organization · Reporting owner

STEEL PARTNERS HOLDINGS L.P.

Disclosed activity across 5 companies

Tapewire entity: 51727
SEC CIK: 0001452857

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
SPRUCE POWER HOLDING CORPSPRU · Entity 7389	10% owner	September 21, 2026	September 23, 2026
Trinity Place Holdings Inc.TPHS · Entity 9674	Director · 10% owner	February 18, 2025	February 21, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SPRUCE POWER HOLDING CORP

Report date September 21, 2026 · Filed September 23, 2026

Jointly reported with Steel Partners Holdings GP Inc., SPH Group LLC, SPH Group Holdings LLC, Steel Excel Inc., Steel Connect LLC, SP Strategic Holdings LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectBy SP Strategic Holdings LLC	3,482,160	Reported balance After 2026-09-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-21 · Purchase · Acquired 52,780 · Balance 3,482,160 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel"), Steel Connect LLC ("Steel Connect") and SP Strategic Holdings LLC ("SP Strategic Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein. F2: Represents securities owned directly by SP Strategic Holdings. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. SP Strategic Holdings is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by SP Strategic Holdings. F3: Shares acquired pursuant to the Stock Purchase Agreement, dated as of September 21, 2026, by and between SP Strategic Holdings and Ja-Chin Audrey Lee.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel"), Steel Connect LLC ("Steel Connect") and SP Strategic Holdings LLC ("SP Strategic Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.

F2: Represents securities owned directly by SP Strategic Holdings. Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. SP Strategic Holdings is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by SP Strategic Holdings.

F3: Shares acquired pursuant to the Stock Purchase Agreement, dated as of September 21, 2026, by and between SP Strategic Holdings and Ja-Chin Audrey Lee.

Trinity Place Holdings Inc.

Report date February 18, 2025 · Filed February 21, 2025

Jointly reported with Steel Excel Inc., SPH Group LLC, SPH Group Holdings LLC, Steel Partners Holdings GP Inc., Steel IP Investments, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Steel IP Investments, LLC	26,162,245	Reported balance Holding disclosure · report date 2025-02-18 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 26,162,245 F1: This Form 3 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel Inc. ("Steel Excel") and Steel IP Investments, LLC ("Steel IP") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns a majority of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the membership interests of Steel IP. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2: Represents (i) 25,862,245 Shares acquired by Steel IP from TPHS Lender LLC ("Seller") in a private secondary transaction pursuant to that certain Stock Purchase Agreement by and among the Issuer, Steel IP and Seller and (ii) 300,000 Shares acquired by Steel IP in an additional simultaneous private secondary transaction. F3: Represents securities owned directly by Steel IP. By virtue of their relationships with Steel IP discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP and Steel Excel may be deemed to beneficially own the securities owned directly by Steel IP. Each of the Reporting Persons disclaims beneficial ownership of the securities held by Steel IP except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel Inc. ("Steel Excel") and Steel IP Investments, LLC ("Steel IP") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns a majority of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the membership interests of Steel IP. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F2: Represents (i) 25,862,245 Shares acquired by Steel IP from TPHS Lender LLC ("Seller") in a private secondary transaction pursuant to that certain Stock Purchase Agreement by and among the Issuer, Steel IP and Seller and (ii) 300,000 Shares acquired by Steel IP in an additional simultaneous private secondary transaction.

F3: Represents securities owned directly by Steel IP. By virtue of their relationships with Steel IP discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP and Steel Excel may be deemed to beneficially own the securities owned directly by Steel IP. Each of the Reporting Persons disclaims beneficial ownership of the securities held by Steel IP except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AVIAT NETWORKS, INC.

Report date January 25, 2021 · Filed January 27, 2021

Jointly reported with Steel Excel Inc., SPH Group Holdings LLC, SPH Group LLC, Steel Partners Holdings GP Inc.

Section 16 reporting ended · disclosed 2021-01-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	Direct	521,958	Reported balance After 2021-01-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-01-25 · Sale · Disposed 31,787 · Balance 521,958 F1: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Trading Plan adopted by Steel Excel on December 18, 2020. F3: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein.

