Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Airspan Networks Holdings Inc.MIMO · Entity 110488 | Director | August 14, 2023 | August 16, 2023 |
| Douglas Elliman Inc.DOUG · Entity 6469 | Director · President and CEO | April 10, 2026 | April 10, 2026 |
| NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 7657 | Director · Chief Executive Officer | December 23, 2024 | December 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Airspan Networks Holdings Inc.
Report date August 14, 2023 · Filed August 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 851,774 |
Ending reported balance
After 2023-08-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-14 · Sale · Disposed 44,061 · Balance 852,538 Row 2 · 2023-08-14 · Sale · Disposed 364 · Balance 852,174 Row 3 · 2023-08-14 · Sale · Disposed 400 · Balance 851,774 |
Douglas Elliman Inc.
Report date April 10, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,290,780 |
Reported balance
After 2026-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-10 · Grant · Acquired 1,250,000 · Balance 2,290,780 F1: On April 10, 2026, the Issuer granted the Reporting Person a restricted stock award of 1,250,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in three equal annual installments commencing on December 15, 2026, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon a change-of-control as well as, in the event of termination without cause or for good reason, an accelerated vesting of the next tranche, if applicable. F2: Includes the transfer of 303,250 shares previously held directly by the Reporting Person to MSL18 Holdings LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy MSL18 Holdings LLC | 1,838,162.149 |
Reported balance
Holding disclosure · report date 2026-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,838,162.149 F2: Includes the transfer of 303,250 shares previously held directly by the Reporting Person to MSL18 Holdings LLC. F3: MSL18 Holdings LLC is a single member LLC owned by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 10, 2026, the Issuer granted the Reporting Person a restricted stock award of 1,250,000 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in three equal annual installments commencing on December 15, 2026, subject to the Reporting Person's continued employment through each such vesting date or earlier vesting upon a change-of-control as well as, in the event of termination without cause or for good reason, an accelerated vesting of the next tranche, if applicable.
F2: Includes the transfer of 303,250 shares previously held directly by the Reporting Person to MSL18 Holdings LLC.
F3: MSL18 Holdings LLC is a single member LLC owned by Reporting Person.
NOCOPI TECHNOLOGIES INC/MD/
Report date December 23, 2024 · Filed December 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restriced Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-23 · Disposition to issuer · Disposed 1,443,548 · Balance 0 F1: On December 23, 2024, the Reporting Person forfeited restricted stock units previously granted to the Reporting Person on August 16, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 23, 2024, the Reporting Person forfeited restricted stock units previously granted to the Reporting Person on August 16, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LADENBURG THALMANN FINANCIAL SERVICES INC.
Report date February 14, 2020 · Filed February 14, 2020
Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 1
1 source rowRow 1 · 2020-02-14 · Disposition to issuer · Disposed 246,498 · Balance 0 F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. |
| Common StockSEC Table I · non-derivative | IndirectMSL18 Holdings LLC | 0 |
Reported balance
After 2020-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-14 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Disposed of in connection with the Merger. F4: The reporting person is the managing member of MSL18 Holdings LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan.
F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.
F3: Disposed of in connection with the Merger.
F4: The reporting person is the managing member of MSL18 Holdings LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Aug 17, 2021 16:32 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | Disposition to issuerCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-21-008174 · ownership.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,241,000 F1 · shares: The reported shares represent shares forfeited by New Beginnings Sponsor, LLC (the "Sponsor") immediately prior to the effective time of the merger of Artemis F2 · ownership.nature: The shares are held directly by the Sponsor and indirectly by Mr. Liebowitz as a manager of the Sponsor. Mr. Liebowitz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 27, 2021 Filed May 28, 2021 11:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 5,000 | $9.97 | $49,850.00 |
DisclosureSEC source: 0001829126-21-004529 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,410,061 Read SEC document |
| May 26, 2021 Filed May 27, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 5,000 | $9.98 | $49,900.00 |
DisclosureSEC source: 0001829126-21-004384 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405,061 Read SEC document |
| May 20, 2021 Filed May 21, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 4,061 | $9.96 | $40,447.56 |
DisclosureSEC source: 0001829126-21-004192 · ownership.xml · nonDerivative · entry 3 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400,061 Read SEC document |
| May 20, 2021 Filed May 21, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 10,000 | $9.98 | $99,800.00 |
DisclosureSEC source: 0001829126-21-004192 · ownership.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396,000 Read SEC document |
| May 20, 2021 Filed May 21, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001829126-21-004192 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386,000 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 300 | $10.05 | $3,015.00 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 9 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,376,000 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 336 | $10.05 | $3,376.80 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 8 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375,700 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 4,064 | $10.01 | $40,680.64 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 7 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375,364 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 300 | $10.00 | $3,000.00 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 6 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371,300 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 3,697 | $10.00 | $36,970.00 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 5 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371,000 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 146 | $9.99 | $1,458.54 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 4 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,367,303 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 200 | $9.99 | $1,998.00 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 3 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,367,157 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 558 | $9.99 | $5,574.42 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366,957 Read SEC document |
