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person · Reporting owner

HENNESSY DANIEL J

Disclosed activity across 14 companies

Tapewire entity
51661
SEC CIK
0001519536

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Appreciate Holdings, Inc.PTICU · Entity 10824210% ownerDecember 03, 2020December 04, 2020
Blue Bird CorpBLBD · Entity 4539DirectorSeptember 04, 2018September 05, 2018
Compass Digital Acquisition Corp.CDAQ · Entity 88726Director · 10% ownerJuly 24, 2024July 26, 2024
Daseke, Inc.DSKE · Entity 92403DirectorJune 01, 2021June 02, 2021
Global Technology Acquisition Corp. IGTAC · Entity 9166710% ownerApril 19, 2024April 29, 2024
HENNESSY CAPITAL INVESTMENT CORP. VHCACU · Entity 143773Director · Chief Executive Officer · 10% ownerJanuary 14, 2021January 15, 2021
Hennessy Capital Investment Corp. VIIIHCIC · Entity 5763Director · Chairman and CEO · 10% ownerFebruary 04, 2026February 09, 2026
Innventure, Inc.INV · Entity 6768DirectorApril 20, 2026April 22, 2026
ONE Nuclear Energy Inc.ONEN · Entity 6293DirectorSeptember 23, 2026September 23, 2026
Porch Group, Inc.PTACU · Entity 452710% ownerNovember 21, 2019November 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Appreciate Holdings, Inc.

Report date December 03, 2020 · Filed December 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2020-12-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-249477) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments and have no expiration date.

F2: These shares represent the Class B common stock held by HC PropTech Partners II LLC (the "Sponsor"), acquired pursuant to a subscription agreement between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. HC PropTech II LLC is the managing member of the Sponsor and each of Thomas D. Hennessy, M. Joseph Beck and Daniel J. Hennessy are the managing members of HC PropTech II LLC.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-249477) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments and have no expiration date.

F2: These shares represent the Class B common stock held by HC PropTech Partners II LLC (the "Sponsor"), acquired pursuant to a subscription agreement between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. HC PropTech II LLC is the managing member of the Sponsor and each of Thomas D. Hennessy, M. Joseph Beck and Daniel J. Hennessy are the managing members of HC PropTech II LLC.

Blue Bird Corp

Report date September 04, 2018 · Filed September 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,053 Reported balance After 2018-09-04 transaction · row 1
1 source row

Row 1 · 2018-09-04 · Sale · Disposed 27,887 · Balance 5,053

Compass Digital Acquisition Corp.

Report date July 24, 2024 · Filed July 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote2,260,941 Reported balance After 2024-07-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-07-24 · Conversion · Acquired 1,867,604 · Balance 2,260,941

F1: The Class B Ordinary Shares are convertible, at the option of the holder, into Class A Ordinary Shares on a one-for-one basis, for no additional consideration, and have no expiration date. On July 24, 2024, the Reporting Person elected to convert 1,867,604 Class B Ordinary Shares held by him into 1,867,604 Class A Ordinary Shares.

F2: HCG Opportunity, LLC ("HCG Opportunity") is the record holder of the securities reported herein. HCG Opportunity MM, LLC ("HCG Opportunity MM") is the sole member of HCG Opportunity. The Reporting Person is a co-managing member of HCG Opportunity MM, serves on the Issuer's board of directors and disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee footnote832,095 Reported balance After 2024-07-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-07-24 · Conversion · Disposed 1,867,604 · Balance 832,095

F1: The Class B Ordinary Shares are convertible, at the option of the holder, into Class A Ordinary Shares on a one-for-one basis, for no additional consideration, and have no expiration date. On July 24, 2024, the Reporting Person elected to convert 1,867,604 Class B Ordinary Shares held by him into 1,867,604 Class A Ordinary Shares.

F2: HCG Opportunity, LLC ("HCG Opportunity") is the record holder of the securities reported herein. HCG Opportunity MM, LLC ("HCG Opportunity MM") is the sole member of HCG Opportunity. The Reporting Person is a co-managing member of HCG Opportunity MM, serves on the Issuer's board of directors and disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are convertible, at the option of the holder, into Class A Ordinary Shares on a one-for-one basis, for no additional consideration, and have no expiration date. On July 24, 2024, the Reporting Person elected to convert 1,867,604 Class B Ordinary Shares held by him into 1,867,604 Class A Ordinary Shares.

F2: HCG Opportunity, LLC ("HCG Opportunity") is the record holder of the securities reported herein. HCG Opportunity MM, LLC ("HCG Opportunity MM") is the sole member of HCG Opportunity. The Reporting Person is a co-managing member of HCG Opportunity MM, serves on the Issuer's board of directors and disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Daseke, Inc.

Report date June 01, 2021 · Filed June 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect675,907 Reported balance After 2021-06-01 transaction · row 1
1 source row

Row 1 · 2021-06-01 · Exercise / conversion · Acquired 18,083 · Balance 675,907

F1: The Reporting Person received 18,083 restricted stock units ("RSUs"), which convert into shares of the Issuer's common stock on a one-for-one basis, on June 1, 2020. These RSUs fully vested on June 1, 2021 and were settled in shares of the Issuer's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-01 · Exercise / conversion · Disposed 18,083 · Balance 0

F2: Each RSU represents a contigent right to receive one share of the Issuer's common stock.

F1: The Reporting Person received 18,083 restricted stock units ("RSUs"), which convert into shares of the Issuer's common stock on a one-for-one basis, on June 1, 2020. These RSUs fully vested on June 1, 2021 and were settled in shares of the Issuer's common stock.

F3: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received 18,083 restricted stock units ("RSUs"), which convert into shares of the Issuer's common stock on a one-for-one basis, on June 1, 2020. These RSUs fully vested on June 1, 2021 and were settled in shares of the Issuer's common stock.