F2: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Trading Plan adopted by Steel Excel on December 18, 2020.

F3: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel.

Babcock & Wilcox Enterprises, Inc.

Report date August 21, 2019 · Filed August 23, 2019

Jointly reported with SPH Group LLC, SPH Group Holdings LLC, Steel Partners Holdings GP Inc., Steel Excel Inc.

Section 16 reporting ended · disclosed 2019-08-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01SEC Table I · non-derivative	IndirectBy Steel Excel Inc.	4,318,270	Last balance in matching sequence After 2019-08-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-08-21 · Sale · Disposed 1,775 · Balance 4,878,684 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. F2: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein. Row 2 · 2019-08-22 · Sale · Disposed 560,414 · Balance 4,318,270 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. F2: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owned more than 10% of the Issuer's outstanding shares of Common Stock.

F2: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein.

Steel Connect LLC

Report date January 02, 2025 · Filed January 06, 2025

Jointly reported with WebFinancial Holding Corp, SPH Group LLC, SPH Group Holdings LLC, Steel Partners Holdings GP Inc., Steel Excel Inc., WF Asset Corp., HANDY & HARMAN LTD., WHX CS LLC

Section 16 reporting ended · disclosed 2025-01-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy Steel Excel Inc.	28,058,690	Last balance in matching sequence After 2025-01-02 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 5 source rows Row 1 · 2025-01-02 · Purchase · Acquired 182,526 · Balance 3,683,511 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F3: On January 2, 2025, Warren G. Lichtenstein sold 182,526 Shares to Steel Excel in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Row 2 · 2025-01-02 · Conversion · Acquired 634,156 · Balance 4,317,667 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Row 3 · 2025-01-02 · Conversion · Acquired 19,175,628 · Balance 23,493,295 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Row 4 · 2025-01-02 · Conversion · Acquired 1,913,265 · Balance 25,406,560 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F6: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Row 5 · 2025-01-02 · Other · Acquired 2,652,130 · Balance 28,058,690 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F7: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub"), a wholly-owned subsidiary of Steel Excel, merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned direct subsidiary of Steel Excel and an indirect subsidiary of Steel Holdings (the "Merger"). F8: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F9: At the Effective Time, each share of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that was outstanding immediately prior to the Effective Time, became fully vested, subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel.
Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.96	IndirectBy WebFinancial Holding Corporation	0	Reported balance After 2025-01-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-01-02 · Conversion · Disposed 35,000 · Balance 0 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F6: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F10: The Series C Convertible Preferred Stock had no expiration date. F12: Represents securities previously owned directly by WebFinancial.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.10	IndirectBy WebFinancial Holding Corporation	0	Reported balance After 2025-01-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-01-02 · Conversion · Disposed 3,387,957 · Balance 0 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F11: The Series E Convertible Preferred Stock had no expiration date. F12: Represents securities previously owned directly by WebFinancial.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.10	IndirectBy Steel Excel, Inc.	0	Reported balance After 2025-01-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2025-01-02 · Conversion · Disposed 112,043 · Balance 0 F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F11: The Series E Convertible Preferred Stock had no expiration date. F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings.

F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares").

F3: On January 2, 2025, Warren G. Lichtenstein sold 182,526 Shares to Steel Excel in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.

F4: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel.

F5: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel.

F6: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel.

F7: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub"), a wholly-owned subsidiary of Steel Excel, merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned direct subsidiary of Steel Excel and an indirect subsidiary of Steel Holdings (the "Merger").

F8: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").

F9: At the Effective Time, each share of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that was outstanding immediately prior to the Effective Time, became fully vested, subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.

F10: The Series C Convertible Preferred Stock had no expiration date.

F11: The Series E Convertible Preferred Stock had no expiration date.

