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Blum Steven M

Disclosed activity across 1 company

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52623
SEC CIK
0001515843

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Autodesk, Inc.ADSK · Entity 3027EVP, Chief Operating OfficerApril 10, 2026April 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Autodesk, Inc.

Report date April 10, 2026 · Filed April 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,473 Reported balance After 2026-04-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-10 · Grant · Acquired 12,921 · Balance 24,473

F1: These Restricted Stock Units vest as to approximately 1/2 of the total shares on an approximate annual basis over a 2-year period from the date of grant on April 10, 2026.

F2: Includes shares acquired in March 2026 pursuant to the Issuer's Employee Stock Purchase Plan.

F3: The total securities beneficially owned includes 23,724 shares of unvested Restricted Stock Units.

Common StockSEC Table I · non-derivativeIndirectFamily Trust32,993 Reported balance Holding disclosure · report date 2026-04-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 32,993

F4: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units vest as to approximately 1/2 of the total shares on an approximate annual basis over a 2-year period from the date of grant on April 10, 2026.

F2: Includes shares acquired in March 2026 pursuant to the Issuer's Employee Stock Purchase Plan.

F3: The total securities beneficially owned includes 23,724 shares of unvested Restricted Stock Units.

F4: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2026 Filed Apr 15, 2026 00:10 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 12,921 $0.00 $0.00
Disclosure

SEC source: 0001515843-26-000004 · wk-form4_1776211811.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,473

F1 · kind: These Restricted Stock Units vest as to approximately 1/2 of the total shares on an approximate annual basis over a 2-year period from the date of grant on April 10, 2026.

F2 · balance_after: Includes shares acquired in March 2026 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 23,724 shares of unvested Restricted Stock Units.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:21 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 6,067 $247.44 $1,501,218.48
Disclosure

SEC source: 0001515843-26-000002 · wk-form4_1774563673.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 32,993

F1 · kind: Shares withheld to cover taxes.

F6 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:21 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 15,403 $0.00 $0.00
Disclosure

SEC source: 0001515843-26-000002 · wk-form4_1774563673.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 39,060

F4 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 15,403 shares subject to one PSU vested on attainment on 03/24/2026.

F5 · balance_after: Reflects the transfer of 10,558 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F6 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:21 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 5,240 $247.44 $1,296,585.60
Disclosure

SEC source: 0001515843-26-000002 · wk-form4_1774563673.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,467

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: Includes shares acquired in September 2025 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 10,803 shares of unvested Restricted Stock Units.

Read SEC document
September 05, 2025 Filed Sep 10, 2025 00:01 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 520 $325.03 $169,015.60
Disclosure

SEC source: 0001515843-25-000004 · wk-form4_1757462476.xml · nonDerivative · entry 4

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 13,099

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 06/05/2025.

F6 · price: Shares were sold in various amounts from $325.00 to $325.16 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 05, 2025 Filed Sep 10, 2025 00:01 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 11,366 $324.41 $3,687,244.06
Disclosure

SEC source: 0001515843-25-000004 · wk-form4_1757462476.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 13,619

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 06/05/2025.

F5 · price: Shares were sold in various amounts from $323.94 to $324.92 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 05, 2025 Filed Sep 10, 2025 00:01 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 5,264 $323.44 $1,702,588.16
Disclosure

SEC source: 0001515843-25-000004 · wk-form4_1757462476.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 24,985

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 06/05/2025.

F4 · price: Shares were sold in various amounts from $322.90 to $323.84 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
September 05, 2025 Filed Sep 10, 2025 00:01 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 5,270 $322.51 $1,699,627.70
Disclosure

SEC source: 0001515843-25-000004 · wk-form4_1757462476.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 30,249

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 06/05/2025.

F2 · price: Shares were sold in various amounts from $321.905 to $322.88 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:44 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 13,273 $0.00 $0.00
Disclosure

SEC source: 0000769397-25-000043 · wk-form4_1744404259.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,249

F1 · kind: These Restricted Stock Units vest as to approximately 1/2 of the total shares on an approximate annual basis over a 2-year period from the date of grant on April 10, 2025.