F2: Each RSU represents a contigent right to receive one share of the Issuer's common stock.

F3: Not applicable.

Global Technology Acquisition Corp. I

Report date April 19, 2024 · Filed April 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2024-04-19 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B Ordinary Shares will automatically convert into Class A Ordinary Shares at the time of the Issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2: These shares are held directly by HCG Opportunity II, LLC ("HCG Opportunity II"). HCG Opportunity II MM, LLC ("HCG Opportunity II MM") is the sole member of HCG Opportunity II. The reporting person is a co-manager of HCG Opportunity II MM and disclaims beneficial ownership of the shares held by HCG Opportunity II except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares will automatically convert into Class A Ordinary Shares at the time of the Issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to adjustment, and have no expiration date.

F2: These shares are held directly by HCG Opportunity II, LLC ("HCG Opportunity II"). HCG Opportunity II MM, LLC ("HCG Opportunity II MM") is the sole member of HCG Opportunity II. The reporting person is a co-manager of HCG Opportunity II MM and disclaims beneficial ownership of the shares held by HCG Opportunity II except to the extent of his pecuniary interest therein.

HENNESSY CAPITAL INVESTMENT CORP. V

Report date January 14, 2021 · Filed January 15, 2021

Jointly reported with Hennessy Capital Partners V LLC, Hennessy Capital Group LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2021-01-14 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251609) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: These shares of Class B common stock are held by Hennessy Capital Partners V LLC ("HCP"), acquired pursuant to a subscription agreement dated as of October 6, 2020 by and among HCP and the registrant. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of Hennessy Capital LLC, the sole managing member of HCP. Mr. Hennessy has sole voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. These shares include an aggregate of 1,125,000 shares that are subject to forfeiture to the extent that the underwriters do not exercise their over-allotment option in connection with the registrant's initial public offering in full. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251609) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: These shares of Class B common stock are held by Hennessy Capital Partners V LLC ("HCP"), acquired pursuant to a subscription agreement dated as of October 6, 2020 by and among HCP and the registrant. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the registrant, is the sole managing member of Hennessy Capital LLC, the sole managing member of HCP. Mr. Hennessy has sole voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. These shares include an aggregate of 1,125,000 shares that are subject to forfeiture to the extent that the underwriters do not exercise their over-allotment option in connection with the registrant's initial public offering in full. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

Hennessy Capital Investment Corp. VIII

Report date February 04, 2026 · Filed February 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectSee Explanation of Responses671,000 Reported balance After 2026-02-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-02-06 · Purchase · Acquired 671,000 · Balance 671,000

F1: Reflects the 671,000 Class A ordinary shares of the registrant that are included in the 671,000 private placement units of the registrant purchased by HC VIII Sponsor LLC ("Sponsor"). Each private placement unit consists of one Class A ordinary share and one right to receive one-twelfth (1/12) of one Class A ordinary share upon the consummation of an initial business combination.

F2: Sponsor is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the registrant's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the registrant's President and a director, are the managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Class B ordinary sharesSEC Table II · derivative / convertible securityIndirectSee Explanation of Responses9,512,515 Reported balance After 2026-02-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-04 · Other · Acquired 1,782,086 · Balance 9,512,515

F3: As described in the registrant's Registration Statement on Form S-1 (File No. 333-291924) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the registrant's initial business combination, or at any time prior thereto at the option of the holder thereof, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.

F4: Represents Class B ordinary shares issued by the registrant to Sponsor through a share dividend.

F2: Sponsor is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the registrant's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the registrant's President and a director, are the managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 671,000 Class A ordinary shares of the registrant that are included in the 671,000 private placement units of the registrant purchased by HC VIII Sponsor LLC ("Sponsor"). Each private placement unit consists of one Class A ordinary share and one right to receive one-twelfth (1/12) of one Class A ordinary share upon the consummation of an initial business combination.

F2: Sponsor is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the registrant's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the registrant's President and a director, are the managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

F3: As described in the registrant's Registration Statement on Form S-1 (File No. 333-291924) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the registrant's initial business combination, or at any time prior thereto at the option of the holder thereof, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.

F4: Represents Class B ordinary shares issued by the registrant to Sponsor through a share dividend.

Innventure, Inc.

Report date April 20, 2026 · Filed April 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect182,358 Reported balance After 2026-04-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-20 · Sale · Disposed 582,139 · Balance 182,358

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.85, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.85, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

ONE Nuclear Energy Inc.

Report date September 23, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectSee Explanation of Responses5,744,999 Last balance in matching sequence After 2026-09-23 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-23 · Exercise / conversion · Acquired 5,203,333 · Balance 5,703,333

F1: Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

F3: Pursuant to the Merger Agreement, immediately after the Sponsor Share Conversion, the Predecessor Issuer transferred by way of continuation and deregistration to and domesticated as a Delaware corporation (such continuation and domestication, the "Domestication"). In connection with, and after giving effect to, the Domestication, each then issued and outstanding Class A Ordinary Share converted automatically, on a one-for-one basis, into one share of common stock, par value $0.0001 per share, of the Successor Issuer (each, a "Successor Share"), and the Successor Issuer became the successor issuer to the Predecessor Issuer. The conversion of the Class A Ordinary Shares into Successor Shares did not alter the proportionate interests of the security holders, and accordingly the conversion is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2: Pursuant to the Merger Agreement, on the Closing Date prior to the Closing, each then issued and outstanding Class B ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class B Ordinary Share") converted (the "Sponsor Share Conversion") automatically, on a one-for-one basis, into one Class A ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class A Ordinary Share").