F12: Represents securities previously owned directly by WebFinancial.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 17, 2025 Filed Nov 19, 2025 21:37 UTC	SPRUCE POWER HOLDING CORP SPRU · Entity 7389	PurchaseCommon Stock, par value $0.0001 per share	5,000	$5.00	$25,000.00	Disclosure SEC source: 0000921895-25-003159 · form404197004_11192025.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Steel Connect LLC · CIK 0000914712 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Connect Sub LLC Disclosed balance after: 2,592,503 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. Read SEC document
November 14, 2025 Filed Nov 14, 2025 22:58 UTC	SPRUCE POWER HOLDING CORP SPRU · Entity 7389	PurchaseCommon Stock, par value $0.0001 per share	52,454	$5.00	$262,254.26	Disclosure SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 4 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Steel Connect LLC · CIK 0000914712 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Connect Sub LLC Disclosed balance after: 2,587,503 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. Read SEC document
November 13, 2025 Filed Nov 14, 2025 22:58 UTC	SPRUCE POWER HOLDING CORP SPRU · Entity 7389	PurchaseCommon Stock, par value $0.0001 per share	102,948	$4.99	$513,648.75	Disclosure SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 3 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Steel Connect LLC · CIK 0000914712 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Connect Sub LLC Disclosed balance after: 2,535,049 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. Read SEC document
November 12, 2025 Filed Nov 14, 2025 22:58 UTC	SPRUCE POWER HOLDING CORP SPRU · Entity 7389	PurchaseCommon Stock, par value $0.0001 per share	586,151	$4.30	$2,519,511.46	Disclosure SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Steel Connect LLC · CIK 0000914712 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Connect Sub LLC Disclosed balance after: 2,432,101 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. Read SEC document
November 11, 2025 Filed Nov 14, 2025 22:58 UTC	SPRUCE POWER HOLDING CORP SPRU · Entity 7389	PurchaseCommon Stock, par value $0.0001 per share	405,998	$3.04	$1,233,015.93	Disclosure SEC source: 0000921895-25-003131 · form404197004_11142025.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner Steel Excel Inc. · CIK 0000709804 · 10% owner Steel Connect LLC · CIK 0000914712 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Connect Sub LLC Disclosed balance after: 1,845,950 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P ("Steel Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Excel Inc. ("Steel Excel") and Steel Connect LLC ("Steel Connect") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · security: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. F2 · ownership.nature: Represents securities owned directly by Steel Connect Sub LLC ("Steel Connect Sub"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Steel Excel is a majority owned subsidiary of SPHG Holdings. Steel Connect is an indirect subsidiary of Steel Excel. Steel Connect Sub is a wholly owned subsidiary of Steel Connect. Each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by Steel Connect Sub. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionSeries E Convertible Preferred Stock · Derivative	112,043	Not disclosed Strike: $1.10	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · derivative · entry 8 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel, Inc. Disclosed balance after: 0 Underlying: Common Stock · 634,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5 · shares: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F5 · price: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F5 · derivative.exercise_date: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F11 · derivative.expiration_date: The Series E Convertible Preferred Stock had no expiration date. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionSeries E Convertible Preferred Stock · Derivative	3,387,957	Not disclosed Strike: $1.10	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · derivative · entry 7 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: 0 Underlying: Common Stock · 19,175,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5 · shares: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F5 · price: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F5 · derivative.exercise_date: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F11 · derivative.expiration_date: The Series E Convertible Preferred Stock had no expiration date. F12 · ownership.nature: Represents securities previously owned directly by WebFinancial. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionSeries C Convertible Preferred Stock · Derivative	35,000	Not disclosed Strike: $1.96	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · derivative · entry 6 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: 0 Underlying: Common Stock · 1,913,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F6 · shares: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F6 · price: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F6 · derivative.exercise_date: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F10 · derivative.expiration_date: The Series C Convertible Preferred Stock had no expiration date. F12 · ownership.nature: Represents securities previously owned directly by WebFinancial. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	OtherCommon Stock, $0.01 par value	2,652,130	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · nonDerivative · entry 5 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 28,058,690 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F7 · shares: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub"), a wholly-owned subsidiary of Steel Excel, merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned direct subsidiary of Steel Excel and an indirect subsidiary of Steel Holdings (the "Merger"). F8 · shares: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F9 · shares: At the Effective Time, each share of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that was outstanding immediately prior to the Effective Time, became fully vested, subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F7 · price: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub"), a wholly-owned subsidiary of Steel Excel, merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned direct subsidiary of Steel Excel and an indirect subsidiary of Steel Holdings (the "Merger"). F8 · price: At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F9 · price: At the Effective Time, each share of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that was outstanding immediately prior to the Effective Time, became fully vested, subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionCommon Stock, $0.01 par value	1,913,265	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · nonDerivative · entry 4 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 25,406,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F6 · price: On January 2, 2025, WebFinancial converted its 35,000 shares of Series C Preferred Stock into 1,913,265 Shares ("WebFinancial Series C Shares"). All of the WebFinancial Series C Shares were issued directly to Steel Excel. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionCommon Stock, $0.01 par value	19,175,628	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · nonDerivative · entry 3 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 23,493,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5 · price: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	ConversionCommon Stock, $0.01 par value	634,156	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 4,317,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F5 · price: On January 2, 2025, (i) Steel Excel converted its 112,043 shares of Series E Preferred Stock into 634,156 Shares and (ii) WebFinancial converted its 3,387,957 shares of Series E Preferred Stock into 19,175,628 Shares ("WebFinancial Series E Shares"). All of the WebFinancial Series E Shares were issued directly to Steel Excel. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
January 02, 2025 Filed Jan 6, 2025 19:22 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	182,526	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-25-000068 · form404197004sphg_01062025.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · See Footnote 1 SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner WF Asset Corp. · CIK 0001960672 · Director · See Footnote 1 HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 3,683,511 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. WebFinancial is a former subsidiary of Steel Holdings. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group (the "Section 13(d) Group") that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F3 · shares: On January 2, 2025, Warren G. Lichtenstein sold 182,526 Shares to Steel Excel in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. F3 · price: On January 2, 2025, Warren G. Lichtenstein sold 182,526 Shares to Steel Excel in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. F4 · ownership.nature: Represents securities owned directly or indirectly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly or indirectly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly or indirectly by Steel Excel. Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:53 UTC	Steel Connect LLC STCN · Entity 13989	Disposition to issuer7.50% Convertible Senior Note due September 1, 2024 · Derivative	Not disclosed	$12,940,000.00 Strike: $22.16	$12,940,000.00	Disclosure SEC source: 0000921895-24-002102 · form409369011_09052024.xml · derivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 584,055 shares Expires 2024-09-01 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial") and Steel Partners Holdings GP Inc. ("Steel Holdings GP") (collectively, the "Reporting Persons"). Steel Holdings owns 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · derivative.exercise_price: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F4 · kind: Represents a repayment of the 2024 Notes by the Issuer in accordance with their terms. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F3 · derivative.underlying_shares: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F2 · ownership.direct: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:51 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	439,673	$12.00	$5,276,076.00	Disclosure SEC source: 0000921895-24-002095 · form409369011_09042024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,552,839 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 21, 2024 Filed Jun 25, 2024 17:28 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	311	$12.00	$3,732.00	Disclosure SEC source: 0000921895-24-001459 · form404197004_06252024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,113,166 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 18, 2024 Filed Jun 20, 2024 18:56 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	6,371	$12.04	$76,693.46	Disclosure SEC source: 0000921895-24-001451 · form404197004ste_06202024.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,112,855 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 17, 2024 Filed Jun 20, 2024 18:56 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	596	$11.70	$6,973.20	Disclosure SEC source: 0000921895-24-001451 · form404197004ste_06202024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,106,484 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 13, 2024 Filed Jun 17, 2024 17:22 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	4,800	$11.93	$57,279.84	Disclosure SEC source: 0000921895-24-001434 · form404197004_06172024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,105,888 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 13, 2024 Filed Jun 20, 2024 18:53 UTC Amendment	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	4,800	$11.93	$57,279.84	Disclosure SEC source: 0000921895-24-001450 · form4a041970040617_06202024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,105,888 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F6 · kind: In the Form 4 filed on June 17, 2024, the Reporting Persons inadvertently checked the box indicating that the reported transaction was made pursuant to a plan intended to comply with Rule 10b5-1(c). The reported transaction was not effected pursuant to such a plan and this box has been unchecked in this amended Form 4. There were no other changes to the information reported in the Form 4. F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 12, 2024 Filed Jun 12, 2024 18:50 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	13,908	$11.66	$162,209.00	Disclosure SEC source: 0000921895-24-001408 · form404197004_06122024.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,101,088 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 12, 2024 Filed Jun 20, 2024 18:50 UTC Amendment	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	13,908	$11.66	$162,209.00	Disclosure SEC source: 0000921895-24-001449 · form4a041970040612_06202024.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,101,088 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F6 · kind: In the Form 4 filed on June 12, 2024, the Reporting Persons inadvertently checked the box indicating that the reported transactions were made pursuant to a plan intended to comply with Rule 10b5-1(c). The reported transactions were not effected pursuant to such a plan and this box has been unchecked in this amended Form 4. There were no other changes to the information reported in the Form 4. F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 10, 2024 Filed Jun 12, 2024 18:50 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	7,434	$11.26	$83,683.05	Disclosure SEC source: 0000921895-24-001408 · form404197004_06122024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,087,180 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 10, 2024 Filed Jun 20, 2024 18:50 UTC Amendment	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	7,434	$11.26	$83,683.05	Disclosure SEC source: 0000921895-24-001449 · form4a041970040612_06202024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,087,180 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F6 · kind: In the Form 4 filed on June 12, 2024, the Reporting Persons inadvertently checked the box indicating that the reported transactions were made pursuant to a plan intended to comply with Rule 10b5-1(c). The reported transactions were not effected pursuant to such a plan and this box has been unchecked in this amended Form 4. There were no other changes to the information reported in the Form 4. F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 05, 2024 Filed Jun 7, 2024 17:00 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	1,323	$10.50	$13,889.38	Disclosure SEC source: 0000921895-24-001366 · form404197004_06072024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,079,746 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 26, 2024 Filed Apr 26, 2024 17:18 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	3,013	$11.94	$35,965.88	Disclosure SEC source: 0000921895-24-000960 · form404197004_04262024.xml · nonDerivative · entry 5 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,078,423 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 26, 2024 Filed Apr 26, 2024 17:18 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	44,000	$12.00	$528,000.00	Disclosure SEC source: 0000921895-24-000960 · form404197004_04262024.xml · nonDerivative · entry 4 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,075,410 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 25, 2024 Filed Apr 26, 2024 17:18 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	4,000	$11.90	$47,600.00	Disclosure SEC source: 0000921895-24-000960 · form404197004_04262024.xml · nonDerivative · entry 3 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,031,410 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 25, 2024 Filed Apr 26, 2024 17:18 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	58,000	$12.00	$696,000.00	Disclosure SEC source: 0000921895-24-000960 · form404197004_04262024.