organization · Reporting owner
ACCESS INDUSTRIES, LLC
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chemomab Therapeutics Ltd.ANCN · Entity 7653 | Affiliate of 10% Owner | January 01, 2020 | January 02, 2020 |
| Gamida Cell Ltd.GMDA · Entity 94655 | 10% owner | January 01, 2022 | January 13, 2022 |
| LyondellBasell Industries N.V.LYB · Entity 3246 | 10% owner | March 09, 2026 | March 11, 2026 |
| Warner Music Group Corp.WMG · Entity 2076 | 10% owner | April 16, 2026 | April 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chemomab Therapeutics Ltd.
Report date January 01, 2020 · Filed January 02, 2020
Jointly reported with Access Industries Holdings LLC, Clal Biotechnology Industries Ltd., ACCESS INDUSTRIES MANAGEMENT, LLC, Blavatnik Len
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 6,521,753 |
Reported balance
Holding disclosure · report date 2020-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,521,753 F1: Consists of 1,304,347 American Depositary Shares ("ADSs"), each of which represents five ordinary shares, no par value ("Ordinary Shares"), of the Issuer, evidenced by American Depositary Receipts. F2: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 6,911,166 |
Reported balance
Holding disclosure · report date 2020-01-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,911,166 F3: Consists of 6,585,081 Ordinary Shares and 65,217 ADSs. F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2023-06-29 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-01-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F5: On June 29, 2018, pursuant to a securities purchase agreement, dated March 29, 2018, between the Issuer and certain investors, CBI was issued a warrant to purchase 1,041,185 Ordinary Shares, as partial consideration for repayment of financing that was provided to the Issuer by CBI. Pursuant to the warrant agreement, dated June 20, 2018 (the "Warrant Agreement"), each warrant is exercisable for one Ordinary Share. F6: CBI may elect to exercise the warrant in whole or in part and from time to time at any time until June 29, 2023, in cash or on a net issuance basis, in an amount equal to the aggregate exercise price for the Ordinary Shares being acquired upon exercise. The number of Ordinary Shares purchasable upon exercise of the warrant and the exercise price is subject to adjustments, as set forth in the Warrant Agreement. On February 14, 2019, in connection with the closing of the Issuer's initial public offering of ADSs, as a result of triggering certain price protection rights, the warrant was adjusted to provide for the purchase of an additional 1,355,311 Ordinary Shares from the Issuer. F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. |
| Employee stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.47 · Expires 2029-11-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-01-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F7: One-third of the options vest on November 10, 2020 and one-twelfth at the end of each calendar quarter thereafter, until fully vested. F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 1,304,347 American Depositary Shares ("ADSs"), each of which represents five ordinary shares, no par value ("Ordinary Shares"), of the Issuer, evidenced by American Depositary Receipts.
F2: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose.
F3: Consists of 6,585,081 Ordinary Shares and 65,217 ADSs.
F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose.
F5: On June 29, 2018, pursuant to a securities purchase agreement, dated March 29, 2018, between the Issuer and certain investors, CBI was issued a warrant to purchase 1,041,185 Ordinary Shares, as partial consideration for repayment of financing that was provided to the Issuer by CBI. Pursuant to the warrant agreement, dated June 20, 2018 (the "Warrant Agreement"), each warrant is exercisable for one Ordinary Share.
F6: CBI may elect to exercise the warrant in whole or in part and from time to time at any time until June 29, 2023, in cash or on a net issuance basis, in an amount equal to the aggregate exercise price for the Ordinary Shares being acquired upon exercise. The number of Ordinary Shares purchasable upon exercise of the warrant and the exercise price is subject to adjustments, as set forth in the Warrant Agreement. On February 14, 2019, in connection with the closing of the Issuer's initial public offering of ADSs, as a result of triggering certain price protection rights, the warrant was adjusted to provide for the purchase of an additional 1,355,311 Ordinary Shares from the Issuer.
F7: One-third of the options vest on November 10, 2020 and one-twelfth at the end of each calendar quarter thereafter, until fully vested.
Gamida Cell Ltd.
Report date January 01, 2022 · Filed January 13, 2022 · Amendment
Jointly reported with Access Industries Holdings LLC, Clal Biotechnology Industries Ltd., Bio Medical Investment (1997) Ltd., ACCESS INDUSTRIES MANAGEMENT, LLC, Blavatnik Len, AI Gamida Holdings LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
LyondellBasell Industries N.V.
Report date March 09, 2026 · Filed March 11, 2026
Jointly reported with AI INVESTMENTS HOLDINGS LLC, Access Industries Holdings LLC, ACCESS INDUSTRIES MANAGEMENT, LLC, Blavatnik Len
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-03-09 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-03-09 · Gift · Disposed 464,610 · Balance 1,000,000 F1: These shares were donated by Access Industries Core Holdings LLC (formerly AIPH Holdings LLC) ("AICH") for no consideration as a charitable contribution. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F3: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AICH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AICH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 5,574,787 |
Reported balance
After 2026-03-09 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-03-09 · Sale · Disposed 80,679 · Balance 5,574,787 F4: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $66.72 to $67.7193 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of AI Altep Investments LLC and AICH. F8: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 5,385,510 |
Reported balance
After 2026-03-09 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-03-09 · Sale · Disposed 189,277 · Balance 5,385,510 F5: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $67.72 to $68.715 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of AI Altep Investments LLC and AICH. F8: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 5,270,918 |
Reported balance
After 2026-03-09 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-03-09 · Sale · Disposed 114,592 · Balance 5,270,918 F6: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $68.72 to $69.19 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of AI Altep Investments LLC and AICH. F8: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 41,195,179 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 41,195,179 F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 204,253 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 204,253 F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of AI Altep Investments LLC and AICH. F11: The securities reported are held directly by AI Altep Investments LLC and may be deemed to be indirectly beneficially owned by Len Blavatnik because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. |
| Ordinary sharesSEC Table I · non-derivative | Direct | 765,154 |
Last balance in matching sequence
After 2026-03-09 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 3 · 2026-03-09 · Sale · Disposed 177 · Balance 765,819 F4: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $66.72 to $67.7193 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F9: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Row 5 · 2026-03-09 · Sale · Disposed 414 · Balance 765,405 F5: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $67.72 to $68.715 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F9: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Row 7 · 2026-03-09 · Sale · Disposed 251 · Balance 765,154 F6: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $68.72 to $69.19 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F9: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy partnership | 16,000,000 |
Reported balance
Holding disclosure · report date 2026-03-09 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 16,000,000 F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F12: The securities reported are held directly by AI European Holdings L.P. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were donated by Access Industries Core Holdings LLC (formerly AIPH Holdings LLC) ("AICH") for no consideration as a charitable contribution.
F2: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F3: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AICH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AICH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F4: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $66.72 to $67.7193 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $67.72 to $68.715 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F6: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $68.72 to $69.19 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F7: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of AI Altep Investments LLC and AICH.
F8: The securities reported are held directly by AICH and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC.
F9: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F10: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F11: The securities reported are held directly by AI Altep Investments LLC and may be deemed to be indirectly beneficially owned by Len Blavatnik because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.
F12: The securities reported are held directly by AI European Holdings L.P. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Warner Music Group Corp.
Report date April 16, 2026 · Filed April 20, 2026
Jointly reported with AI Entertainment Holdings LLC, AIBFF, Inc., Access Industries Core Holdings LLC, Access Industries Holdings LLC, ACCESS INDUSTRIES MANAGEMENT, LLC, Entertainment Holdings II LLC, Blavatnik Len
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy trust | 1,120,000 |
Reported balance
After 2026-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-16 · Other · Disposed 280,000 · Balance 1,120,000 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5: On April 16, 2026, LB 2020 Family Trust (the "Trust") made a distribution for no consideration of an aggregate of 280,000 shares of Class B Common Stock to VLB Holdings LLC. F6: The securities reported are held directly by the Trust and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik is a co-trustee of the Trustee. Each of the reporting persons (other than the Trust) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 247,600,227 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 247,600,227 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by Access Industries Core Holdings LLC (formerly known as AIPH Holdings, LLC) ("AICH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy corporation | 517,025 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 517,025 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3: The securities reported are held directly by AIBFF, Inc. (formerly known as AI Altep Holdings, Inc.) ("AIBFF") and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik controls AIBFF. Each of the reporting persons (other than AIBFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy corporation | 125,000,000 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 125,000,000 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4: The securities reported are held directly by Entertainment Holdings II LLC ("EH") and may be deemed to be beneficially owned by AIEH, AICH, AIH, AI, AIM and Mr. Blavatnik because AIEH is the parent of EH, AICH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AICH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than EH), and each of their affiliated entities and the officers, partners, members and managers thereof, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.
F2: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by Access Industries Core Holdings LLC (formerly known as AIPH Holdings, LLC) ("AICH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F3: The securities reported are held directly by AIBFF, Inc. (formerly known as AI Altep Holdings, Inc.) ("AIBFF") and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik controls AIBFF. Each of the reporting persons (other than AIBFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F4: The securities reported are held directly by Entertainment Holdings II LLC ("EH") and may be deemed to be beneficially owned by AIEH, AICH, AIH, AI, AIM and Mr. Blavatnik because AIEH is the parent of EH, AICH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AICH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than EH), and each of their affiliated entities and the officers, partners, members and managers thereof, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F5: On April 16, 2026, LB 2020 Family Trust (the "Trust") made a distribution for no consideration of an aggregate of 280,000 shares of Class B Common Stock to VLB Holdings LLC.
