Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Construction Partners, Inc.ROAD · Entity 3830 | Director · 10% owner | October 08, 2026 | October 13, 2026 |
| Suncrete, Inc.RMIX · Entity 4661 | Director · 10% owner | April 20, 2026 | April 22, 2026 |
| Veritex Holdings, Inc.VBTX · Entity 74048 | Director | July 01, 2021 | July 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Construction Partners, Inc.
Report date October 08, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,008 |
Reported balance
After 2026-10-08 transaction · row 1
1 source rowRow 1 · 2026-10-08 · Other · Disposed 20,160 · Balance 4,008 F1: The reported transaction represents a privately negotiated exchange of shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer"), for an equal number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B common stock") with a holder of Class B common stock. There was no sale price associated with the share exchange, and no profit was realized by the reporting person. The reporting person has agreed to voluntarily disgorge to the Issuer any profits realized from matchable transactions occurring within six months of the transactions reported herein. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 120,175 |
Reported balance
After 2026-10-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-08 · Other · Acquired 20,160 · Balance 120,175 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F1: The reported transaction represents a privately negotiated exchange of shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer"), for an equal number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B common stock") with a holder of Class B common stock. There was no sale price associated with the share exchange, and no profit was realized by the reporting person. The reporting person has agreed to voluntarily disgorge to the Issuer any profits realized from matchable transactions occurring within six months of the transactions reported herein. F3: Includes 24,000 restricted shares of Class B common stock with time-based vesting criteria granted to Mr. Fleming under the Construction Partners, Inc. 2024 Restricted Stock Plan that vest as follows: (i) 16,000 shares on January 1, 2027 and (ii) 8,000 shares on January 1, 2028. Under the terms of the award agreement, Mr. Fleming has sole voting power with respect to the shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ned N. Fleming III Legacy Trust | 2,000 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,000 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F4: These securities of the Issuer are directly held by Ned N. Fleming III Legacy Trust, a trust of which Ned N. Fleming, III is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy NNFIII ROAD, LLC | 24,362 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 24,362 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F5: NNFIII ROAD, LLC is a limited liability company controlled by Mr. Fleming. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SunTx Capital Partners II, L.P. | 2,488,322 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,488,322 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F6: The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP") (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II G.P., L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management") (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. F7: (Continued from Footnote 6) Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SunTx Capital Partners II Dutch Investors, L.P. | 1,254,746 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,254,746 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F6: The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP") (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II G.P., L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management") (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. F7: (Continued from Footnote 6) Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Fleming Family Management Trust | 4,000 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,000 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F8: These securities of the Issuer are directly held by The Fleming Family Management Trust, a trust of which Mr. Fleming's spouse is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Malachi Holdings Limited Partnership | 1,535,857 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,535,857 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F9: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SunTx Capital Savings Plan, FBO Ned N. Fleming, III | 10,621 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,621 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F10: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Ned N. Fleming, III, a 401(k) account for the benefit of Mr. Fleming. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Boyle Fleming & Co. Inc. | 272 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 272 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F11: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SunTx Capital II Management Corp. | 674 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 674 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F6: The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP") (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II G.P., L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management") (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. F7: (Continued from Footnote 6) Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SunTx Capital Partners II G.P., L.P. | 23 |
Reported balance
Holding disclosure · report date 2026-10-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 23 F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock. F6: The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP") (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II G.P., L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management") (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. F7: (Continued from Footnote 6) Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction represents a privately negotiated exchange of shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer"), for an equal number of shares of Class B common stock, par value $0.001 per share, of the Issuer ("Class B common stock") with a holder of Class B common stock. There was no sale price associated with the share exchange, and no profit was realized by the reporting person. The reporting person has agreed to voluntarily disgorge to the Issuer any profits realized from matchable transactions occurring within six months of the transactions reported herein.
F2: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder, (ii) automatically upon any transfer that is not a Permitted Transfer (as defined in the Issuer's Amended and Restated Certificate of Incorporation) or (iii) upon the election of the holders of a majority of the then-outstanding shares of Class B common stock.
