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Auld David V

Disclosed activity across 1 company

Tapewire entity
51702
SEC CIK
0001592026

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HORTON D R INC /DE/DHI · Entity 3084Director · Executive ChairmanApril 20, 2026April 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HORTON D R INC /DE/

Report date April 20, 2026 · Filed April 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect942,341 Ending reported balance After 2026-04-22 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-04-20 · Exercise / conversion · Acquired 7,016 · Balance 942,862

F1: Each restricted stock unit converts into one share of DHI common stock.

Row 2 · 2026-04-20 · Tax withholding · Disposed 1,618 · Balance 941,244

F2: These shares were surrendered to issuer to cover tax obligations of the 7,016 shares of DHI common stock issued upon the vesting of the restricted stock units awarded April 20, 2023.

Row 3 · 2026-04-22 · Grant · Acquired 5,110 · Balance 946,354

F3: These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2026.

Row 4 · 2026-04-22 · Tax withholding · Disposed 4,013 · Balance 942,341

F4: These shares were surrendered to issuer to cover tax obligations of Mr. Auld's bonus referenced in note 3 above.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-20 · Exercise / conversion · Disposed 7,016 · Balance 0

F1: Each restricted stock unit converts into one share of DHI common stock.

F5: On April 20, 2023, the reporting person was granted 23,698 restricted stock units, vesting in three annual installments beginning April 20, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit converts into one share of DHI common stock.

F2: These shares were surrendered to issuer to cover tax obligations of the 7,016 shares of DHI common stock issued upon the vesting of the restricted stock units awarded April 20, 2023.

F3: These shares were issued pursuant to Mr. Auld's bonus earned for the six-months ended March 31, 2026.

F4: These shares were surrendered to issuer to cover tax obligations of Mr. Auld's bonus referenced in note 3 above.

F5: On April 20, 2023, the reporting person was granted 23,698 restricted stock units, vesting in three annual installments beginning April 20, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2021 Filed Dec 13, 2021 21:47 UTC HORTON D R INC /DE/ DHI · Entity 3084 SaleCommon Stock 32,000 $108.61 $3,475,542.40
Disclosure

SEC source: 0000882184-21-000232 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,523

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $108.43 to $108.78. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:47 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 32,000 $23.86 $763,520.00
Disclosure

SEC source: 0000882184-21-000232 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 479 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000221 · edgar.xml · derivative · entry 5

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,356

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F6 · shares: Represents common stock acquired by the vesting of a portion of the 12,835 restricted stock units awarded March 17, 2021 to cover withholding tax obligations.

F7 · derivative.exercise_date: On March 17, 2021, the reporting person was granted 12,835 restricted stock units.

F7 · derivative.expiration_date: On March 17, 2021, the reporting person was granted 12,835 restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000221 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,265

Underlying: Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · shares: Represents common stock acquired by the vesting of a portion of the 28,460 restricted stock units awarded March 12, 2020 to cover withholding tax obligations.

F5 · derivative.exercise_date: On March 12, 2020, the reporting person was granted 28,460 restricted stock units.

F5 · derivative.expiration_date: On March 12, 2020, the reporting person was granted 28,460 restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 1,187 $97.76 $116,041.12
Disclosure

SEC source: 0000882184-21-000221 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,523

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 28,460 restricted stock units awarded March 12, 2020 and the 12,835 restricted stock units awarded March 17, 2021.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 501,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000221 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 11,283 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000205 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

F4 · derivative.expiration_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 4,440 $98.75 $438,450.00
Disclosure

SEC source: 0000882184-21-000205 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,523

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 11,283 shares of DHI common stock issued upon the vesting of the restricted stock units awarded November 26, 2018.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 501,523 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 11,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-21-000205 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000172 · edgar.xml · derivative · entry 5

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2021-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 125,212 $87.77 $10,989,857.24
Disclosure

SEC source: 0000882184-21-000172 · edgar.xml · nonDerivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,680

F3 · shares: These shares were surrendered to issuer to cover tax obligations of the 254,719 shares of DHI common stock referenced in note 1 above.

F4 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 494,680 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 GrantCommon Stock 79,719 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000172 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,892

F1 · shares: Represents payment or settlement in DHI common stock related to performance bonuses.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 20:03 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000172 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents payment or settlement in DHI common stock related to performance bonuses.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 20:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0000882184-21-000161 · edgar.xml · derivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of March 5. March 5, 2014 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 20:02 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 60,000 $23.80 $1,428,000.00
Disclosure

SEC source: 0000882184-21-000161 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:57 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionStock Option (right to buy) · Derivative 72,000 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0000882184-21-000137 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,000 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:57 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 32,501 $104.45 $3,394,729.45
Disclosure

SEC source: 0000882184-21-000137 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,173

F1 · kind: These shares were surrendered to issuer to cover tax obligations and exercise price of the 72,000 shares of DHI common stock issued by the options exercised by Mr. Auld on May 10, 2021 reported in Table II of this Form 4.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 305,173 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:57 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 72,000 $9.97 $717,840.00
Disclosure

SEC source: 0000882184-21-000137 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 20:37 UTC HORTON D R INC /DE/ DHI · Entity 3084 GrantCommon Stock 48,172 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000120 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,674

F1 · shares: These shares were issued as 50% of Mr. Auld's PTI bonus earned for the six-months ended March 31, 2021.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 265,674 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:32 UTC HORTON D R INC /DE/ DHI · Entity 3084 GrantRestricted Stock Unit · Derivative 12,835 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000098 · edgar.xml · derivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,835

Underlying: Common Stock · 12,835 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 17, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 17, 2022.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:20 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Units · Derivative 9,487 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000077 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,973

Underlying: Common Stock · 9,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.

F4 · derivative.expiration_date: On March 12, 2020, the reporting person was granted 28,460 restricted stock units, vesting in three annual installments beginning March 12, 2021.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:20 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 3,197 $80.69 $257,965.93
Disclosure

SEC source: 0000882184-21-000077 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,502

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 9,487 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 12, 2020.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 217,502 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:20 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 9,487 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-21-000077 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:06 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Units · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-21-000059 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

F4 · derivative.expiration_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:06 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 2,204 $79.01 $174,138.04
Disclosure

SEC source: 0000882184-21-000059 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,212

F2 · kind: These shares were surrendered to issuer to cover tax obligations of the 9,000 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 7, 2018.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 211,212 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:06 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 9,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-21-000059 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
December 16, 2020 Filed Oct 30, 2024 18:30 UTC Amendment HORTON D R INC /DE/ DHI · Entity 3084 GiftCommon Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018105 · form4a.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,271

F1 · kind: This transaction involved a gift of securities to an unaffiliated charitable account on December 16, 2020. Mr. Auld disclaims beneficial ownership of the shares gifted.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 756,271 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.

Read SEC document
November 26, 2020 Filed Dec 1, 2020 01:25 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 11,283 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000157 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

Underlying: Common Stock · 11,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

F4 · derivative.expiration_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

Read SEC document
November 26, 2020 Filed Dec 1, 2020 01:25 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 4,440 $76.06 $337,706.40
Disclosure

SEC source: 0000882184-20-000157 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,416

F3 · kind: These shares were surrendered to issuer to cover tax obligations of the 11,283 shares of DHI common stock issued upon the vesting of the restricted stock units awarded November 26, 2018.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 204,416 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
November 26, 2020 Filed Dec 1, 2020 01:25 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 11,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-20-000157 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:15 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 68,863 $72.85 $5,016,669.55
Disclosure

SEC source: 0000882184-20-000135 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,573

F1 · kind: These shares were surrendered to issuer to cover tax obligations of the 175,000 shares of DHI common stock issued in settlement of performance restricted stock units awarded November 2, 2017 and paid on November 3, 2020.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 197,573 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:04 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000122 · edgar.xml · derivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,000 shares

Expires 2020-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:04 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000122 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents settlement in common stock of restricted stock units awarded November 2, 2017.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F3 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 266,436 shares of DHI common stock and indirectly holds 211,200 shares of DHI Common Stock.

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March 12, 2020 Filed Mar 13, 2020 19:57 UTC HORTON D R INC /DE/ DHI · Entity 3084 GrantRestricted Stock Unit · Derivative 28,460 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000077 · edgar.xml · derivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,460

Underlying: Common Stock · 28,460 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 12, 2021.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 12, 2021.

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March 12, 2020 Filed Mar 13, 2020 19:57 UTC HORTON D R INC /DE/ DHI · Entity 3084 GiftCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000077 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,436

F1 · kind: This transaction involved gifts of securities to the trusts of Mr. Auld's four adult children. These adult children live outside Mr. Auld's household. Mr. Auld disclaims beneficial ownership of the shares gifted.

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March 06, 2020 Filed Mar 9, 2020 22:49 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000056 · edgar.xml · derivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F3 · derivative.exercise_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

F3 · derivative.expiration_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

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March 06, 2020 Filed Mar 9, 2020 22:49 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 9,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-20-000056 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 211,436 shares of DHI common stock and indirectly holds 151,200 shares of DHI Common Stock.