F6: The securities reported are held directly by the Trust and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik is a co-trustee of the Trustee. Each of the reporting persons (other than the Trust) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Neon Therapeutics, Inc.
Report date March 23, 2020 · Filed March 25, 2020
Jointly reported with Access Industries Holdings LLC, Clal Biotechnology Industries Ltd., ACCESS INDUSTRIES MANAGEMENT, LLC, Blavatnik Len
Section 16 reporting ended · disclosed 2020-03-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,896,176 |
Reported balance
After 2020-03-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-24 · Sale · Disposed 117,400 · Balance 1,896,176 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy corporation | 856,304 |
Reported balance
After 2020-03-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-03-24 · Sale · Disposed 84,286 · Balance 856,304 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.19 to $2.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy corporation | 940,590 |
Reported balance
After 2020-03-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-03-23 · Sale · Disposed 50,358 · Balance 940,590 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.19 to $2.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 10 | $86.63 | $866.27 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,704,131 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 247,302 ordinary shares owned directly by AI Altep Investments LLC. Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 25 | $86.63 | $2,165.66 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 221,529 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: The securities reported are held directly as follows: (i) 74,018 ordinary shares by Altep 2010 L.P. ("Altep 2010"), (ii) 74,744 ordinary shares by Altep 2011 L.P. ("Altep 2011"), and (iii) 72,767 ordinary shares by Altep 2014 L.P. ("Altep 2014"). Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010, Altep 2011 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 10,767 | $86.63 | $932,707.53 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 45,244,973 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 2 | $86.63 | $173.25 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753,732 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherOrdinary shares | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 45,255,740 F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherOrdinary shares | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753,734 F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 47,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · derivative · entry 6 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 1,638,103 Underlying: Class A Common Stock · 47,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 11,161,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · derivative · entry 5 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,257,511 Underlying: Class A Common Stock · 11,161,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 47,780 | $25.00 | $1,194,500.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 4 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 0 F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 47,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 3 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 47,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 11,161,101 | $25.00 | $279,027,525.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 2 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 11,161,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 1 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,161,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 1,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 12 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,301,216 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 318,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 11 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 1,685,883 Underlying: Class A Common Stock · 318,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 53,207,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 10 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,418,612 Underlying: Class A Common Stock · 53,207,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 1,200,000 | $25.00 | $30,000,000.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 6 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 5 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 318,536 | $25.00 | $7,963,400.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 4 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 0 F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 318,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 3 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 318,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 53,207,339 | $25.00 | $1,330,183,475.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 2 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 53,207,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 1 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,207,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 9 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F8 · kind: Represents a contribution of certain series of BFF in connection with the Issuer's IPO to the trustees on behalf of certain charitable trusts. F8 · price: Represents a contribution of certain series of BFF in connection with the Issuer's IPO to the trustees on behalf of certain charitable trusts. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F7 · ownership.nature: The securities reported are held directly by BFF and may be deemed to be beneficially owned by AI, AIM and Mr. Blavatnik, because AI is the member of the series of BFF relating to the securities reported on this form, AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than BFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 8 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,000,000 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5 · kind: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F5 · price: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F7 · ownership.nature: The securities reported are held directly by BFF and may be deemed to be beneficially owned by AI, AIM and Mr. Blavatnik, because AI is the member of the series of BFF relating to the securities reported on this form, AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than BFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 7 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 479,800 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5 · kind: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F5 · price: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F6 · ownership.nature: The securities reported are held directly by AI and may be deemed to be beneficially owned by AIM and Mr. Blavatnik, because AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 17:28 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | SaleCommon Stock | 84,286 | $2.19 | $184,780.20 |
DisclosureSEC source: 0001209191-20-021160 · doc4.xml · nonDerivative · entry 2 Access Industries Holdings LLC · CIK 0001391297 · 10% owner Clal Biotechnology Industries Ltd. · CIK 0001468950 · See Remarks ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 856,304 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.19 to $2.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 17:28 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | SaleCommon Stock | 117,400 | $2.20 | $258,538.28 |
DisclosureSEC source: 0001209191-20-021160 · doc4.xml · nonDerivative · entry 1 Access Industries Holdings LLC · CIK 0001391297 · 10% owner Clal Biotechnology Industries Ltd. · CIK 0001468950 · See Remarks ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896,176 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:28 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | SaleCommon Stock | 50,358 | $2.17 | $109,483.33 |
