Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Director | April 17, 2026 | April 21, 2026 |
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director · Chairman of the Board | February 28, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,592 |
Reported balance
After 2026-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-17 · Grant · Acquired 1,592 · Balance 1,592 F1: 1-for-1. F3: N/A. F2: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1.
F2: The deferred stock units vest on the earlier of the date of the Corporation's 2027 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following the grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvented in additional deferred stock units.
F3: N/A.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,275 |
Ending reported balance
After 2026-02-28 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-02-28 · Exercise / conversion · Acquired 10,491 · Balance 214,719 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2026-02-28 · Tax withholding · Disposed 5,555 · Balance 209,164 F2: Represents shares withheld for the payment of taxes. Row 3 · 2026-02-28 · Exercise / conversion · Acquired 11,086 · Balance 220,250 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2026-02-28 · Tax withholding · Disposed 5,871 · Balance 214,379 F2: Represents shares withheld for the payment of taxes. Row 5 · 2026-02-28 · Exercise / conversion · Acquired 10,408 · Balance 224,787 F1: Represents the vesting of previously awarded restricted stock units. Row 6 · 2026-02-28 · Tax withholding · Disposed 5,512 · Balance 219,275 F2: Represents shares withheld for the payment of taxes. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-28 · Exercise / conversion · Disposed 10,491 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,086 |
Reported balance
After 2026-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-28 · Exercise / conversion · Disposed 11,086 · Balance 11,086 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,817 |
Reported balance
After 2026-02-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-28 · Exercise / conversion · Disposed 10,408 · Balance 20,817 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 314 |
Reported balance
Holding disclosure · report date 2026-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 314 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2019 Filed Feb 14, 2019 22:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 22,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006056 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Director · CEO and Chairman Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Performance Shares · Derivative | 11,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006409 · form4.xml · derivative · entry 6 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Underlying: Common Stock · 11,690 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Employee Stock Option (Right to Buy) · Derivative | 30,885 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006409 · form4.xml · derivative · entry 5 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,885 Underlying: Common Stock · 30,885 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Performance Shares · Derivative | 16,424 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006409 · form4.xml · derivative · entry 4 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 8,248 | $106.89 | $881,628.72 |
DisclosureSEC source: 0001127602-18-006409 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,609 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 18,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006409 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 20:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 19,979 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-17-031868 · form4.xml · derivative · entry 5 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,958 Underlying: Common Stock · 19,979 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2017. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 20:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 44,630 | $111.91 | $4,994,543.30 |
DisclosureSEC source: 0001127602-17-031868 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,724 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.34 to $112.30, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 34,724 shares directly, 208 shares indirectly in a 401(k) account and 303 shares indirectly in the Lowrey Family Trust account. Mr. Lowrey also holds an additional 69,280 vested stock options, 91,924 unvested stock options, and 50,389 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 20:15 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 19,979 | $63.59 | $1,270,464.61 |
DisclosureSEC source: 0001127602-17-031868 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2013 Employee Stock Option (Right to Buy) · Derivative | 130,814 | $0.00 Strike: $57.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017486 · form4.xml · derivative · entry 6 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,814 shares Expires 2023-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2014. Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2012 Employee Stock Option (Right to Buy) · Derivative | 105,264 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-17-017486 · form4.xml · derivative · entry 5 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,264 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2013. Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 222,857 | $108.04 | $24,077,470.28 |
DisclosureSEC source: 0001127602-17-017486 · form4.xml · nonDerivative · entry 3 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,375 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.80 to $108.61, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 59,375 shares directly and 205 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 89,259 vested stock options, 91,924 unvested stock options, and 50,389 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 130,814 | $57.00 | $7,456,398.00 |
DisclosureSEC source: 0001127602-17-017486 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 105,264 | $59.41 | $6,253,734.24 |
DisclosureSEC source: 0001127602-17-017486 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Performance Shares · Derivative | 14,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006682 · form4.xml · derivative · entry 6 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,225 Underlying: Common Stock · 14,225 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Employee Stock Option (Right to Buy) · Derivative | 36,806 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006682 · form4.xml · derivative · entry 5 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,806 Underlying: Common Stock · 36,806 shares Expires 2027-02-14 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2014 Performance Shares · Derivative | 15,281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006682 · form4.xml · derivative · entry 4 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 9,356 | $110.45 | $1,033,370.20 |
DisclosureSEC source: 0001127602-17-006682 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,154 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:57 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 19,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006682 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2/13/07 Employee Stock Option (Right to Buy) · Derivative | 7,369 | $0.00 Strike: $91.73 | $0.00 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · derivative · entry 9 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,369 shares Expires 2017-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 13, 2008. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 7,369 | $95.00 | $700,055.00 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · nonDerivative · entry 5 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,408 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 36,408 shares directly and 203 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 277,211 vested stock options, 103,244 unvested stock options, and 51,445 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 7,369 | $91.73 | $675,958.37 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · nonDerivative · entry 4 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2011 Employee Stock Option (Right to Buy) · Derivative | 74,667 | $0.00 Strike: $64.01 | $0.00 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · derivative · entry 8 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,667 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 8, 2012. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2010 Employee Stock Option (Right to Buy) · Derivative | 41,581 | $0.00 Strike: $48.36 | $0.00 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · derivative · entry 7 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,581 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 9, 2011. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 121,976 | $90.00 | $10,977,840.00 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · nonDerivative · entry 3 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,408 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 74,667 | $64.01 | $4,779,434.67 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:37 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 41,581 | $48.36 | $2,010,857.16 |
DisclosureSEC source: 0001127602-16-066926 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion1/18/08 Employee Stock Option (Right to Buy) · Derivative | 35,795 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064528 · form4.xml · derivative · entry 4 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,795 shares Expires 2018-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests with 50% after 2 years on 1/18/2010, 25% after year 3 on 1/18/2011, and 25% after year 4 on 1/18/2012. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 50,322 | $85.00 | $4,277,370.00 |
DisclosureSEC source: 0001127602-16-064528 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,136 F1 · shares: The Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 42,136 shares directly and 203 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 400,828 vested stock options, 103,244 unvested stock options, and 51,445 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 19:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 35,795 | $80.00 | $2,863,600.00 |
DisclosureSEC source: 0001127602-16-064528 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2/12/08 Employee Stock Option (Right to Buy) · Derivative | 41,644 | $0.00 Strike: $69.03 | $0.00 |
DisclosureSEC source: 0001127602-16-062453 · form4.xml · derivative · entry 4 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,644 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 12, 2009. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 41,644 | $80.00 | $3,331,520.00 |
DisclosureSEC source: 0001127602-16-062453 · form4.xml · nonDerivative · entry 2 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,663 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 56,663 shares directly and 202 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 436,623 vested stock options, 103,244 unvested stock options, and 51,445 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 19:47 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 41,644 | $69.03 | $2,874,685.32 |
DisclosureSEC source: 0001127602-16-062453 · form4.xml · nonDerivative · entry 1 Lowrey Charles F · CIK 0001512629 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.