F4: HC VII Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the Predecessor Issuer's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the Predecessor Issuer's President, Chief Operating Officer and a director, are the sole managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Row 2 · 2026-09-23 · Exercise / conversion · Acquired 41,666 · Balance 5,744,999

F1: Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

F3: Pursuant to the Merger Agreement, immediately after the Sponsor Share Conversion, the Predecessor Issuer transferred by way of continuation and deregistration to and domesticated as a Delaware corporation (such continuation and domestication, the "Domestication"). In connection with, and after giving effect to, the Domestication, each then issued and outstanding Class A Ordinary Share converted automatically, on a one-for-one basis, into one share of common stock, par value $0.0001 per share, of the Successor Issuer (each, a "Successor Share"), and the Successor Issuer became the successor issuer to the Predecessor Issuer. The conversion of the Class A Ordinary Shares into Successor Shares did not alter the proportionate interests of the security holders, and accordingly the conversion is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F7: Pursuant to the Merger Agreement, each twelve Successor Rights were automatically surrendered in exchange for one Successor Share at the Closing.

F4: HC VII Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the Predecessor Issuer's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the Predecessor Issuer's President, Chief Operating Officer and a director, are the sole managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Class B ordinary sharesSEC Table II · derivative / convertible securityIndirectSee Explanation of Responses0 Reported balance After 2026-09-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-23 · Exercise / conversion · Disposed 5,203,333 · Balance 0

F1: Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

F2: Pursuant to the Merger Agreement, on the Closing Date prior to the Closing, each then issued and outstanding Class B ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class B Ordinary Share") converted (the "Sponsor Share Conversion") automatically, on a one-for-one basis, into one Class A ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class A Ordinary Share").

F5: Amount has been adjusted to reflect the forfeiture of 375,000 Class B Ordinary Shares for no further consideration on January 21, 2025, upon the expiration of the underwriters' over-allotment option, which was partially exercised in connection with the Predecessor Issuer's initial public offering. Such forfeiture was exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Exchange Act.

F3: Pursuant to the Merger Agreement, immediately after the Sponsor Share Conversion, the Predecessor Issuer transferred by way of continuation and deregistration to and domesticated as a Delaware corporation (such continuation and domestication, the "Domestication"). In connection with, and after giving effect to, the Domestication, each then issued and outstanding Class A Ordinary Share converted automatically, on a one-for-one basis, into one share of common stock, par value $0.0001 per share, of the Successor Issuer (each, a "Successor Share"), and the Successor Issuer became the successor issuer to the Predecessor Issuer. The conversion of the Class A Ordinary Shares into Successor Shares did not alter the proportionate interests of the security holders, and accordingly the conversion is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F4: HC VII Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the Predecessor Issuer's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the Predecessor Issuer's President, Chief Operating Officer and a director, are the sole managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Rights to receive Class A ordinary sharesSEC Table II · derivative / convertible securityIndirectSee Explanation of Responses0 Reported balance After 2026-09-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-23 · Exercise / conversion · Disposed 500,000 · Balance 0

F1: Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

F6: Pursuant to the Merger Agreement, in connection with, and after giving effect to, the Domestication, each then issued and outstanding right (each, a "Predecessor Right") that were automatically convertible into one-twelfth (1/12) of one Class A Ordinary Share upon consummation of the Predecessor's initial business combination converted automatically into a right to acquire one-twelfth (1/12) of one Successor Share (each, a "Successor Right"). The conversion of Predecessor Rights into Successor Rights did not alter the proportionate interests of the rights holders, and accordingly the conversion is exempt from Section 16 of the Exchange Act.

F7: Pursuant to the Merger Agreement, each twelve Successor Rights were automatically surrendered in exchange for one Successor Share at the Closing.

F3: Pursuant to the Merger Agreement, immediately after the Sponsor Share Conversion, the Predecessor Issuer transferred by way of continuation and deregistration to and domesticated as a Delaware corporation (such continuation and domestication, the "Domestication"). In connection with, and after giving effect to, the Domestication, each then issued and outstanding Class A Ordinary Share converted automatically, on a one-for-one basis, into one share of common stock, par value $0.0001 per share, of the Successor Issuer (each, a "Successor Share"), and the Successor Issuer became the successor issuer to the Predecessor Issuer. The conversion of the Class A Ordinary Shares into Successor Shares did not alter the proportionate interests of the security holders, and accordingly the conversion is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F4: HC VII Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the Predecessor Issuer's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the Predecessor Issuer's President, Chief Operating Officer and a director, are the sole managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the business combination agreement dated October 22, 2025 (the "Merger Agreement"), among other things, at the closing of the transactions contemplated thereby (the "Closing," and the date on which the Closing occurred, the "Closing Date") and following the Domestication (as defined below), Hennessy Capital Investment Corp. VII, a Cayman Islands exempted company with limited liability (the "Predecessor Issuer"), was renamed "ONE Nuclear Energy Inc." ("Successor Issuer") and consummated its initial business combination with ONE Nuclear Energy LLC, a Delaware limited liability company ("ONE Nuclear"), with ONE Nuclear being the surviving company. Following the Closing, ONE Nuclear became a direct wholly-owned subsidiary of the Successor Issuer.

F2: Pursuant to the Merger Agreement, on the Closing Date prior to the Closing, each then issued and outstanding Class B ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class B Ordinary Share") converted (the "Sponsor Share Conversion") automatically, on a one-for-one basis, into one Class A ordinary share, par value $0.0001 per share, of the Predecessor Issuer (each a "Class A Ordinary Share").