DisclosureSEC source: 0001209191-20-021160 · doc4.xml · nonDerivative · entry 3 Access Industries Holdings LLC · CIK 0001391297 · 10% owner Clal Biotechnology Industries Ltd. · CIK 0001468950 · See Remarks ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 940,590 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 21:00 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | SaleCommon Stock | 84,339 | $2.22 | $186,903.66 |
DisclosureSEC source: 0001209191-20-020788 · doc4.xml · nonDerivative · entry 1 Access Industries Holdings LLC · CIK 0001391297 · 10% owner Clal Biotechnology Industries Ltd. · CIK 0001468950 · See Remarks ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,013,576 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by Access Industries Holdings LLC ("AIH") and may be deemed to be beneficially owned by Access Industries, LLC ("Access LLC"), Access Industries Management, LLC ("Management LLC") and Len Blavatnik, because Access LLC holds a majority of the outstanding voting interests in AIH, Management LLC controls Access LLC and AIH, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than AIH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than AIH) is the beneficial owner of such securities for any purpose. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:00 UTC | Neon Therapeutics, Inc. NTGN · Entity 149433 | SaleCommon Stock | 9,050 | $2.51 | $22,759.85 |
DisclosureSEC source: 0001209191-20-020788 · doc4.xml · nonDerivative · entry 2 Access Industries Holdings LLC · CIK 0001391297 · 10% owner Clal Biotechnology Industries Ltd. · CIK 0001468950 · See Remarks ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By corporation Disclosed balance after: 990,948 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.49 to $2.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Clal Biotechnology Industries Ltd. ("CBI"). AIH, Access LLC, Management LLC and Len Blavatnik may be deemed to beneficially own the securities held directly by CBI because Clal Industries Ltd. ("CI") is the controlling shareholder of CBI, AIH controls CI, Access LLC holds a majority of the outstanding interests in AIH, Management LLC controls Access LLC, and Len Blavatnik controls Management LLC and Access LLC. Each of the reporting persons (other than CBI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person (other than CBI) is the beneficial owner of such securities for any purpose. Read SEC document |
| March 18, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherOrdinary shares | 4,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By entity Disclosed balance after: 45,244,973 F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| March 18, 2020 Filed Dec 3, 2020 02:02 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | OtherOrdinary shares | 4,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764,501 F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC"). F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 00:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 649,637 | $74.59 | $48,456,813.61 |
DisclosureSEC source: 0000899243-19-022684 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,864,501 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $75.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 00:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 16,281 | $73.96 | $1,204,139.50 |
DisclosureSEC source: 0000899243-19-022684 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,214,864 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.90 to $73.995, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 00:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 98,583 | $74.87 | $7,381,313.40 |
DisclosureSEC source: 0000899243-19-022684 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,198,583 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $75.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 30,959 | $95.72 | $2,963,361.43 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100,000 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.5500 to $96.0500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 455,814 | $95.05 | $43,323,662.10 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,069,041 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5500 to $95.5400, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 42,201 | $96.18 | $4,058,938.60 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,613,227 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.0050 to $96.8200, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 907,799 | $95.58 | $86,765,612.82 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,571,026 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.0050 to $96.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 306,738 | $96.08 | $29,472,583.32 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663,227 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.9400 to $96.5050, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 23:53 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 443,462 | $95.82 | $42,492,041.03 |
DisclosureSEC source: 0001209191-18-058391 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356,489 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.9400 to $95.9350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 471,851 | $96.29 | $45,433,400.35 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913,027 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.9400 to $96.5800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 243,188 | $95.68 | $23,267,960.33 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,441,176 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.9400 to $95.9350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 134,567 | $96.80 | $13,025,533.88 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,197,988 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.5800 to $96.9400, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 132,585 | $96.21 | $12,755,989.59 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,063,421 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.5750 to $96.5700, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 105,553 | $95.11 | $10,038,913.61 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930,836 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5750 to $95.5700, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 67,378 | $95.11 | $6,408,644.99 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825,283 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.0100 to $95.5500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 23:56 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 447,333 | $94.66 | $42,342,752.45 |
DisclosureSEC source: 0001209191-18-057827 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,757,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.0050 to $95.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 23:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 131,870 | $93.10 | $12,277,743.16 |
DisclosureSEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310,572 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.6500 to $93.2500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 23:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 703,764 | $92.78 | $65,296,138.81 |
DisclosureSEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,702 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2600 to $93.0000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:42 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | PurchaseOrdinary shares | 198,549 | $92.46 | $18,358,495.75 |
DisclosureSEC source: 0001209191-18-057279 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,938 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2000 to $92.6500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.