F3: Includes 24,000 restricted shares of Class B common stock with time-based vesting criteria granted to Mr. Fleming under the Construction Partners, Inc. 2024 Restricted Stock Plan that vest as follows: (i) 16,000 shares on January 1, 2027 and (ii) 8,000 shares on January 1, 2028. Under the terms of the award agreement, Mr. Fleming has sole voting power with respect to the shares.
F4: These securities of the Issuer are directly held by Ned N. Fleming III Legacy Trust, a trust of which Ned N. Fleming, III is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F5: NNFIII ROAD, LLC is a limited liability company controlled by Mr. Fleming.
F6: The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP") (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II G.P., L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management") (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management.
F7: (Continued from Footnote 6) Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F8: These securities of the Issuer are directly held by The Fleming Family Management Trust, a trust of which Mr. Fleming's spouse is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F9: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
F10: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Ned N. Fleming, III, a 401(k) account for the benefit of Mr. Fleming.
F11: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Suncrete, Inc.
Report date April 20, 2026 · Filed April 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 144,000 |
Reported balance
After 2026-04-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-20 · Grant · Acquired 144,000 · Balance 144,000 F1: Each share of Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), of Suncrete, Inc. (the "Issuer") is convertible at any time at the option of the holder thereof into one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"). In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. Further, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, except upon certain transfers described in the Issuer's amended and restated certificate of incorporation. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. F2: The holders of Class A Common Stock are entitled to one vote per share and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F3: Represents 144,000 restricted shares of Class B Common Stock with time-based vesting criteria granted to Mr. Fleming under the Suncrete, Inc. 2026 Omnibus Incentive Plan that vest as follows: (i) 96,000 shares on April 20, 2028 and (ii) 48,000 shares on April 20, 2029; provided, that Mr. Fleming is providing services to the Issuer through each such date. Under the terms of the award agreement, Mr. Fleming has sole voting power with respect to the shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Dothan Independent GP, LP | 5,300,000 |
Reported balance
Holding disclosure · report date 2026-04-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,300,000 F1: Each share of Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), of Suncrete, Inc. (the "Issuer") is convertible at any time at the option of the holder thereof into one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"). In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. Further, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, except upon certain transfers described in the Issuer's amended and restated certificate of incorporation. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. F2: The holders of Class A Common Stock are entitled to one vote per share and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F4: These shares of Class B Common Stock of the Issuer are directly held by Dothan Independent GP, LP ("Dothan Independent"). The general partner of Dothan Independent is Dothan Sponsor, LLC ("Dothan Sponsor"). Ned N. Fleming, III is the sole manager of Dothan Sponsor. Each of Dothan Independent, Dothan Sponsor and Mr. Fleming may be deemed to beneficially own securities of the Issuer held by Dothan Independent. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Dothan Concrete Investors, LLC | 18,414,609 |
Reported balance
Holding disclosure · report date 2026-04-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 18,414,609 F1: Each share of Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), of Suncrete, Inc. (the "Issuer") is convertible at any time at the option of the holder thereof into one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"). In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. Further, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, except upon certain transfers described in the Issuer's amended and restated certificate of incorporation. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders. F2: The holders of Class A Common Stock are entitled to one vote per share and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire. F5: These shares of Class B Common Stock of the Issuer are directly held by Dothan Concrete Investors, LLC ("Dothan Concrete Investors"). The manager of Dothan Concrete Investors is Dothan Concrete Manager, LLC ("Dothan Concrete Manager"). The manager of Dothan Concrete Manager is SunTx Capital Management Corp. ("SunTx Capital Management"). Mr. Fleming is the sole shareholder and director of SunTx Capital Management. Each of Dothan Concrete Manager, SunTx Capital Management and Mr. Fleming may be deemed to beneficially own securities of the Issuer held by Dothan Concrete Investors. F6: Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-04-08 | IndirectBy Dothan Independent GP, LP | 398,800 |
Reported balance
Holding disclosure · report date 2026-04-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 398,800 F4: These shares of Class B Common Stock of the Issuer are directly held by Dothan Independent GP, LP ("Dothan Independent"). The general partner of Dothan Independent is Dothan Sponsor, LLC ("Dothan Sponsor"). Ned N. Fleming, III is the sole manager of Dothan Sponsor. Each of Dothan Independent, Dothan Sponsor and Mr. Fleming may be deemed to beneficially own securities of the Issuer held by Dothan Independent. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), of Suncrete, Inc. (the "Issuer") is convertible at any time at the option of the holder thereof into one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"). In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, all outstanding shares of Class B Common Stock will be converted into shares of Class A Common Stock. Further, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon any transfer, whether or not for value, except upon certain transfers described in the Issuer's amended and restated certificate of incorporation. The holders of Class A Common Stock and Class B Common Stock vote as a single class on all matters submitted to a vote of stockholders.