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,027,410 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 24, 2024 Filed Apr 26, 2024 17:18 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	156,313	$12.00	$1,875,677.84	Disclosure SEC source: 0000921895-24-000960 · form404197004_04262024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 969,410 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 18, 2024 Filed Apr 22, 2024 20:30 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	701,246	$9.83	$6,893,248.18	Disclosure SEC source: 0000921895-24-000935 · form404197004_04222024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 813,097 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · kind: Represents shares purchased by Steel Excel in connection with the settlement of claims filed by holders of stock of the Issuer against certain Reporting Persons. F4 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 12, 2024 Filed Apr 17, 2024 18:11 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	6	$9.35	$56.10	Disclosure SEC source: 0000921895-24-000866 · form404197004_04172024.xml · nonDerivative · entry 3 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 111,851 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 11, 2024 Filed Apr 17, 2024 18:11 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	23,698	$9.44	$223,775.47	Disclosure SEC source: 0000921895-24-000866 · form404197004_04172024.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 111,845 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
April 10, 2024 Filed Apr 17, 2024 18:11 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	18,605	$8.93	$166,168.70	Disclosure SEC source: 0000921895-24-000866 · form404197004_04172024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS LLC · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 88,147 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS LLC ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns a majority of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns a majority of the outstanding membership interests of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
December 29, 2023 Filed Jan 3, 2024 17:12 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	340	$9.52	$3,236.80	Disclosure SEC source: 0000921895-24-000040 · form404197004ste_01032024.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 69,542 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
December 28, 2023 Filed Dec 29, 2023 17:09 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	2,169	$9.47	$20,547.15	Disclosure SEC source: 0000921895-23-002810 · form404197004_12292023.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 69,202 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
December 27, 2023 Filed Dec 29, 2023 17:09 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	6,315	$9.30	$58,729.50	Disclosure SEC source: 0000921895-23-002810 · form404197004_12292023.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 67,033 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
December 21, 2023 Filed Dec 22, 2023 16:05 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	2,000	$9.50	$19,000.00	Disclosure SEC source: 0000921895-23-002795 · form404197036_12222023.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 60,718 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
December 20, 2023 Filed Dec 22, 2023 16:05 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	7,437	$9.63	$71,627.98	Disclosure SEC source: 0000921895-23-002795 · form404197036_12222023.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 58,718 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
July 27, 2023 Filed Jul 28, 2023 16:24 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	40,094	$9.93	$398,257.71	Disclosure SEC source: 0000921895-23-001749 · form409369sphg_07282023.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 51,281 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
July 19, 2023 Filed Jul 20, 2023 18:04 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	10,000	$8.60	$86,000.00	Disclosure SEC source: 0000921895-23-001706 · form409369011_07202023.xml · nonDerivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 11,187 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F4 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
July 18, 2023 Filed Jul 20, 2023 18:04 UTC	Steel Connect LLC STCN · Entity 13989	PurchaseCommon Stock, $0.01 par value	1,187	$8.30	$9,852.10	Disclosure SEC source: 0000921895-23-001706 · form409369011_07202023.xml · nonDerivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner SPH Group Holdings LLC · CIK 0001522066 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner HANDY & HARMAN LTD. · CIK 0000106618 · Director · See Footnote 1 WHX CS Corp. · CIK 0001342942 · Director · See Footnote 1 WF Asset Corp. · CIK 0001960672 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel Inc. Disclosed balance after: 1,187 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP"), Steel Excel, Inc. ("Steel Excel"), WF Asset Corp. ("WF Asset"), Handy & Harman Ltd. ("HNH") and WHX CS Corp. ("WHX CS") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Excel owns 100% of the outstanding shares of common stock of HNH and is a majority shareholder of WF Asset. HNH owns 100% of the outstanding shares of common stock of WHX CS. F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F4 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Read SEC document