F3: Pursuant to the Merger Agreement, immediately after the Sponsor Share Conversion, the Predecessor Issuer transferred by way of continuation and deregistration to and domesticated as a Delaware corporation (such continuation and domestication, the "Domestication"). In connection with, and after giving effect to, the Domestication, each then issued and outstanding Class A Ordinary Share converted automatically, on a one-for-one basis, into one share of common stock, par value $0.0001 per share, of the Successor Issuer (each, a "Successor Share"), and the Successor Issuer became the successor issuer to the Predecessor Issuer. The conversion of the Class A Ordinary Shares into Successor Shares did not alter the proportionate interests of the security holders, and accordingly the conversion is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F4: HC VII Sponsor LLC ("Sponsor") is the record holder of the securities reported herein. Hennessy Capital Group LLC is the sole manager of Sponsor. Daniel J. Hennessy, the Predecessor Issuer's Chairman and Chief Executive Officer, and Thomas D. Hennessy, the Predecessor Issuer's President, Chief Operating Officer and a director, are the sole managing members of Hennessy Capital Group LLC. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by Sponsor and have shared voting and dispositive control over such securities. Mr. Daniel Hennessy disclaims beneficial ownership over any securities owned by Sponsor in which he does not have any pecuniary interest.

F5: Amount has been adjusted to reflect the forfeiture of 375,000 Class B Ordinary Shares for no further consideration on January 21, 2025, upon the expiration of the underwriters' over-allotment option, which was partially exercised in connection with the Predecessor Issuer's initial public offering. Such forfeiture was exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Exchange Act.

F6: Pursuant to the Merger Agreement, in connection with, and after giving effect to, the Domestication, each then issued and outstanding right (each, a "Predecessor Right") that were automatically convertible into one-twelfth (1/12) of one Class A Ordinary Share upon consummation of the Predecessor's initial business combination converted automatically into a right to acquire one-twelfth (1/12) of one Successor Share (each, a "Successor Right"). The conversion of Predecessor Rights into Successor Rights did not alter the proportionate interests of the rights holders, and accordingly the conversion is exempt from Section 16 of the Exchange Act.

F7: Pursuant to the Merger Agreement, each twelve Successor Rights were automatically surrendered in exchange for one Successor Share at the Closing.

Porch Group, Inc.

Report date November 21, 2019 · Filed November 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2019-11-21 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-234512) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments and have no expiration date.

F2: These shares represent the Class B common stock held by HC PropTech Partners I LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 562,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. The reporting person is one of the three managing members of HC Proptech LLC, the managing member of the Sponsor, and may be deemed to have shared beneficial ownership of the founder shares held by the Sponsor. The reporting person disclaims beneficial ownership over any securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-234512) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis subject to certain adjustments and have no expiration date.

F2: These shares represent the Class B common stock held by HC PropTech Partners I LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 562,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. The reporting person is one of the three managing members of HC Proptech LLC, the managing member of the Sponsor, and may be deemed to have shared beneficial ownership of the founder shares held by the Sponsor. The reporting person disclaims beneficial ownership over any securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Canoo Inc.

Report date December 21, 2020 · Filed December 24, 2020

Jointly reported with Hennessy Capital Partners IV LLC, Hennessy Capital Group LLC

Section 16 reporting ended · disclosed 2020-12-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote500,000 Reported balance After 2020-12-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-12-21 · Purchase · Acquired 500,000 · Balance 500,000

F6: Represents shares of Class A common stock of the registrant purchased by Hennessy Capital SPV II LLC ("SPV") in a private placement in connection with the registrant's initial business combination. Daniel J. Hennessy is the sole managing member of SPV. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by SPV and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2020-12-21 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-12-21 · Exercise / conversion · Acquired 5,656,820 · Balance 6,156,820

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 3 · 2020-12-21 · Other · Disposed 6,156,820 · Balance 0

F4: Represents the pro rata distribution of the shares of Class A common stock of the registrant held by HCP and SPV (as defined below) to all of the members of the reporting person or their permitted transferees.

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityDirect3,308,941 Reported balance After 2020-12-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-12-21 · Other · Disposed 2,347,879 · Balance 3,308,941

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2: As contemplated by the sponsor warrant exchange and share cancellation agreement (the "Agreement"), dated August 17, 2020, between the registrant and Hennessy Capital Partners IV LLC ("HCP"), 2,347,879 shares of Class B common stock held by HCP were returned to the registrant for no consideration and cancelled.

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityDirect5,656,820 Reported balance After 2020-12-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-12-21 · Other · Acquired 2,347,879 · Balance 5,656,820

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F3: As contemplated by the Agreement, HCP exchanged 11,739,394 warrants of the registrant for 2,347,879 shares of the registrant's Class B common stock

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-12-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-12-21 · Exercise / conversion · Disposed 5,656,820 · Balance 0

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-229608) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2: As contemplated by the sponsor warrant exchange and share cancellation agreement (the "Agreement"), dated August 17, 2020, between the registrant and Hennessy Capital Partners IV LLC ("HCP"), 2,347,879 shares of Class B common stock held by HCP were returned to the registrant for no consideration and cancelled.

F3: As contemplated by the Agreement, HCP exchanged 11,739,394 warrants of the registrant for 2,347,879 shares of the registrant's Class B common stock

F4: Represents the pro rata distribution of the shares of Class A common stock of the registrant held by HCP and SPV (as defined below) to all of the members of the reporting person or their permitted transferees.

F5: Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6: Represents shares of Class A common stock of the registrant purchased by Hennessy Capital SPV II LLC ("SPV") in a private placement in connection with the registrant's initial business combination. Daniel J. Hennessy is the sole managing member of SPV. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by SPV and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

NRC GROUP HOLDINGS CORP.