F2: The holders of Class A Common Stock are entitled to one vote per share and the holders of the Class B Common Stock are entitled to 10 votes per share. The shares of Class B Common Stock do not expire.
F3: Represents 144,000 restricted shares of Class B Common Stock with time-based vesting criteria granted to Mr. Fleming under the Suncrete, Inc. 2026 Omnibus Incentive Plan that vest as follows: (i) 96,000 shares on April 20, 2028 and (ii) 48,000 shares on April 20, 2029; provided, that Mr. Fleming is providing services to the Issuer through each such date. Under the terms of the award agreement, Mr. Fleming has sole voting power with respect to the shares.
F4: These shares of Class B Common Stock of the Issuer are directly held by Dothan Independent GP, LP ("Dothan Independent"). The general partner of Dothan Independent is Dothan Sponsor, LLC ("Dothan Sponsor"). Ned N. Fleming, III is the sole manager of Dothan Sponsor. Each of Dothan Independent, Dothan Sponsor and Mr. Fleming may be deemed to beneficially own securities of the Issuer held by Dothan Independent. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F5: These shares of Class B Common Stock of the Issuer are directly held by Dothan Concrete Investors, LLC ("Dothan Concrete Investors"). The manager of Dothan Concrete Investors is Dothan Concrete Manager, LLC ("Dothan Concrete Manager"). The manager of Dothan Concrete Manager is SunTx Capital Management Corp. ("SunTx Capital Management"). Mr. Fleming is the sole shareholder and director of SunTx Capital Management. Each of Dothan Concrete Manager, SunTx Capital Management and Mr. Fleming may be deemed to beneficially own securities of the Issuer held by Dothan Concrete Investors.
F6: Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Veritex Holdings, Inc.
Report date July 01, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,382 |
Reported balance
After 2021-07-01 transaction · row 1
1 source rowRow 1 · 2021-07-01 · Exercise / conversion · Acquired 1,276 · Balance 15,382 F1: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,553 |
Reported balance
After 2021-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-01 · Exercise / conversion · Disposed 1,276 · Balance 2,553 F1: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. F2: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-01 · Other · Disposed 2,553 · Balance 0 F1: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. F3: The reporting persons determination to not stand for re-election on the Board for the remainder of the year resulted in the remaining RSUs, 2,553, being forfeited as of July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
F2: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021.