June 09, 2023 Filed Sep 5, 2024 22:53 UTC	Steel Connect LLC STCN · Entity 13989	Disposition to issuer7.50% Convertible Senior Note due September 1, 2024 · Derivative	Not disclosed	$1,000,000.00 Strike: $22.16	$1,000,000.00	Disclosure SEC source: 0000921895-24-002102 · form409369011_09052024.xml · derivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 · 45,135 shares Expires 2024-09-01 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), WebFinancial Holding Corporation ("WebFinancial") and Steel Partners Holdings GP Inc. ("Steel Holdings GP") (collectively, the "Reporting Persons"). Steel Holdings owns 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · derivative.exercise_price: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F4 · kind: Represents a repayment of the 2024 Notes by the Issuer in accordance with their terms. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F3 · derivative.underlying_shares: WebFinancial owned $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes were initially convertible into 45.1356 shares of Common Stock, which was equivalent to an initial conversion price of approximately $22.16 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F2 · ownership.direct: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. Read SEC document
April 30, 2023 Filed May 2, 2023 23:15 UTC	Steel Connect LLC STCN · Entity 13989	GrantSeries E Convertible Preferred Stock · Derivative	3,387,957	Not disclosed Strike: $1.10	Not disclosed	Disclosure SEC source: 0000921895-23-001014 · form409369011_05022023.xml · derivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: 3,387,957 Underlying: Common Stock, par value $0.01 · 178,972,524 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), WebFinancial Holding Corporation ("WebFinancial"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel, Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings and the owner of 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F5 · price: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. WebFinancial acquired the shares of Series E Preferred Stock in exchange for 3,482,572 shares of common stock of Aerojet Rocketdyne Holdings, Inc. with an aggregate estimated market value of $196,451,887 pursuant to the Transfer and Exchange Agreement. F2 · derivative.exercise_date: The conversion of the Series E Convertible Preferred Stock (the "Series E Preferred Stock") is subject to approval by the Issuer's stockholders. F3 · derivative.expiration_date: The Series E Preferred Stock has no expiration date. F5 · ownership.nature: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. WebFinancial acquired the shares of Series E Preferred Stock in exchange for 3,482,572 shares of common stock of Aerojet Rocketdyne Holdings, Inc. with an aggregate estimated market value of $196,451,887 pursuant to the Transfer and Exchange Agreement. Read SEC document
April 30, 2023 Filed May 2, 2023 23:15 UTC	Steel Connect LLC STCN · Entity 13989	GrantSeries E Convertible Preferred Stock · Derivative	112,043	Not disclosed Strike: $1.10	Not disclosed	Disclosure SEC source: 0000921895-23-001014 · form409369011_05022023.xml · derivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Steel Excel Inc. · CIK 0000709804 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Steel Excel, Inc. Disclosed balance after: 112,043 Underlying: Common Stock, par value $0.01 · 5,918,794 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), WebFinancial Holding Corporation ("WebFinancial"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel, Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings and the owner of 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F4 · price: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Steel Excel acquired the shares of Series E Preferred Stock in exchange for 115,172 shares of common stock of Aerojet Rocketdyne Holdings, Inc. with an aggregate estimated market value of $6,496,853 pursuant to a Transfer and Exchange Agreement dated as of April 30, 2023 by and between Steel Holdings, Steel Excel, WebFinancial and Steel Connect, Inc. (the "Transfer and Exchange Agreement"). F2 · derivative.exercise_date: The conversion of the Series E Convertible Preferred Stock (the "Series E Preferred Stock") is subject to approval by the Issuer's stockholders. F3 · derivative.expiration_date: The Series E Preferred Stock has no expiration date. F4 · ownership.nature: Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel. Steel Excel acquired the shares of Series E Preferred Stock in exchange for 115,172 shares of common stock of Aerojet Rocketdyne Holdings, Inc. with an aggregate estimated market value of $6,496,853 pursuant to a Transfer and Exchange Agreement dated as of April 30, 2023 by and between Steel Holdings, Steel Excel, WebFinancial and Steel Connect, Inc. (the "Transfer and Exchange Agreement"). Read SEC document