F2 · balance_after: Includes shares acquired in March 2025 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 26,601 shares of unvested Restricted Stock Units.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:55 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 7,838 $271.21 $2,125,743.98
Disclosure

SEC source: 0000769397-25-000027 · wk-form4_1743198936.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 35,519

F1 · kind: Shares withheld to cover taxes.

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:55 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 19,908 $0.00 $0.00
Disclosure

SEC source: 0000769397-25-000027 · wk-form4_1743198936.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 43,357

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 19,908 shares subject to one PSU vested on attainment on 03/27/2025.

F4 · balance_after: Reflects the transfer of 8,313 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:55 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 4,720 $271.21 $1,280,111.20
Disclosure

SEC source: 0000769397-25-000027 · wk-form4_1743198936.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,898

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 13,328 shares of unvested Restricted Stock Units.

Read SEC document
March 26, 2025 Filed Mar 26, 2025 21:32 UTC Autodesk, Inc. ADSK · Entity 3027 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000769397-25-000023 · wk-form4_1743024751.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 15,136

F1 · kind: Reflects the gift of common stock to Schwab Charitable Gift Fund.

F2 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 00:32 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 575 $311.34 $179,020.50
Disclosure

SEC source: 0000769397-25-000008 · wk-form4_1738629120.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,931

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 26,361 shares of unvested Restricted Stock Units.

F3 · balance_after: Includes shares acquired in September 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 23:02 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 17,344 $270.00 $4,682,880.00
Disclosure

SEC source: 0000769397-24-000152 · wk-form4_1725404556.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 17,099

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 12/19/2023.

F2 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
July 11, 2024 Filed Jul 11, 2024 22:35 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 19,693 $250.00 $4,923,250.00
Disclosure

SEC source: 0000769397-24-000110 · wk-form4_1720737342.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 34,443

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 12/19/2023.

F2 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 22:30 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 17,413 $226.40 $3,942,303.20
Disclosure

SEC source: 0000769397-24-000106 · wk-form4_1718663444.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · Family Trust

Disclosed balance after: 54,136

F1 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 12/19/2023.

F2 · price: Shares were sold in various amounts from $226.035 to $226.75 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The original Form 4, filed on March 28, 2024, is being amended by this Form 4 to correct an administrative error, which misreported withholding amounts that occurred on March 26, 2024 and the number of shares acquired on September 29, 2023 pursuant to the Issuer's Employee Stock Purchase Plan. No sales were made in connection with this correction.

F4 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 22:49 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 12,501 $0.00 $0.00
Disclosure

SEC source: 0000769397-24-000060 · wk-form4_1712962182.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,602

F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2024.

F2 · balance_after: Includes shares acquired in March 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 28,973 shares of unvested Restricted Stock Units.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 23:25 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 2,514 $261.57 $657,586.98
Disclosure

SEC source: 0000769397-24-000038 · wk-form4_1711668350.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 76,942

F1 · kind: Shares withheld to cover taxes.

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 23:25 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 16,213 $0.00 $0.00
Disclosure

SEC source: 0000769397-24-000038 · wk-form4_1711668350.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 79,456

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 16,213 shares subject to one PSU vested on attainment on 03/26/2024.

F4 · balance_after: Reflects the transfer of 7,000 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 23:25 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 3,808 $261.57 $996,058.56
Disclosure

SEC source: 0000769397-24-000038 · wk-form4_1711668350.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,995

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 16,472 shares of unvested Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:54 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 575 $253.81 $145,940.75
Disclosure

SEC source: 0000769397-24-000010 · wk-form4_1706910876.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,803

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: Includes shares acquired in September 2023 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 27,280 shares of unvested Restricted Stock Units.

Read SEC document
April 10, 2023 Filed Apr 20, 2023 00:15 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 14,982 $0.00 $0.00
Disclosure

SEC source: 0000769397-23-000080 · wf-form4_168194974137683.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,310

F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2023.