F3: The reporting persons determination to not stand for re-election on the Board for the remainder of the year resulted in the remaining RSUs, 2,553, being forfeited as of July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2022 Filed May 11, 2022 18:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 124,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 553,088 Underlying: Class A Common Stock · 124,541 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F18 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. F19 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund. Read SEC document |
| May 09, 2022 Filed May 11, 2022 18:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 175,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 9 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,613,061 Underlying: Class A Common Stock · 175,459 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Fulcrum Fund distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund. Read SEC document |
| May 09, 2022 Filed May 11, 2022 18:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 2,284,919 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 8 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners, L.P. Disclosed balance after: 115,080 Underlying: Class A Common Stock · 2,284,919 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 01:08 UTC | Construction Partners, Inc. ROAD · Entity 3830 | GrantClass A Common Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 4 Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"). F6 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to Mark R. Matteson under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025. F7 · ownership.direct: Securities held directly by Mark R. Matteson. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 01:08 UTC | Construction Partners, Inc. ROAD · Entity 3830 | GrantClass A Common Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 3 Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,192 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"). F4 · balance_after: Includes 17,000 restricted shares of Class A common stock granted to Craig Jennings under the Incentive Plan, of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025. F5 · ownership.direct: Securities held directly by Craig Jennings. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 01:08 UTC | Construction Partners, Inc. ROAD · Entity 3830 | GrantClass A Common Stock | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001508 · doc4.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,075 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"). F2 · balance_after: Includes 42,500 restricted shares of Class A common stock granted to Ned N. Fleming, III under the Incentive Plan, of which 28,333 shares will vest on January 1, 2024, and 14,167 shares will vest on January 1, 2025. F3 · ownership.direct: Securities held directly by Ned N. Fleming, III. Read SEC document |
| December 29, 2021 Filed Jan 3, 2022 21:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | GrantClass A Common Stock | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000129 · doc4.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,825 F1 · shares: Represents restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock") of Construction Partners, Inc. (the "Issuer") granted to Ned N. Fleming, III under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), of which 14,167 shares will vest on January 1, 2024 and 7,083 shares will vest on January 1, 2025. F2 · balance_after: Includes 59,442 restricted shares of Class A common stock granted to Ned N. Fleming, III under the Incentive Plan, of which 38,192 shares will vest on January 1, 2022, 14,167 shares will vest on January 1, 2024, and 7,083 shares will vest on January 1, 2025. F3 · ownership.direct: Securities held directly by Ned N. Fleming, III. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 16 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital II Management Corp. Disclosed balance after: 674 Underlying: Class A Common Stock · 674 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F27 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital II Management. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 94,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 15 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 677,629 Underlying: Class A Common Stock · 94,412 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F26 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 154,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 14 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,788,520 Underlying: Class A Common Stock · 154,394 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 145,792 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 13 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AMDG Associates Limited Partnership Disclosed balance after: 145,792 Underlying: Class A Common Stock · 145,792 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F24 · kind: SunTx Expansion GP distributed 142,986 of these shares, and SunTx Partners GP distributed 2,806 of these shares, and in each case for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F25 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 92,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By CJCT Associates Limited Partnership Disclosed balance after: 92,099 Underlying: Class A Common Stock · 92,099 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F22 · kind: SunTx Expansion GP distributed 90,318 of these shares, and SunTx Partners GP distributed 1,781 of these shares, and in each case for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F23 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Boyle Fleming & Co. Inc. Disclosed balance after: 272 Underlying: Class A Common Stock · 272 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F21 · ownership.nature: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 438,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Malachi Holdings Limited Partnership Disclosed balance after: 438,347 Underlying: Class A Common Stock · 438,347 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F19 · kind: SunTx Expansion GP distributed 429,452 of these shares, and SunTx Partners GP distributed 8,895 of these shares, and in each case for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F20 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 542,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 9 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners, L.P. Disclosed balance after: 2,399,999 Underlying: Class A Common Stock · 542,589 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Partners GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP. Read SEC document |
