Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TELEDYNE TECHNOLOGIES INCTDY · Entity 3158 | Director | April 22, 2026 | April 23, 2026 |
| Zero Gravity Solutions, Inc.ZGSI · Entity 164816 | Director | July 19, 2018 | July 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TELEDYNE TECHNOLOGIES INC
Report date April 22, 2026 · Filed April 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,647 |
Reported balance
After 2026-04-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-22 · Grant · Acquired 319 · