Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LyondellBasell Industries N.V.LYB · Entity 3246 | Affiliate of 10% Owner | March 09, 2017 | March 10, 2017 |
| Warner Music Group Corp.WMG · Entity 2076 | 10% owner | April 16, 2026 | April 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LyondellBasell Industries N.V.
Report date March 09, 2017 · Filed March 10, 2017
Jointly reported with AI New Holdings 2 LLC, RSB 2 Ltd, ALTEP 2010 L.P., ALTEP 2011 L.P., ALTEP 2014 L.P., Blavatnik Len, ACCESS INDUSTRIES MANAGEMENT, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 10,456,829 |
Reported balance
After 2017-03-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-09 · Sale · Disposed 138,721 · Balance 10,456,829 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Ordinary sharesSEC Table I · non-derivative | Direct | 243,973 |
Reported balance
After 2017-03-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-03-09 · Sale · Disposed 466 · Balance 243,973 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Ordinary sharesSEC Table I · non-derivative | Direct | 152,121 |
Reported balance
After 2017-03-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-03-09 · Sale · Disposed 290 · Balance 152,121 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Ordinary sharesSEC Table I · non-derivative | Direct | 72,772 |
Reported balance
After 2017-03-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-03-09 · Sale · Disposed 140 · Balance 72,772 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy entity | 41,144,973 |
Reported balance
Holding disclosure · report date 2017-03-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 41,144,973 F7: The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F8: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy entity | 16,000,000 |
Reported balance
Holding disclosure · report date 2017-03-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 16,000,000 F8: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F9: The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC and Len Blavatnik because Mr. Blavatnik and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH and Mr. Blavatnik controls Access Industries Management, LLC. |
| Ordinary sharesSEC Table I · non-derivative | IndirectBy LLC | 4,972,699 |
Reported balance
Holding disclosure · report date 2017-03-09 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,972,699 F8: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10: The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.
F3: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F4: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F5: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F6: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F7: The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F8: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F9: The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC and Len Blavatnik because Mr. Blavatnik and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH and Mr. Blavatnik controls Access Industries Management, LLC.
F10: The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Warner Music Group Corp.
Report date April 16, 2026 · Filed April 20, 2026
Jointly reported with AI Entertainment Holdings LLC, ACCESS INDUSTRIES, LLC, Access Industries Core Holdings LLC, Access Industries Holdings LLC, ACCESS INDUSTRIES MANAGEMENT, LLC, Entertainment Holdings II LLC, Blavatnik Len
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy trust | 1,120,000 |
Reported balance
After 2026-04-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-16 · Other · Disposed 280,000 · Balance 1,120,000 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5: On April 16, 2026, LB 2020 Family Trust (the "Trust") made a distribution for no consideration of an aggregate of 280,000 shares of Class B Common Stock to VLB Holdings LLC. F6: The securities reported are held directly by the Trust and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik is a co-trustee of the Trustee. Each of the reporting persons (other than the Trust) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 247,600,227 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 247,600,227 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by Access Industries Core Holdings LLC (formerly known as AIPH Holdings, LLC) ("AICH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy corporation | 517,025 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 517,025 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3: The securities reported are held directly by AIBFF, Inc. (formerly known as AI Altep Holdings, Inc.) ("AIBFF") and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik controls AIBFF. Each of the reporting persons (other than AIBFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy corporation | 125,000,000 |
Reported balance
Holding disclosure · report date 2026-04-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 125,000,000 F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4: The securities reported are held directly by Entertainment Holdings II LLC ("EH") and may be deemed to be beneficially owned by AIEH, AICH, AIH, AI, AIM and Mr. Blavatnik because AIEH is the parent of EH, AICH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AICH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than EH), and each of their affiliated entities and the officers, partners, members and managers thereof, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.
F2: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by Access Industries Core Holdings LLC (formerly known as AIPH Holdings, LLC) ("AICH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F3: The securities reported are held directly by AIBFF, Inc. (formerly known as AI Altep Holdings, Inc.) ("AIBFF") and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik controls AIBFF. Each of the reporting persons (other than AIBFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F4: The securities reported are held directly by Entertainment Holdings II LLC ("EH") and may be deemed to be beneficially owned by AIEH, AICH, AIH, AI, AIM and Mr. Blavatnik because AIEH is the parent of EH, AICH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AICH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than EH), and each of their affiliated entities and the officers, partners, members and managers thereof, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F5: On April 16, 2026, LB 2020 Family Trust (the "Trust") made a distribution for no consideration of an aggregate of 280,000 shares of Class B Common Stock to VLB Holdings LLC.