Report date November 01, 2019 · Filed November 01, 2019

Section 16 reporting ended · disclosed 2019-11-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-01 transaction · row 1
1 source row

Row 1 · 2019-11-01 · Disposition to issuer · Disposed 1,271,961 · Balance 0

F1: Pursuant to the merger agreement between NRC Group Holdings Corp. (the "Issuer"), US Ecology, Inc., US Ecology Parent, Inc. ("Holdco"), Rooster Merger Sub, Inc. and ECOL Merger Sub, Inc. (the "Merger Agreement"), each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the mergers (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 0.196 of a share of Holdco common stock for each share of the Issuer's common stock and (2) any cash in lieu of fractional shares of Holdco common stock. The Holdco common stock had a market value of approximately $62.23 per share at the close of market immediately prior to the Effective Time.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.25 · Expires 2029-04-05Direct0 Reported balance After 2019-11-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-01 · Disposition to issuer · Acquired 25,000 · Balance 0

F2: This option, which provided for vesting in three substantially equal annual installments beginning October 17, 2019, was assumed by Holdco in the merger and replaced with an option to purchase 4,900 shares of Holdco common stock at an exercise price of $52.30 per share in accordance with the terms of the Merger Agreement. This option was subject to accelerated vesting and became immediately vested and exercisable at the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the merger agreement between NRC Group Holdings Corp. (the "Issuer"), US Ecology, Inc., US Ecology Parent, Inc. ("Holdco"), Rooster Merger Sub, Inc. and ECOL Merger Sub, Inc. (the "Merger Agreement"), each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the mergers (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 0.196 of a share of Holdco common stock for each share of the Issuer's common stock and (2) any cash in lieu of fractional shares of Holdco common stock. The Holdco common stock had a market value of approximately $62.23 per share at the close of market immediately prior to the Effective Time.

F2: This option, which provided for vesting in three substantially equal annual installments beginning October 17, 2019, was assumed by Holdco in the merger and replaced with an option to purchase 4,900 shares of Holdco common stock at an exercise price of $52.30 per share in accordance with the terms of the Merger Agreement. This option was subject to accelerated vesting and became immediately vested and exercisable at the Effective Time.

Red Rock Acquisition Corp.

Report date June 05, 2025 · Filed June 09, 2025

Jointly reported with Hennessy Capital Partners VI LLC, Hennessy Capital Group LLC, Hennessy Thomas D

Section 16 reporting ended · disclosed 2025-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnote.0 Reported balance After 2025-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-05 · Disposition to issuer · Disposed 3,695,000 · Balance 0

F1: Pursuant to the Business Combination Agreement dated June 17, 2024, as amended, on June 5, 2025, the Issuer consummated its initial business combination with Namib Minerals ("PubCo"), with the Issuer surviving as a subsidiary of PubCo (the "Closing"). At the Closing, these securities were automatically cancelled in exchange for the right to receive ordinary shares of PubCo on a one-for-one basis.

F2: Amount has been adjusted to reflect the forfeiture of 7,544,318 shares of Class B common stock for no further consideration at the Closing pursuant to the Sponsor Letter Agreement, as amended and restated on April 14, 2025, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended.

F3: These shares of Class B common stock were held by Hennessy Capital Partners VI LLC ("HCP"). Daniel J. Hennessy, the Chairman of the Board and Chief Executive Officer of the Issuer, and Thomas D. Hennessy are the sole managing members of Hennessy Capital Group LLC, the managing member of HCP. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by HCP and have shared voting and dispositive control over such securities. Each of Mr. Daniel Hennessy and Mr. Thomas Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Business Combination Agreement dated June 17, 2024, as amended, on June 5, 2025, the Issuer consummated its initial business combination with Namib Minerals ("PubCo"), with the Issuer surviving as a subsidiary of PubCo (the "Closing"). At the Closing, these securities were automatically cancelled in exchange for the right to receive ordinary shares of PubCo on a one-for-one basis.

F2: Amount has been adjusted to reflect the forfeiture of 7,544,318 shares of Class B common stock for no further consideration at the Closing pursuant to the Sponsor Letter Agreement, as amended and restated on April 14, 2025, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended.

F3: These shares of Class B common stock were held by Hennessy Capital Partners VI LLC ("HCP"). Daniel J. Hennessy, the Chairman of the Board and Chief Executive Officer of the Issuer, and Thomas D. Hennessy are the sole managing members of Hennessy Capital Group LLC, the managing member of HCP. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by HCP and have shared voting and dispositive control over such securities. Each of Mr. Daniel Hennessy and Mr. Thomas Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

two

Report date March 27, 2024 · Filed March 30, 2024

Section 16 reporting ended · disclosed 2024-03-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote2,130,693 Reported balance After 2024-03-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-03-27 · Exercise / conversion · Acquired 2,130,693 · Balance 2,130,693

F3: Pursuant to the terms of the Business Combination Agreement, on the Closing Date, each outstanding Class A ordinary share of TWOA following the conversion described in footnote 1 above was exchanged for one newly issued ordinary share of LGA.

F1: On March 27, 2024 (the "Closing Date"), Logistic Properties of the Americas, a Cayman Islands exempted company ("LGA"), two, a Cayman Islands exempted company ("TWOA"), LatAm Logistic Properties, S.A., a company incorporated under the laws of Panama ("LLP"), consummated their previously announced business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated as of August 15, 2023 (the "Business Combination Agreement"), by and among LGA, TWOA, LLP and the other parties thereto. On the Closing Date, pursuant to the terms of the Business Combination Agreement, each outstanding Class B ordinary share of TWOA converted into a Class A ordinary share of TWOA at a conversion ratio of one Class B ordinary share for one Class A ordinary share.

F4: These shares are held by HC Proptech Partners III LLC (the "Sponsor"). HC PropTech III LLC is the managing member of the Sponsor and each of Thomas D. Hennessy and Daniel J. Hennessy are the managing members of HC PropTech III LLC.

Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2024-03-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-03-27 · Other · Disposed 2,130,693 · Balance 0

F2: In connection with the consummation of the Business Combination, 1,071,918 of the Class B ordinary shares of TWOA were forfeited by the reporting person to LGA for no consideration.

F3: Pursuant to the terms of the Business Combination Agreement, on the Closing Date, each outstanding Class A ordinary share of TWOA following the conversion described in footnote 1 above was exchanged for one newly issued ordinary share of LGA.

F4: These shares are held by HC Proptech Partners III LLC (the "Sponsor"). HC PropTech III LLC is the managing member of the Sponsor and each of Thomas D. Hennessy and Daniel J. Hennessy are the managing members of HC PropTech III LLC.

Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee Footnote2,130,693 Reported balance After 2024-03-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-03-27 · Other · Disposed 1,071,918 · Balance 2,130,693

F1: On March 27, 2024 (the "Closing Date"), Logistic Properties of the Americas, a Cayman Islands exempted company ("LGA"), two, a Cayman Islands exempted company ("TWOA"), LatAm Logistic Properties, S.A., a company incorporated under the laws of Panama ("LLP"), consummated their previously announced business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated as of August 15, 2023 (the "Business Combination Agreement"), by and among LGA, TWOA, LLP and the other parties thereto. On the Closing Date, pursuant to the terms of the Business Combination Agreement, each outstanding Class B ordinary share of TWOA converted into a Class A ordinary share of TWOA at a conversion ratio of one Class B ordinary share for one Class A ordinary share.

F2: In connection with the consummation of the Business Combination, 1,071,918 of the Class B ordinary shares of TWOA were forfeited by the reporting person to LGA for no consideration.

F4: These shares are held by HC Proptech Partners III LLC (the "Sponsor"). HC PropTech III LLC is the managing member of the Sponsor and each of Thomas D. Hennessy and Daniel J. Hennessy are the managing members of HC PropTech III LLC.

Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2024-03-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-27 · Exercise / conversion · Disposed 2,130,693 · Balance 0

F1: On March 27, 2024 (the "Closing Date"), Logistic Properties of the Americas, a Cayman Islands exempted company ("LGA"), two, a Cayman Islands exempted company ("TWOA"), LatAm Logistic Properties, S.A., a company incorporated under the laws of Panama ("LLP"), consummated their previously announced business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated as of August 15, 2023 (the "Business Combination Agreement"), by and among LGA, TWOA, LLP and the other parties thereto. On the Closing Date, pursuant to the terms of the Business Combination Agreement, each outstanding Class B ordinary share of TWOA converted into a Class A ordinary share of TWOA at a conversion ratio of one Class B ordinary share for one Class A ordinary share.

F3: Pursuant to the terms of the Business Combination Agreement, on the Closing Date, each outstanding Class A ordinary share of TWOA following the conversion described in footnote 1 above was exchanged for one newly issued ordinary share of LGA.

F4: These shares are held by HC Proptech Partners III LLC (the "Sponsor"). HC PropTech III LLC is the managing member of the Sponsor and each of Thomas D. Hennessy and Daniel J. Hennessy are the managing members of HC PropTech III LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On March 27, 2024 (the "Closing Date"), Logistic Properties of the Americas, a Cayman Islands exempted company ("LGA"), two, a Cayman Islands exempted company ("TWOA"), LatAm Logistic Properties, S.A., a company incorporated under the laws of Panama ("LLP"), consummated their previously announced business combination (the "Business Combination") pursuant to the Business Combination Agreement, dated as of August 15, 2023 (the "Business Combination Agreement"), by and among LGA, TWOA, LLP and the other parties thereto. On the Closing Date, pursuant to the terms of the Business Combination Agreement, each outstanding Class B ordinary share of TWOA converted into a Class A ordinary share of TWOA at a conversion ratio of one Class B ordinary share for one Class A ordinary share.

F2: In connection with the consummation of the Business Combination, 1,071,918 of the Class B ordinary shares of TWOA were forfeited by the reporting person to LGA for no consideration.

F3: Pursuant to the terms of the Business Combination Agreement, on the Closing Date, each outstanding Class A ordinary share of TWOA following the conversion described in footnote 1 above was exchanged for one newly issued ordinary share of LGA.

F4: These shares are held by HC Proptech Partners III LLC (the "Sponsor"). HC PropTech III LLC is the managing member of the Sponsor and each of Thomas D. Hennessy and Daniel J. Hennessy are the managing members of HC PropTech III LLC.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2018 Filed Oct 18, 2018 19:25 UTC NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 OtherCommon Stock 5,164,297 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 4

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees.

F5 · price: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees.

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 17, 2018 Filed Oct 18, 2018 19:25 UTC NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 OtherCommon Stock 126,953 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 3

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,164,297

F4 · kind: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors.

F4 · price: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors.

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 17, 2018 Filed Oct 18, 2018 19:25 UTC NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 PurchaseCommon Stock 1,920,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,291,250

F3 · kind: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock

F3 · price: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 17, 2018 Filed Oct 18, 2018 19:25 UTC NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 OtherCommon Stock 1,920,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,371,250

F1 · kind: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities.

F1 · price: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 17, 2018 Filed Oct 18, 2018 23:27 UTC NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 OtherCommon Stock 1,271,961 $0.00 $0.00
Disclosure

SEC source: 0001213900-18-014114 · ownership.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,961

F1 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock of the registrant held by Hennessy Capital Partners III LLC.

F1 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock of the registrant held by Hennessy Capital Partners III LLC.

