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von Althann Natica

Disclosed activity across 2 companies

Tapewire entity
51699
SEC CIK
0001477502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FUELCELL ENERGY INCFCEL · Entity 4760DirectorApril 21, 2026April 22, 2026
PPL CorpPPL · Entity 346DirectorApril 01, 2026April 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FUELCELL ENERGY INC

Report date April 21, 2026 · Filed April 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,988 Reported balance After 2026-04-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-21 · Exercise / conversion · Acquired 23,859 · Balance 23,988

F1: Restricted stock units (RSUs") were converted into common stock on a one-for-one basis.

F2: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

Director Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-21 · Exercise / conversion · Disposed 23,859 · Balance 0

F1: Restricted stock units (RSUs") were converted into common stock on a one-for-one basis.

F3: These RSUs (i) vested on April 21, 2026, and (ii) were settled in shares of the Company's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs") were converted into common stock on a one-for-one basis.

F2: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

F3: These RSUs (i) vested on April 21, 2026, and (ii) were settled in shares of the Company's common stock.

PPL Corp

Report date April 01, 2026 · Filed April 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Unit (DDCP)SEC Table II · derivative / convertible securityDirect107,614.287 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 1,140.214 · Balance 107,614.287

F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2: Total includes the reinvestment of dividends.

Filing footnotes · ownership attribution and instrument terms

F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2: Total includes the reinvestment of dividends.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 2, 2020 19:48 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,431.298 $26.20 $37,500.01
Disclosure

SEC source: 0001209191-20-040184 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,501.368

Underlying: Common Stock · 1,431.298 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:18 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantDirector Restricted Stock Unit · Derivative 23,810 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011816 · doc1.xml · derivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 23,810 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: The reporting person has elected to defer receipt of the restricted stock units until the reporting person's separation from service as a director, subject to vesting requirements.

F3 · derivative.expiration_date: The reporting person has elected to defer receipt of the restricted stock units until the reporting person's separation from service as a director, subject to vesting requirements.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:42 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionDirector Restricted Stock Unit · Derivative 14,367 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007870 · doc1.xml · derivative · entry 3

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F2 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F2 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:42 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 5,642 $1.50 $8,463.00
Disclosure

SEC source: 0001567619-20-007870 · doc1.xml · nonDerivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:42 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 14,367 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007870 · doc1.xml · nonDerivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 24, 2020 20:12 UTC Amendment FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionDirector Restricted Stock Unit · Derivative 14,367 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008402 · doc1.xml · derivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F3 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 09, 2020 Filed Apr 24, 2020 20:12 UTC Amendment FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 14,367 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008402 · doc1.xml · nonDerivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Form 4 filed on April 13, 2020 reported that shares were withheld upon the vesting of certain Director Restricted Stock Units. Because those shares were withheld due to an inadvertent error and the withholding transaction has been reversed, this amendment is being filed to remove the reference to such withholding transaction and to properly report the number of shares vested and held by the reporting person.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 14:47 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,637.555 $22.90 $37,500.01
Disclosure

SEC source: 0001209191-20-022947 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,180.193

Underlying: Common Stock · 1,637.555 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 18:23 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,058.724 $35.42 $37,500.00
Disclosure

SEC source: 0001209191-20-001575 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571.795

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 12:48 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,117.854 $31.31 $35,000.01
Disclosure

SEC source: 0001209191-19-051991 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,908.545

Underlying: Common Stock · 1,117.854 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:07 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,144.539 $30.58 $35,000.00
Disclosure

SEC source: 0001209191-19-040078 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,130.24

Underlying: Common Stock · 1,144.539 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantDirector Restricted Stock Unit · Derivative 172,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006569 · doc4.xml · derivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock · 172,414 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F3 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantDeferred Common Stock Units · Derivative 189,655 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006569 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,655

Underlying: Common Stock · 189,655 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:41 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,106.195 $31.64 $35,000.01
Disclosure

SEC source: 0001209191-19-022564 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333.718

Underlying: Common Stock · 1,106.195 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:07 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,245.109 $28.11 $35,000.01
Disclosure

SEC source: 0001209191-19-001707 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,619.727

Underlying: Common Stock · 1,245.109 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:13 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,188.859 $29.44 $35,000.01
Disclosure

SEC source: 0001209191-18-053094 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,722.318

Underlying: Common Stock · 1,188.859 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:16 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,217.815 $28.74 $35,000.00
Disclosure

SEC source: 0001209191-18-040748 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,935.511

Underlying: Common Stock · 1,217.815 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:24 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantDeferred Common Stock Units · Derivative 37,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007564 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,921

Underlying: Common Stock · 37,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F2 · shares: For services rendered as director

F1 · price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F1 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F1 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 14:55 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,247.327 $28.06 $35,000.00
Disclosure

SEC source: 0001209191-18-023418 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,130.929

Underlying: Common Stock · 1,247.327 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:52 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 1,143.791 $30.60 $35,000.00
Disclosure

SEC source: 0001209191-18-000652 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,309.233

Underlying: Common Stock · 1,143.791 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:00 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 861.612 $37.72 $32,500.00
Disclosure

SEC source: 0001209191-17-055661 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,679.062

Underlying: Common Stock · 861.612 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 13:32 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 849.007 $38.28 $32,499.99
Disclosure

SEC source: 0001209191-17-043884 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,435.897

Underlying: Common Stock · 849.007 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:34 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantCommon Stock 18,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007879 · doc4.xml · nonDerivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

F1 · shares: For services rendered as director

F1 · price: For services rendered as director

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:44 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 875.775 $37.11 $32,500.01
Disclosure

SEC source: 0001209191-17-025549 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,223.43

Underlying: Common Stock · 875.775 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:03 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 955.04 $34.03 $32,500.01
Disclosure

SEC source: 0001209191-17-001801 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,985.908

Underlying: Common Stock · 955.04 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 12:27 UTC PPL Corp PPL · Entity 346 GrantStock Unit (DDCP) · Derivative 957.29 $33.95 $32,500.00
Disclosure

SEC source: 0001209191-16-144753 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,666.099

Underlying: Common Stock · 957.29 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.