March 09, 2023 Filed Mar 14, 2023 01:37 UTC	Steel Connect LLC STCN · Entity 13989	Grant7.50% Convertible Senior Note due September 1, 2024 · Derivative	Not disclosed	$13,940,000.00 Strike: $2.37	$13,940,000.00	Disclosure SEC source: 0001193805-23-000329 · e618359_4-stcn.xml · derivative · entry 2 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 · 5,872,441 shares Expires 2024-09-01 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), WebFinancial Holding Corporation ("WebFinancial") and Steel Partners Holdings GP Inc. ("Steel Holdings GP") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the owner of 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings and the managing member of SPHG. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · derivative.exercise_price: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F4 · kind: The 2024 Notes were issued in February 2019 in the aggregate principal amount of $14,940,000. On March 9, 2023, the 2024 Notes were amended to extend the maturity date from March 1, 2024 to September 1, 2024. F3 · derivative.exercise_date: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F3 · derivative.underlying_shares: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F2 · ownership.direct: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. Read SEC document
March 09, 2023 Filed Mar 14, 2023 01:37 UTC	Steel Connect LLC STCN · Entity 13989	Disposition to issuer7.50% Convertible Senior Note due March 1, 2024 · Derivative	Not disclosed	$14,940,000.00 Strike: $2.37	$14,940,000.00	Disclosure SEC source: 0001193805-23-000329 · e618359_4-stcn.xml · derivative · entry 1 STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · Director · 10% owner SPH Group LLC · CIK 0001522067 · Director · 10% owner WebFinancial Holding Corp · CIK 0001662159 · Director · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By WebFinancial Holding Corporation Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 6,293,706 shares Expires 2024-03-01 F1 · security: This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), WebFinancial Holding Corporation ("WebFinancial") and Steel Partners Holdings GP Inc. ("Steel Holdings GP") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the owner of 100% of the outstanding shares of common stock of WebFinancial. Steel Holdings GP is the general partner of Steel Holdings and the managing member of SPHG. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Section 13(d) Group"). F3 · derivative.exercise_price: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F4 · kind: The 2024 Notes were issued in February 2019 in the aggregate principal amount of $14,940,000. On March 9, 2023, the 2024 Notes were amended to extend the maturity date from March 1, 2024 to September 1, 2024. F3 · derivative.exercise_date: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F3 · derivative.underlying_shares: WebFinancial owns $13,940,000 principal amount of the Issuer's 7.50% Convertible Senior Notes due September 1, 2024 (the "2024 Notes"). Under the terms of the 2024 Notes, each $1,000 of principal of the 2024 Notes will initially be convertible into 421.2655 shares of Common Stock, which is equivalent to an initial conversion price of approximately $2.37 per share, subject to adjustment upon the occurrence of certain events, or, if the Issuer obtains the required consent from its stockholders, into shares, cash or a combination of cash and shares, at the Issuer's election. F2 · ownership.direct: Represents securities owned directly by WebFinancial. By virtue of their relationships with WebFinancial discussed in Footnote 1, each of Steel Holdings, SPHG and Steel Holdings GP may be deemed to beneficially own the securities owned directly by WebFinancial. Each of Steel Holdings, SPHG and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by WebFinancial. Read SEC document
January 25, 2021 Filed Jan 27, 2021 23:58 UTC	AVIAT NETWORKS, INC. AVNW · Entity 6172	SaleCommon Stock, $0.01 par value	31,787	$37.85	$1,203,179.27	Disclosure SEC source: 0000921895-21-000177 · form407441014_01272021.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,958 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · shares: The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 Trading Plan adopted by Steel Excel on December 18, 2020. F3 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document
December 18, 2020 Filed Dec 21, 2020 23:49 UTC	AVIAT NETWORKS, INC. AVNW · Entity 6172	SaleCommon Stock, $0.01 par value	5,400	$37.00	$199,801.08	Disclosure SEC source: 0001193805-20-001589 · e620158_4-avnw.xml · nonDerivative · entry 2 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,745 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document
December 17, 2020 Filed Dec 21, 2020 23:49 UTC	AVIAT NETWORKS, INC. AVNW · Entity 6172	SaleCommon Stock, $0.01 par value	464	$37.95	$17,608.38	Disclosure SEC source: 0001193805-20-001589 · e620158_4-avnw.xml · nonDerivative · entry 1 Steel Excel Inc. · CIK 0000709804 · 10% owner SPH Group Holdings LLC · CIK 0001522066 · 10% owner SPH Group LLC · CIK 0001522067 · 10% owner Steel Partners Holdings GP Inc. · CIK 0001537666 · 10% owner STEEL PARTNERS HOLDINGS L.P. · CIK 0001452857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,145 F1 · security: This Form 4 is filed jointly by Steel Excel Inc. ("Steel Excel"), Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP", and collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Shares of Common Stock owned directly by Steel Excel. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.