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September 04, 2018 Filed Sep 5, 2018 23:26 UTC Blue Bird Corp BLBD · Entity 4539 SaleCommon Stock 27,887 $22.84 $636,939.08
Disclosure

SEC source: 0001589526-18-000073 · wf-form4_153618999936983.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053

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August 31, 2018 Filed Sep 4, 2018 16:18 UTC Blue Bird Corp BLBD · Entity 4539 SaleCommon Stock 17,220 $22.87 $393,821.40
Disclosure

SEC source: 0001589526-18-000067 · wf-form4_153607790675681.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,958

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August 30, 2018 Filed Aug 31, 2018 17:32 UTC Blue Bird Corp BLBD · Entity 4539 SaleCommon Stock 8,013 $22.91 $183,577.83
Disclosure

SEC source: 0001589526-18-000065 · wf-form4_153573673774247.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,178

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August 30, 2018 Filed Sep 5, 2018 23:13 UTC Amendment Blue Bird Corp BLBD · Entity 4539 SaleCommon Stock 8,031 $22.91 $183,990.21
Disclosure

SEC source: 0001589526-18-000071 · wf-form4a_153618917968242.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,160

F1 · shares: Amended to reflect the correct number of shares sold.

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August 28, 2018 Filed Aug 31, 2018 17:01 UTC Blue Bird Corp BLBD · Entity 4539 OtherWarrants · Derivative 87,304 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001589526-18-000063 · wf-form4_153573484761505.xml · derivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 87,304 shares

Expires 2020-02-24

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August 28, 2018 Filed Aug 31, 2018 17:01 UTC Blue Bird Corp BLBD · Entity 4539 Exercise / conversionCommon Stock 43,652 $11.50 $501,998.00
Disclosure

SEC source: 0001589526-18-000063 · wf-form4_153573484761505.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each warrant is exercisable into one-half a share of common stock.

F1 · price: Each warrant is exercisable into one-half a share of common stock.

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July 25, 2018 Filed Apr 16, 2019 13:21 UTC Daseke, Inc. DSKE · Entity 92403 GrantRestricted Stock Unit · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006788 · doc4.xml · derivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,252

Underlying: Common Stock · 5,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received 5,252 restricted stock units, which will fully vest on June 1, 2019, assuming reporting person was still a director through December 31, 2018. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F3 · derivative.expiration_date: Not Applicable

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June 06, 2018 Filed Jun 8, 2018 14:01 UTC Blue Bird Corp BLBD · Entity 4539 SaleWarrants · Derivative 3,700 $3.75 Strike: $5.75 $13,875.00
Disclosure

SEC source: 0001589526-18-000051 · wf-form4_152846646812320.xml · derivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,504

Underlying: Common Stock · 1,850 shares

Expires 2020-02-24

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June 06, 2018 Filed Sep 5, 2018 22:47 UTC Amendment Blue Bird Corp BLBD · Entity 4539 SaleWarrants · Derivative 6,900 $3.75 Strike: $5.75 $25,875.00
Disclosure

SEC source: 0001589526-18-000069 · wf-form4a_153618762191782.xml · derivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,304

Underlying: Common Stock · 3,450 shares

Expires 2020-02-24

F1 · shares: Form amended to reflect correct number of warrants sold.

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June 05, 2018 Filed Jun 6, 2018 20:17 UTC Blue Bird Corp BLBD · Entity 4539 SaleWarrants · Derivative 100 $3.75 Strike: $5.75 $375.00
Disclosure

SEC source: 0001589526-18-000049 · wf-form4_152831621466181.xml · derivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,204

Underlying: Common Stock · 50 shares

Expires 2020-02-24

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May 18, 2018 Filed May 21, 2018 21:25 UTC Daseke, Inc. DSKE · Entity 92403 PurchaseCommon Stock 15,000 $9.46 $141,843.00
Disclosure

SEC source: 0001104659-18-034870 · a4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,998

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April 09, 2018 Filed Apr 10, 2018 13:45 UTC Blue Bird Corp BLBD · Entity 4539 GrantCommon Stock 2,146 $0.00 $0.00
Disclosure

SEC source: 0001589526-18-000041 · wf-form4_152336792757403.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 1, 2019; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

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July 19, 2017 Filed Jul 20, 2017 18:02 UTC NRC GROUP HOLDINGS CORP. HCAC.U · Entity 154032 OtherCommon Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-007798 · f4071917hennes_hennessyiii.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,291,250

F1 · shares: As contemplated in connection with the initial public offering of Hennessy Capital Acquisition Corp. III (the "Issuer"), 52,500 shares of common stock, par value $0.0001 per share, were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · price: As contemplated in connection with the initial public offering of Hennessy Capital Acquisition Corp. III (the "Issuer"), 52,500 shares of common stock, par value $0.0001 per share, were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F2 · ownership.nature: These shares represent common stock held by Hennessy Capital Partners III LLC ("HCP"), acquired pursuant to a subscription agreement dated as of March 31, 2017 by and among HCP and the Issuer. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the Issuer, is the sole managing member of Hennessy Capital LLC, the sole managing member of HCP. Mr. Hennessy has sole voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares.

F3 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 03, 2017 Filed Apr 4, 2017 21:30 UTC Blue Bird Corp BLBD · Entity 4539 GrantCommon Stock 2,907 $0.00 $0.00
Disclosure

SEC source: 0001589526-17-000023 · wf-form4_149134140302623.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock, par value $0.0001, of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 2, 2018; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

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March 21, 2017 Filed Mar 23, 2017 20:17 UTC Daseke, Inc. DSKE · Entity 92403 OtherWarrants · Derivative 375,000 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001104659-17-018846 · a4.xml · derivative · entry 4

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 187,500 shares

Expires 2022-02-27

F3 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by HCP.

F3 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by HCP.