F6: The securities reported are held directly by the Trust and may be deemed to be beneficially owned by Mr. Blavatnik because Mr. Blavatnik is a co-trustee of the Trustee. Each of the reporting persons (other than the Trust) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 47,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · derivative · entry 6 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 1,638,103 Underlying: Class A Common Stock · 47,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 11,161,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · derivative · entry 5 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,257,511 Underlying: Class A Common Stock · 11,161,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 47,780 | $25.00 | $1,194,500.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 4 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 0 F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 47,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 3 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 47,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 11,161,101 | $25.00 | $279,027,525.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 2 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:00 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 11,161,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042062 · doc4.xml · nonDerivative · entry 1 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,161,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 1,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 12 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,301,216 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 318,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 11 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 1,685,883 Underlying: Class A Common Stock · 318,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass B Common Stock · Derivative | 53,207,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 10 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,418,612 Underlying: Class A Common Stock · 53,207,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 1,200,000 | $25.00 | $30,000,000.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 6 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 5 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 318,536 | $25.00 | $7,963,400.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 4 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 0 F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 318,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 3 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 318,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | SaleClass A Common Stock | 53,207,339 | $25.00 | $1,330,183,475.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 2 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | ConversionClass A Common Stock | 53,207,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · nonDerivative · entry 1 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,207,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 9 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F8 · kind: Represents a contribution of certain series of BFF in connection with the Issuer's IPO to the trustees on behalf of certain charitable trusts. F8 · price: Represents a contribution of certain series of BFF in connection with the Issuer's IPO to the trustees on behalf of certain charitable trusts. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F7 · ownership.nature: The securities reported are held directly by BFF and may be deemed to be beneficially owned by AI, AIM and Mr. Blavatnik, because AI is the member of the series of BFF relating to the securities reported on this form, AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than BFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 8 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,000,000 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5 · kind: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F5 · price: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F7 · ownership.nature: The securities reported are held directly by BFF and may be deemed to be beneficially owned by AI, AIM and Mr. Blavatnik, because AI is the member of the series of BFF relating to the securities reported on this form, AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than BFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 21:31 UTC | Warner Music Group Corp. WMG · Entity 2076 | GiftClass B Common Stock · Derivative | 20,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034884 · doc4.xml · derivative · entry 7 AI Entertainment Holdings LLC · CIK 0001813621 · 10% owner AI Entertainment Management, LLC · CIK 0001813620 · Affiliate of 10% Owner Altep 2012 L.P. · CIK 0001813892 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · Affiliate of 10% Owner AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner Access Industries Holdings LLC · CIK 0001391297 · Affiliate of 10% Owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · Director · Affiliate of 10% Owner Blavatnik Family Foundation LLC · CIK 0001813893 · Affiliate of 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 479,800 Underlying: Class A Common Stock · 20,000,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F5 · kind: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F5 · price: Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. F6 · ownership.nature: The securities reported are held directly by AI and may be deemed to be beneficially owned by AIM and Mr. Blavatnik, because AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:12 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 140 | $89.12 | $12,476.10 |
DisclosureSEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 4 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,772 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:12 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 290 | $89.12 | $25,843.35 |
DisclosureSEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 3 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,121 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:12 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 466 | $89.12 | $41,527.59 |
DisclosureSEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 2 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,973 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 21:12 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 138,721 | $89.12 | $12,362,121.92 |
DisclosureSEC source: 0001209191-17-019833 · doc4.xml · nonDerivative · entry 1 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456,829 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 39 | $93.50 | $3,646.50 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 8 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,912 F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 82 | $93.50 | $7,667.00 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 7 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411 F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 132 | $93.50 | $12,342.00 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 6 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,439 F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 39,172 | $93.50 | $3,662,582.00 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 5 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,595,550 F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 206 | $94.32 | $19,430.21 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 4 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,951 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 431 | $94.32 | $40,652.52 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 3 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,493 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 691 | $94.32 | $65,176.09 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 2 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,571 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:48 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 205,459 | $94.32 | $19,379,180.52 |
DisclosureSEC source: 0001209191-17-017668 · doc4.xml · nonDerivative · entry 1 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,634,722 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.2500 to $94.7450, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 14 | $94.55 | $1,323.69 |
DisclosureSEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 4 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,157 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 30 | $94.55 | $2,836.48 |
DisclosureSEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 3 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,924 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 47 | $94.55 | $4,443.82 |
DisclosureSEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 2 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,262 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:04 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 14,080 | $94.55 | $1,331,254.14 |
DisclosureSEC source: 0001209191-17-014273 · doc4.xml · nonDerivative · entry 1 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,840,181 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5000 to $94.6100, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 859 | $92.24 | $79,237.17 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 8 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,171 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.4800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 1,795 | $92.24 | $165,577.08 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 7 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,954 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.4800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 2,881 | $92.24 | $265,753.52 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 6 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,309 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.4800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 856,670 | $92.24 | $79,022,239.15 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 5 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,854,261 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.4800, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 304 | $92.45 | $28,104.68 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 4 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,030 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2500 to $92.7500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 637 | $92.45 | $58,890.40 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 3 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,749 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2500 to $92.7500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 1,021 | $92.45 | $94,391.04 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 2 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,190 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2500 to $92.7500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:51 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 303,738 | $92.45 | $28,080,456.60 |
DisclosureSEC source: 0001209191-17-010670 · doc4.xml · nonDerivative · entry 1 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710,931 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.2500 to $92.7500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 897 | $92.29 | $82,780.09 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 20 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,334 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.7600, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 1,874 | $92.29 | $172,943.03 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 19 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,386 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.7600, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 3,006 | $92.29 | $277,410.21 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 18 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,211 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.7600, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 894,223 | $92.29 | $82,523,816.67 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 17 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,014,669 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.0000 to $92.7600, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 1,128 | $91.59 | $103,314.42 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 16 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,231 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.5000 to $92.5000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F6 · ownership.direct: The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 2,358 | $91.59 | $215,971.11 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 15 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,260 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.5000 to $92.5000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 3,781 | $91.59 | $346,304.81 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 14 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,217 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.5000 to $92.5000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:11 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | SaleOrdinary shares | 1,124,828 | $91.59 | $103,023,896.38 |
DisclosureSEC source: 0001209191-17-009209 · doc4.xml · nonDerivative · entry 13 AI New Holdings 2 LLC · CIK 0001696975 · 10% owner RSB 2 Ltd · CIK 0001697129 · 10% owner ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner ALTEP 2014 L.P. · CIK 0001583039 · Affiliate of 10% Owner AI Altep Holdings, Inc · CIK 0000877116 · Affiliate of 10% Owner Blavatnik Len · CIK 0001326628 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,908,892 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.5000 to $92.5000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New. F3 · ownership.direct: Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.