| December 09, 2021 Filed Dec 17, 2021 20:39 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 662,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048902 · doc4.xml · derivative · entry 8 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director Matteson Mark R · CIK 0001739134 · Director SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund GP, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 662,756 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · kind: SunTx Expansion GP distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 266,237 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 15 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP Disclosed balance after: 662,756 Underlying: Class A Common Stock · 662,756 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · kind: SunTx Expansion Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F21 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 556,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 14 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP Disclosed balance after: 1,228,463 Underlying: Class A Common Stock · 556,072 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · kind: SunTx Expansion Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners Dutch LP. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,095,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 13 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II, LP Disclosed balance after: 2,496,267 Underlying: Class A Common Stock · 1,095,999 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · kind: SunTx Expansion Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners II. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,195,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners, L.P. Disclosed balance after: 2,942,588 Underlying: Class A Common Stock · 1,195,526 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F17 · kind: SunTx Fulcrum Fund distributed 810,230 of these shares, and SunTx Fulcrum Dutch Fund distributed 385,296 of these shares, and in each case for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F20 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 2,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,695 Underlying: Class A Common Stock · 2,160 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx Fulcrum Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 4,860,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P Disclosed balance after: 0 Underlying: Class A Common Stock · 4,860,963 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · kind: SunTx Expansion Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F19 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 858,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 9 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 583,217 Underlying: Class A Common Stock · 858,506 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund. F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 16:15 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,449,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044805 · doc4.xml · derivative · entry 8 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,634,126 Underlying: Class A Common Stock · 1,449,463 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx Fulcrum Fund distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · ownership.nature: These securities of Construction Partners, Inc. (the "Issuer") are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). F2 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). F3 · ownership.nature: (continued from footnote 2) Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F4 · ownership.nature: (continued from footnote 3) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:16 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035167 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Underlying: Class A Common Stock · 535 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:16 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,747,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035167 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners, L.P. Disclosed balance after: 1,747,062 Underlying: Class A Common Stock · 1,747,062 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F16 · kind: SunTx Fulcrum Fund distributed 1,038,384 of these shares, and SunTx Fulcrum Dutch Fund distributed 708,678 of these shares, and in each case for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Ned N. Fleming, III, a director of the Issuer, F4 · ownership.nature: (Continued from footnote 3) is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F5 · ownership.nature: (Continued from footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:16 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 802,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035167 · doc4.xml · derivative · entry 9 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 1,441,723 Underlying: Class A Common Stock · 802,747 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F15 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Ned N. Fleming, III, a director of the Issuer, F4 · ownership.nature: (Continued from footnote 3) is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F5 · ownership.nature: (Continued from footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F17 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:16 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,038,919 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035167 · doc4.xml · derivative · entry 8 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 3,083,589 Underlying: Class A Common Stock · 1,038,919 shares Expires not disclosed F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · kind: SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") distributed these shares for no consideration. F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · ownership.nature: These securities of Construction Partners, Inc. (the "Issuer") are directly held by SunTx Fulcrum Fund. F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Ned N. Fleming, III, a director of the Issuer, F4 · ownership.nature: (Continued from footnote 3) is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F5 · ownership.nature: (Continued from footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:16 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass A Common Stock | 156,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-035167 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 37,278 F1 · kind: SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") distributed these shares for no consideration. F2 · ownership.nature: These securities of Construction Partners, Inc. (the "Issuer") are directly held by SunTx Fulcrum Fund. F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, LP ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP" and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Ned N. Fleming, III, a director of the Issuer, F4 · ownership.nature: (Continued from footnote 3) is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Mr. Fleming is also the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson are also shareholders of SunTx Capital II Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. F5 · ownership.nature: (Continued from footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | SaleClass A Common Stock | 90,000 | $32.00 | $2,880,135.00 |
DisclosureSEC source: 0000899243-21-029462 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F6 · ownership.nature: The general partner of each of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP (defined below), SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). F7 · ownership.nature: (Continued from Footnote 6) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | SaleClass A Common Stock | 15,756 | $32.00 | $504,240.84 |