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March 21, 2017 Filed Mar 23, 2017 20:17 UTC Daseke, Inc. DSKE · Entity 92403 OtherWarrants · Derivative 15,080,756 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001104659-17-018846 · a4.xml · derivative · entry 3

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 7,540,378 shares

Expires 2022-02-27

F1 · kind: Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II, LLC ("HCP") to all of its members or their permitted transferees.

F1 · price: Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II, LLC ("HCP") to all of its members or their permitted transferees.

F2 · ownership.nature: These securities were previously held directly by HCP. The reporting person is the managing member of Hennessy Capital, LLC, which is the managing member of HCP.

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March 21, 2017 Filed Mar 23, 2017 20:17 UTC Daseke, Inc. DSKE · Entity 92403 OtherCommon Stock 625,998 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-018846 · a4.xml · nonDerivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,998

F3 · kind: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by HCP.

F3 · price: Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by HCP.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:17 UTC Daseke, Inc. DSKE · Entity 92403 OtherCommon Stock 1,848,043 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-018846 · a4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II, LLC ("HCP") to all of its members or their permitted transferees.

F1 · price: Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II, LLC ("HCP") to all of its members or their permitted transferees.

F2 · ownership.nature: These securities were previously held directly by HCP. The reporting person is the managing member of Hennessy Capital, LLC, which is the managing member of HCP.

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March 09, 2017 Filed Mar 13, 2017 15:02 UTC Blue Bird Corp BLBD · Entity 4539 SaleCommon Stock 133,911 $16.70 $2,236,313.70
Disclosure

SEC source: 0001589526-17-000015 · wf-form4_148941732079534.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,486

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February 27, 2017 Filed Mar 2, 2017 02:25 UTC Daseke, Inc. DSKE · Entity 92403 GrantDirector stock option (right to buy) · Derivative 25,000 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001104659-17-013187 · a4.xml · derivative · entry 3

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners II LLC · CIK 0001642456 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2017-02-27

F4 · derivative.exercise_date: The option vests in five equal annual installments beginning on February 27, 2018.

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February 27, 2017 Filed Mar 2, 2017 02:25 UTC Daseke, Inc. DSKE · Entity 92403 GrantWarrant · Derivative 15,080,756 $0.50 Strike: $5.75 $7,540,378.00
Disclosure

SEC source: 0001104659-17-013187 · a4.xml · derivative · entry 2

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners II LLC · CIK 0001642456 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,080,756

Underlying: Common Stock · 7,540,378 shares

Expires 2022-02-27

F3 · price: The Sponsor acquired these warrants for a purchase price of $0.50 per warrant in connection with the IPO. The warrants could only become eligible for exercise upon consummation of the Issuer's initial business combination. Since the exercise of the warrants was contingent upon the closing of the business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the Issuer's consummation of a business combination on February 27, 2017.

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The Sponsor acquired these warrants for a purchase price of $0.50 per warrant in connection with the IPO. The warrants could only become eligible for exercise upon consummation of the Issuer's initial business combination. Since the exercise of the warrants was contingent upon the closing of the business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the Issuer's consummation of a business combination on February 27, 2017.

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February 27, 2017 Filed Mar 2, 2017 02:25 UTC Daseke, Inc. DSKE · Entity 92403 OtherCommon Stock 2,701,934 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013187 · a4.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner

Hennessy Capital Partners II LLC · CIK 0001642456 · 10% owner

Hennessy Capital LLC · CIK 0001597166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,848,043

F1 · date: To facilitate the proposed business combination between Hennessy Capital Acquisition Corp. II (the "Issuer") and Daseke, Inc. ("Daseke"), Hennessy Capital Partners II LLC (the "Sponsor") agreed to forfeit these shares for the benefit of Daseke stockholders and certain backstop investors and in connection with the payment of deferred underwriting discounts and fees to the underwriters from the Issuer's initial public offering in July 2015 (the "IPO"). Hennessy Capital LLC is the managing member of Hennessy Capital Partners II LLC. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by Hennessy Capital Partners II LLC and has sole voting and dispositive control over such securities.

F1 · price: To facilitate the proposed business combination between Hennessy Capital Acquisition Corp. II (the "Issuer") and Daseke, Inc. ("Daseke"), Hennessy Capital Partners II LLC (the "Sponsor") agreed to forfeit these shares for the benefit of Daseke stockholders and certain backstop investors and in connection with the payment of deferred underwriting discounts and fees to the underwriters from the Issuer's initial public offering in July 2015 (the "IPO"). Hennessy Capital LLC is the managing member of Hennessy Capital Partners II LLC. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by Hennessy Capital Partners II LLC and has sole voting and dispositive control over such securities.

F1 · ownership.nature: To facilitate the proposed business combination between Hennessy Capital Acquisition Corp. II (the "Issuer") and Daseke, Inc. ("Daseke"), Hennessy Capital Partners II LLC (the "Sponsor") agreed to forfeit these shares for the benefit of Daseke stockholders and certain backstop investors and in connection with the payment of deferred underwriting discounts and fees to the underwriters from the Issuer's initial public offering in July 2015 (the "IPO"). Hennessy Capital LLC is the managing member of Hennessy Capital Partners II LLC. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by Hennessy Capital Partners II LLC and has sole voting and dispositive control over such securities.

F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 05, 2016 Filed Mar 13, 2017 15:00 UTC Amendment Blue Bird Corp BLBD · Entity 4539 GrantCommon Stock 4,608 $0.00 $0.00
Disclosure

SEC source: 0001589526-17-000014 · wf-form4a_148941721428984.xml · nonDerivative · entry 1

HENNESSY DANIEL J · CIK 0001519536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,397

F1 · balance_after: This amendment corrects the amount of securities beneficially owned following the reported transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.