F2 · balance_after: The total securities beneficially owned includes 29,893 shares of unvested Restricted Stock Units.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 21:17 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 4,434 $200.22 $887,775.48
Disclosure

SEC source: 0000769397-23-000046 · wf-form4_168012461678721.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 54,205

F1 · kind: Shares withheld to cover taxes.

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 21:17 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 11,264 $0.00 $0.00
Disclosure

SEC source: 0000769397-23-000046 · wf-form4_168012461678721.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 58,639

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 11,264 shares subject to one PSU vested on attainment on 03/27/2023.

F4 · balance_after: Reflects the transfer of 3,661 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 21:17 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 2,153 $200.22 $431,073.66
Disclosure

SEC source: 0000769397-23-000046 · wf-form4_168012461678721.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,222

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 14,911 shares of unvested Restricted Stock Units.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 21:42 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 1,870 $200.42 $374,785.40
Disclosure

SEC source: 0000769397-23-000041 · wf-form4_167952134157481.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 43,714

F1 · kind: Shares withheld to cover taxes.

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 21:42 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0000769397-23-000041 · wf-form4_167952134157481.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 45,584

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 4,739 shares subject to one PSU vested on attainment on 03/21/2023 and were transferred to the BLUM FAM DECL.TRU/A/D 4/20/06 (the "Family Trust").

F4 · balance_after: Reflects the transfer of 2,262 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 21, 2023 Filed Mar 22, 2023 21:42 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 1,329 $200.42 $266,358.18
Disclosure

SEC source: 0000769397-23-000041 · wf-form4_167952134157481.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,036

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 20,725 shares of unvested Restricted Stock Units.

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February 01, 2023 Filed Feb 2, 2023 22:36 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 629 $215.16 $135,335.64
Disclosure

SEC source: 0000769397-23-000016 · wf-form4_167537735243553.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,627

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 24,316 shares of unvested Restricted Stock Units.

F3 · balance_after: Reflects the transfer of 1,984 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

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January 10, 2023 Filed Jan 11, 2023 23:47 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 589 $192.47 $113,364.83
Disclosure

SEC source: 0000769397-23-000008 · wf-form4_167348081633383.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,240

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: Includes shares acquired in September 2022 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 26,929 shares of unvested Restricted Stock Units.

F4 · balance_after: Reflects the transfer of 2,087 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

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July 10, 2022 Filed Jul 12, 2022 23:23 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 743 $179.83 $133,613.69
Disclosure

SEC source: 0000769397-22-000102 · wf-form4_165766820927235.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,916

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 29,605 shares of unvested Restricted Stock Units.

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April 10, 2022 Filed Apr 12, 2022 21:59 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 11,618 $0.00 $0.00
Disclosure

SEC source: 0000769397-22-000046 · wf-form4_164980074249593.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923

F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2022.

F2 · balance_after: Includes shares acquired in March 2022 pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: The total securities beneficially owned includes 31,612 shares of unvested Restricted Stock Units.

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March 25, 2022 Filed Mar 29, 2022 19:52 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 1,654 $213.05 $352,384.70
Disclosure

SEC source: 0000769397-22-000035 · wf-form4_164858350951321.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 33,246

F1 · kind: Shares withheld to cover taxes.

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 25, 2022 Filed Mar 29, 2022 19:52 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 4,202 $0.00 $0.00
Disclosure

SEC source: 0000769397-22-000035 · wf-form4_164858350951321.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 34,900

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 4,202 shares subject to two PSUs vested on attainment on 03/25/2022 and were transferred to the BLUM FAM DECL. TRU/A/D 4/20/06 (the "Family Trust").

F4 · balance_after: Reflects the transfer of 1,223 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F5 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 25, 2022 Filed Mar 29, 2022 19:52 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 719 $213.05 $153,182.95
Disclosure

SEC source: 0000769397-22-000035 · wf-form4_164858350951321.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,218

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 19,994 shares of unvested Restricted Stock Units.

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March 21, 2022 Filed Mar 24, 2022 15:39 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 3,479 $213.30 $742,070.70
Disclosure

SEC source: 0000769397-22-000026 · wf-form4_164813637414087.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 29,475

F1 · kind: Shares withheld to cover taxes.

F5 · balance_after: 4. Reflects the transfer of 4,402 shares from direct holdings to the BLUM FAMLY DECL. TR U/A/D 4/30/06 (the "Family Trust")

F4 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 21, 2022 Filed Mar 24, 2022 15:39 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 9,989 $0.00 $0.00
Disclosure

SEC source: 0000769397-22-000026 · wf-form4_164813637414087.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 32,954

F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 9,989 shares subject to two PSUs vested on attainment on 03/21/2022 and were transferred to the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust").

F4 · ownership.nature: The shares are held by the BLUM FAMILY DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 21, 2022 Filed Mar 24, 2022 15:39 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 2,587 $213.30 $551,807.10
Disclosure

SEC source: 0000769397-22-000026 · wf-form4_164813637414087.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,160

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 21,936 shares of unvested Restricted Stock Units.

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February 01, 2022 Filed Feb 4, 2022 01:28 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 7,838 $0.00 $0.00
Disclosure

SEC source: 0000769397-22-000008 · wf-form4_164393811799878.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on February 1, 2022.

F2 · balance_after: The total securities beneficially owned includes 28,925 shares of unvested Restricted Stock Units.

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January 10, 2022 Filed Jan 12, 2022 21:55 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 295 $262.32 $77,384.40
Disclosure

SEC source: 0000769397-22-000006 · wf-form4_164202453658509.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,311

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 21,087 shares of unvested Restricted Stock Units.

F3 · balance_after: Includes shares acquired in September 2021 pursuant to the Issuer's Employee Stock Purchase Plan.

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July 09, 2021 Filed Jul 13, 2021 21:09 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 248 $295.38 $73,254.24
Disclosure

SEC source: 0000769397-21-000064 · wf-form4_162621052820150.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,598

F1 · kind: Shares withheld to cover taxes.

F2 · balance_after: The total securities beneficially owned includes 22,426 shares of unvested Restricted Stock Units.

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April 10, 2021 Filed Apr 13, 2021 23:10 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 5,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026523 · doc4.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,268

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2021.

F2 · balance_after: The total securities beneficially owned includes 23,096 shares of unvested Restricted Stock Units.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 1,353 $277.95 $376,066.35
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 6

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 17,097

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F7 · price: Shares were sold in various amounts from $277.90 to $278.01 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 978 $277.32 $271,218.96
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 5

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 18,450

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F6 · price: Shares were sold in various amounts from $276.86 to $277.85 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 4,660 $276.10 $1,286,626.00
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 4

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 19,428

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F5 · price: Shares were sold in various amounts from $275.50 to $276.49 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 1,200 $274.94 $329,928.00
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 3

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 24,088

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F4 · price: Shares were sold in various amounts from $274.49 to $275.241 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 600 $273.69 $164,214.00
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 25,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F3 · price: Shares were sold in various amounts from $273.35 to $274.186 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 31, 2021 Filed Apr 2, 2021 21:10 UTC Autodesk, Inc. ADSK · Entity 3027 SaleCommon Stock 404 $269.79 $108,995.16
Disclosure

SEC source: 0001209191-21-024686 · doc4.xml · nonDerivative · entry 1

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 25,888

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/17/2020.

F2 · ownership.nature: The shares are held by the BLUM FAM DECL. TR U/A/D 4/20/06 (the "Family Trust"). The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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March 26, 2021 Filed Mar 30, 2021 00:33 UTC Autodesk, Inc. ADSK · Entity 3027 Tax withholdingCommon Stock 5,032 $262.19 $1,319,340.08
Disclosure

SEC source: 0001209191-21-023505 · doc4.xml · nonDerivative · entry 2

Blum Steven M · CIK 0001515843 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 26,292

F3 · kind: Shares withheld to cover taxes.

F2 · ownership.nature: The reporting person is a trustee of the Family Trust. The reporting person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.