| May 19, 2021 Filed May 20, 2021 10:00 UTC | Airspan Networks Holdings Inc. NBA · Entity 110488 | PurchaseCommon Stock | 399 | $9.98 | $3,982.02 |
DisclosureSEC source: 0001829126-21-004119 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366,399 Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 00:32 UTC | Airspan Networks Holdings Inc. NBA.U · Entity 110488 | PurchaseCommon Stock | 15,000 | $10.00 | $150,000.00 |
DisclosureSEC source: 0001213900-20-036678 · ownership.xml · nonDerivative · entry 3 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,366,000 F3 · shares: The reported shares are included within the 15,000 private placement units of the issuer purchased by the Sponsor for $10.00 per private placement unit. The private placement units were purchased in a private placement that closed simultaneously with the closing of the underwriters partial exercise of their over-allotment option granted in connection with the initial public offering, and each such unit consists of one share of common stock of the issuer and one redeemable warrant of the issuer. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer' initial public offering. F4 · ownership.nature: The securities are held directly by the Sponsor and indirectly by Michael Liebowitz and Russell Galbut as managers of the Sponsor. Each of Messrs. Liebowitz and Galbut disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 00:32 UTC | Airspan Networks Holdings Inc. NBA.U · Entity 110488 | PurchaseCommon Stock | 30,000 | $10.00 | $300,000.00 |
DisclosureSEC source: 0001213900-20-036678 · ownership.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,351,000 F2 · shares: The reported shares are included within the 30,000 private placement units of the issuer purchased by the Sponsor for $10.00 per private placement unit. The private placement units were purchased in a private placement that closed simultaneously with the closing of the underwriters partial exercise of their over-allotment option granted in connection with the initial public offering, and each such unit consists of one share of common stock of the issuer and one redeemable warrant of the issuer. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer' initial public offering. F4 · ownership.nature: The securities are held directly by the Sponsor and indirectly by Michael Liebowitz and Russell Galbut as managers of the Sponsor. Each of Messrs. Liebowitz and Galbut disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2020 Filed Nov 13, 2020 00:32 UTC | Airspan Networks Holdings Inc. NBA.U · Entity 110488 | PurchaseCommon Stock | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001213900-20-036678 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,321,000 F1 · shares: The reported shares are included within the 500,000 private placement units of the issuer purchased by New Beginnings Sponsor, LLC (the "Sponsor") for $10.00 per private placement unit. The private placement units were purchased in a private placement that closed simultaneously with the closing of the issuer's initial public offering, and each such unit consists of one share of common stock of the issuer and one redeemable warrant of the issuer. The warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the issuer' initial public offering. F4 · ownership.nature: The securities are held directly by the Sponsor and indirectly by Michael Liebowitz and Russell Galbut as managers of the Sponsor. Each of Messrs. Liebowitz and Galbut disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerCommon Stock | 25,000 | $3.50 | $87,500.00 |
DisclosureSEC source: 0001493152-20-002469 · ownership.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · MSL18 Holdings LLC Disclosed balance after: 0 F3 · price: Disposed of in connection with the Merger. F4 · ownership.nature: The reporting person is the managing member of MSL18 Holdings LLC. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerCommon Stock | 246,498 | $3.50 | $862,743.00 |
DisclosureSEC source: 0001493152-20-002469 · ownership.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2 · price: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 17:40 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037239 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,498 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Liebowitz is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document |
| May 16, 2019 Filed May 17, 2019 07:32 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | PurchaseCommon Stock | 25,000 | $3.27 | $81,750.00 |
DisclosureSEC source: 0001209191-19-030669 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · MSL18 Holdings LLC Disclosed balance after: 25,000 F1 · ownership.nature: The reporting person is the managing member of MSL18 Holdings LLC. Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:04 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | PurchaseCommon Stock | 20,100 | $3.24 | $65,214.45 |
DisclosureSEC source: 0001209191-19-029815 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,498 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.22 to $3.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 07:54 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | PurchaseCommon Stock | 2,902 | $3.23 | $9,373.46 |
DisclosureSEC source: 0001209191-19-024323 · doc4.xml · nonDerivative · entry 2 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,398 Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 07:54 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | PurchaseCommon Stock | 10,000 | $3.24 | $32,360.00 |
DisclosureSEC source: 0001209191-19-024323 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,496 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.23 to $3.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 07:43 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | PurchaseCommon Stock | 10,000 | $2.92 | $29,200.00 |
DisclosureSEC source: 0001209191-19-023910 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,496 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 18:35 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005894 · doc4.xml · nonDerivative · entry 1 Liebowitz Michael · CIK 0001766109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,496 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Liebowitz is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.