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February 14, 2020 Filed Feb 18, 2020 23:38 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 11,283 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000032 · edgar.xml · derivative · entry 5

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F5 · derivative.exercise_date: On February 14, 2017, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning February 14, 2018.

F5 · derivative.expiration_date: On February 14, 2017, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning February 14, 2018.

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February 14, 2020 Filed Feb 18, 2020 23:38 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 11,283 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-20-000032 · edgar.xml · nonDerivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit converts into one share of DHI common stock.

F4 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 202,436 shares of DHI common stock and indirectly holds 151,200 shares of DHI Common Stock.

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December 18, 2019 Filed Feb 18, 2020 23:38 UTC HORTON D R INC /DE/ DHI · Entity 3084 GiftCommon Stock 26,643 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000032 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,153

F2 · kind: This transaction involved a gift of securities to an outside entity. Mr. Auld disclaims beneficial ownership of the shares gifted.

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November 26, 2019 Filed Nov 29, 2019 18:24 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 11,284 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000158 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,566

Underlying: Common Stock · 11,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F4 · derivative.exercise_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

F4 · derivative.expiration_date: On November 26, 2018, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning November 26, 2019.

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November 26, 2019 Filed Nov 29, 2019 18:24 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 4,441 $55.39 $245,986.99
Disclosure

SEC source: 0000882184-19-000158 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,796

F3 · kind: These shares were surrendered to issuer to cover tax obligations of the 11,284 shares of DHI common stock issued upon the vesting of the restricted stock units awarded November 26, 2018.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 317,796 shares of DHI common stock and indirectly holds 101,200 shares of DHI Common Stock.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 18:24 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 11,284 Not disclosed Not disclosed
Disclosure

SEC source: 0000882184-19-000158 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converts into one share of DHI common stock.

Read SEC document
November 21, 2019 Filed Feb 18, 2020 23:38 UTC HORTON D R INC /DE/ DHI · Entity 3084 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-20-000032 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,796

F1 · kind: This transaction involved gifts of securities to the trusts of Mr. Auld's four adult children. These adult children live outside Mr. Auld's household. Mr. Auld disclaims beneficial ownership of the shares gifted.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:17 UTC HORTON D R INC /DE/ DHI · Entity 3084 Tax withholdingCommon Stock 50,000 $54.14 $2,707,000.00
Disclosure

SEC source: 0000882184-19-000142 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,953

F1 · kind: These shares were surrendered to issuer to cover tax obligations of the 150,000 shares of DHI common stock issued in settlement of performance restricted stock units awarded November 2, 2016 and paid on November 6, 2019.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 310,953 shares of DHI common stock and indirectly holds 101,200 shares of DHI Common Stock.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 01:51 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000123 · edgar.xml · derivative · entry 4

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2019-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 01:51 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000123 · edgar.xml · nonDerivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents settlement in common stock of restricted stock units awarded November 2, 2016.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 360,953 shares of DHI common stock and indirectly holds 101,200 shares of DHI Common Stock.

Read SEC document
October 01, 2019 Filed Nov 9, 2019 01:51 UTC HORTON D R INC /DE/ DHI · Entity 3084 OtherCommon Stock 101,200 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000123 · edgar.xml · nonDerivative · entry 3

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trusts of Mr. Auld's children.

Disclosed balance after: 101,200

F5 · kind: This transaction involved gifts of securities to the trusts of two of Mr. Auld's adult children that live outside of Mr. Auld's household. Mr. Auld disclaims beneficial ownership of the shares gifted as the Trustee of the two trusts.

F5 · price: This transaction involved gifts of securities to the trusts of two of Mr. Auld's adult children that live outside of Mr. Auld's household. Mr. Auld disclaims beneficial ownership of the shares gifted as the Trustee of the two trusts.

F2 · balance_after: Following all transactions listed on this Form 4, Mr. Auld owns directly 360,953 shares of DHI common stock and indirectly holds 101,200 shares of DHI Common Stock.

Read SEC document
October 01, 2019 Filed Nov 9, 2019 01:51 UTC HORTON D R INC /DE/ DHI · Entity 3084 GiftCommon Stock 202,400 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000123 · edgar.xml · nonDerivative · entry 1

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,953

F1 · shares: This transaction involved gifts of securities to the trusts of Mr. Auld's four adult children. These adult children live outside Mr. Auld's household. Mr. Auld disclaims beneficial ownership of the shares gifted.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:06 UTC HORTON D R INC /DE/ DHI · Entity 3084 Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0000882184-19-000078 · edgar.xml · derivative · entry 2

Auld David V · CIK 0001592026 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of DHI common stock.

F2 · derivative.exercise_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

F2 · derivative.expiration_date: On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.