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,384

Underlying: Common Stock · 69,384 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 290,105.086. This total includes the 01/25/2018 grant of 17,806.194 performance units, the 01/24/2019 grants of 19,236.56 and 19,236.56 performance units, the 07/01/2019 grants of 2,322.1 and 2,322.1 performance units, the 01/23/2020 grants of 19,673.575 and 19,673.575 performance units, and the 06/01/2020 grants of 25,533.211 and 25,533.211 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 69,384 and 69,384 performance units.

SEC source: 0001209191-21-005013 · doc4.xml · derivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,384

Underlying: Common Stock · 69,384 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 290,105.086. This total includes the 01/25/2018 grant of 17,806.194 performance units, the 01/24/2019 grants of 19,236.56 and 19,236.56 performance units, the 07/01/2019 grants of 2,322.1 and 2,322.1 performance units, the 01/23/2020 grants of 19,673.575 and 19,673.575 performance units, and the 06/01/2020 grants of 25,533.211 and 25,533.211 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 69,384 and 69,384 performance units.

SEC source: 0001209191-21-005013 · doc4.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,692

Underlying: Common Stock · 34,692 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 76,977.891. This total includes the 01/25/2018 grant of 8,903.691 restricted stock units, the 01/24/2019 grant of 9,618.28 restricted stock units, the 07/01/2019 grant of 1,161.05 restricted stock units, the 01/23/2020 grant of 9,836.788 restricted stock units, and the 06/01/2020 grant of 12,766.082 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 34,692 restricted stock units.

SEC source: 0001209191-21-012706 · doc4a.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,384

Underlying: Common Stock · 69,384 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 272,298.892. This total includes the 01/24/2019 grants of 19,236.56 and 19,236.56 performance units, the 07/01/2019 grants of 2,322.1 and 2,322.1 performance units, the 01/23/2020 grants of 19,673.575 and 19,673.575 performance units, and the 06/01/2020 grants of 25,533.211 and 25,533.211 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 69,384 and 69,384 performance units.

SEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,395

Underlying: Common Stock · 24,395 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 06/02/2020, total performance units beneficially owned is 161,603.27. This total includes the 01/25/2018 grants of 17,012.436 and 17,012.436 performance units, the 01/24/2019 grants of 18,379.04 and 18,379.04 performance units, the 07/01/2019 grants of 2,218.586 and 2,218.586 performance units, and the 01/23/2020 grants of 18,796.573 and 18,796.573 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/01/2020 grants of 24,395 and 24,395 performance units.

SEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,395

Underlying: Common Stock · 24,395 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 06/02/2020, total performance units beneficially owned is 161,603.27. This total includes the 01/25/2018 grants of 17,012.436 and 17,012.436 performance units, the 01/24/2019 grants of 18,379.04 and 18,379.04 performance units, the 07/01/2019 grants of 2,218.586 and 2,218.586 performance units, and the 01/23/2020 grants of 18,796.573 and 18,796.573 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 06/01/2020 grants of 24,395 and 24,395 performance units.

SEC source: 0001209191-20-033347 · doc4.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,197

Underlying: Common Stock · 12,197 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/01/2023.

F2 · derivative.expiration_date: The units will vest on 06/01/2023.

F3 · balance_after: As of 06/02/2020, total restricted stock units beneficially owned is 40,400.885. This total includes the 01/25/2018 grant of 8,506.785 restricted stock units, the 01/24/2019 grant of 9,189.52 restricted stock units, the 07/01/2019 grant of 1,109.293 restricted stock units, and the 01/23/2020 grant of 9,398.287 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/01/2020 grant of 12,197 restricted stock units.

SEC source: 0001209191-20-009979 · doc4.xml · derivative · entry 8

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,763.556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F5 · derivative.exercise_date: The units vested on 02/14/2020.

F5 · derivative.expiration_date: The units vested on 02/14/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 27,701.864. This total includes the 01/25/2018 grant of 8,355.367 restricted stock units, the 01/24/2019 grant of 9,025.949 restricted stock units, the 07/01/2019 grant of 1,089.548 restricted stock units, and the 01/23/2020 grant of 9,231 restricted stock units, plus in the case of the 01/25/2018, 01/24/2019 and 07/01/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

SEC source: 0001209191-20-009979 · doc4.xml · derivative · entry 7

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 110,805.23. This total includes the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units, plus in the case of the 01/25/2018, 01/24/2019, and 07/01/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009979 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,924

Underlying: Common Stock · 7,462.166 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F4 · balance_after: As of 02/18/2020, total performance units beneficially owned is 110,805.23. This total includes the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units, plus in the case of the 01/25/2018, 01/24/2019, and 07/01/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009979 · doc4.xml · nonDerivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,078.879

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009979 · doc4.xml · nonDerivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,882.879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-009979 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119.323

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009979 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,412.323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004974 · doc4.xml · derivative · entry 8

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,461.834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: The units vested on 01/24/2020.

F11 · derivative.expiration_date: The units vested on 01/24/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-004974 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,488.323

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-004974 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,742.323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004974 · doc4.xml · derivative · entry 7

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,845.01 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 110,805.23. This total includes the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, and the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units.