DisclosureSEC source: 0000899243-21-029462 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 90,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.04, inclusive. The reporting person undertakes to provide to Construction Partners, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F6 · ownership.nature: The general partner of each of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP (defined below), SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). F7 · ownership.nature: (Continued from Footnote 6) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 18:01 UTC | Veritex Holdings, Inc. VBTX · Entity 74048 | OtherRestricted Stock Unit · Derivative | 2,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001501570-21-000197 · wf-form4_162526325831365.xml · derivative · entry 3 Fleming Ned N III · CIK 0001707712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,553 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. F3 · derivative.exercise_date: The reporting persons determination to not stand for re-election on the Board for the remainder of the year resulted in the remaining RSUs, 2,553, being forfeited as of July 1, 2021. F3 · derivative.expiration_date: The reporting persons determination to not stand for re-election on the Board for the remainder of the year resulted in the remaining RSUs, 2,553, being forfeited as of July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 18:01 UTC | Veritex Holdings, Inc. VBTX · Entity 74048 | Exercise / conversionRestricted Stock Unit · Derivative | 1,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001501570-21-000197 · wf-form4_162526325831365.xml · derivative · entry 2 Fleming Ned N III · CIK 0001707712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Underlying: Common Stock · 1,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. F2 · derivative.exercise_date: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021. F2 · derivative.expiration_date: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 18:01 UTC | Veritex Holdings, Inc. VBTX · Entity 74048 | Exercise / conversionCommon Stock | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001501570-21-000197 · wf-form4_162526325831365.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 71,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023216 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund GP, LP Disclosed balance after: 396,519 Underlying: Class A Common Stock · 71,198 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 148,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023216 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, LP Disclosed balance after: 672,391 Underlying: Class A Common Stock · 148,706 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F5 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP. F6 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 293,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023216 · doc4.xml · derivative · entry 10 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Capital Partners II, LP Disclosed balance after: 1,400,268 Underlying: Class A Common Stock · 293,095 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F4 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP"). F6 · ownership.nature: The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:05 UTC | Construction Partners, Inc. ROAD · Entity 3830 | OtherClass B Common Stock · Derivative | 1,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023216 · doc4.xml · derivative · entry 9 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx CPI Expansion Fund, L.P. Disclosed balance after: 4,860,963 Underlying: Class A Common Stock · 1,300,000 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F14 · kind: SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") distributed these shares for no consideration. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F15 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion Fund. The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:38 UTC | Veritex Holdings, Inc. VBTX · Entity 74048 | Exercise / conversionRestricted Stock Unit · Derivative | 1,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001501570-21-000149 · wf-form4_161766221857557.xml · derivative · entry 2 Fleming Ned N III · CIK 0001707712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829 Underlying: Common Stock · 1,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. F2 · derivative.exercise_date: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021. F2 · derivative.expiration_date: The reporting person was granted 5,105 restricted stock units, vesting in four equal installments on the first calendar day following the end of each quarter during fiscal year 2021. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:38 UTC | Veritex Holdings, Inc. VBTX · Entity 74048 | Exercise / conversionCommon Stock | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001501570-21-000149 · wf-form4_161766221857557.xml · nonDerivative · entry 1 Fleming Ned N III · CIK 0001707712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 17:41 UTC | Construction Partners, Inc. ROAD · Entity 3830 | SaleClass A Common Stock | 705,040 | $30.85 | $21,750,484.00 |
DisclosureSEC source: 0000899243-21-012870 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 105,756 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.40 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F3 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F4 · ownership.nature: The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 17:41 UTC | Construction Partners, Inc. ROAD · Entity 3830 | SaleClass A Common Stock | 1,294,960 | $30.85 | $39,949,516.00 |
DisclosureSEC source: 0000899243-21-012870 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 194,244 F1 · price: The sales price of these shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of Construction Partners, Inc. (the "Issuer") takes into account the $0.40 per share amount of underwriting discounts and commissions for these sales to the underwriters of the public offering of Class A Common Stock. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F4 · ownership.nature: The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass B Common Stock · Derivative | 105,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · derivative · entry 14 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 2,244,470 Underlying: Class A Common Stock · 105,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass B Common Stock · Derivative | 194,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · derivative · entry 13 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 4,122,508 Underlying: Class A Common Stock · 194,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass A Common Stock | 105,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 4 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 810,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass A Common Stock | 194,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 3 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,489,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass B Common Stock · Derivative | 311,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · derivative · entry 12 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 2,350,226 Underlying: Class A Common Stock · 311,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass B Common Stock · Derivative | 572,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · derivative · entry 11 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 4,316,752 Underlying: Class A Common Stock · 572,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F13 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire. F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass A Common Stock | 311,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 2 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P. Disclosed balance after: 705,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP. F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:53 UTC | Construction Partners, Inc. ROAD · Entity 3830 | ConversionClass A Common Stock | 572,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012682 · doc4.xml · nonDerivative · entry 1 SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner SunTX CPI Expansion Fund GP, L.P. · CIK 0001739437 · Director · 10% owner SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner SunTx CPI Expansion Fund LP · CIK 0001410954 · Director · 10% owner SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner Fleming Ned N III · CIK 0001707712 · Director · 10% owner Jennings Craig · CIK 0001739383 · Director · 10% owner Matteson Mark R · CIK 0001739134 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P. Disclosed balance after: 1,294,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP"). F3 · ownership.nature: The general partner of each of SunTx Expansion GP (defined below) and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds (defined below). Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.