SEC source: 0001209191-20-004974 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,462

Underlying: Common Stock · 18,462 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 110,805.23. This total includes the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, and the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units.

SEC source: 0001209191-20-004974 · doc4.xml · derivative · entry 5

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,462

Underlying: Common Stock · 18,462 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 110,805.23. This total includes the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, and the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units.

SEC source: 0001209191-20-004974 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Common Stock · 9,231 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/23/2023.

F4 · derivative.expiration_date: The units will vest on 01/23/2023.

F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 47,465.42. This total includes the 02/17/2017 grant of 19,763.556 restricted stock units, the 01/25/2018 grant of 8,355.367 restricted stock units, the 01/24/2019 grant of 9,025.949 restricted stock units, and the 07/01/2019 grant of 1,089.548 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 9,231 restricted stock units.

SEC source: 0001209191-20-007422 · doc4a.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,383.176 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 118,267.064. This total includes the 01/26/2017 grant of 7,461.834 performance units, the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, and the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units.

SEC source: 0001209191-19-057088 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,696 shares

Expires 2020-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F5 · derivative.exercise_date: Represents the exercise of 13,696 stock options that vested in three equal annual installments beginning on March 29, 2011.

SEC source: 0001209191-19-057088 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280.489

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sale price for price increments ranging from $34.02 to $34.11.

SEC source: 0001209191-19-057088 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,976.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

SEC source: 0001209191-19-040069 · doc4.xml · derivative · entry 3

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/02/2019, total performance units beneficially owned is 101,198.887. This total includes the 01/26/2017 grants of 21,837.797 and 7,280.022 performance units, the 01/25/2018 grants of 16,302.481 and 16,302.481 performance units, and the 01/24/2019 grants of 17,612.053 and 17,612.053 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 07/01/2019 grants of 2,126 and 2,126 performance units.

SEC source: 0001209191-19-040069 · doc4.xml · derivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 07/02/2019, total performance units beneficially owned is 101,198.887. This total includes the 01/26/2017 grants of 21,837.797 and 7,280.022 performance units, the 01/25/2018 grants of 16,302.481 and 16,302.481 performance units, and the 01/24/2019 grants of 17,612.053 and 17,612.053 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 07/01/2019 grants of 2,126 and 2,126 performance units.

SEC source: 0001209191-19-040069 · doc4.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063

Underlying: Common Stock · 1,063 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 07/01/2022.

F2 · derivative.expiration_date: The units will vest on 07/01/2022.

F3 · balance_after: As of 07/02/2019, total restricted stock units beneficially owned is 44,582.837. This total includes the 01/26/2017 grant of 7,280.022 restricted stock units, the 02/17/2017 grant of 19,282.005 restricted stock units, the 01/25/2018 grant of 8,151.784 restricted stock units, and the 01/24/2019 grant of 8,806.026 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 07/01/2019 grant of 1,063 restricted stock units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,837.387 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 3

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

Underlying: Common Stock · 17,154 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 2

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

Underlying: Common Stock · 17,154 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,577

Underlying: Common Stock · 8,577 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 42,387.978. This total includes the 01/26/2017 grant of 7,090.684, the 02/17/2017 grant of 18,780.521 restricted stock units, and the 01/25/2018 grant of 7,939.773 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 8,577 restricted stock units.

SEC source: 0001209191-19-005102 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,670.65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005102 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280.489

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005102 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,076.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-006177 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,405.839

F1 · kind: This Form 4 report reflects the sale of previously vested restricted stock units pursuant to a 10b5-1 plan, dated December 15, 2017.

SEC source: 0001209191-18-005811 · doc4.xml · derivative · entry 7

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 76,470.91. This total includes the 01/21/2016 grant of 19,683.234 performance units, and the 01/26/2017 grants of 20,091.735 and 6,697.941 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 14,999 and 14,999 performance units.

SEC source: 0001209191-18-005811 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,679.839

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-18-005811 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015.839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-005811 · doc4.xml · derivative · entry 6

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,999

Underlying: Common Stock · 14,999 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 76,470.91. This total includes the 01/21/2016 grant of 19,683.234 performance units, and the 01/26/2017 grants of 20,091.735 and 6,697.941 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 14,999 and 14,999 performance units.

SEC source: 0001209191-18-005811 · doc4.xml · derivative · entry 5

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,999

Underlying: Common Stock · 14,999 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 76,470.91. This total includes the 01/21/2016 grant of 19,683.234 performance units, and the 01/26/2017 grants of 20,091.735 and 6,697.941 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 14,999 and 14,999 performance units.

SEC source: 0001209191-18-005811 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2021.

F4 · derivative.expiration_date: The units will vest on 01/25/2021.

F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 50,519.357. This total includes the 01/21/2016 grant of 18,581.121, the 01/26/2017 grant of 6,697.941 restricted stock units, and the 02/17/2017 grant of 17,740.295 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 7,500 restricted stock units.

SEC source: 0001209191-18-005075 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,597.802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on January 22, 2018.

F3 · derivative.expiration_date: The units vested on January 22, 2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.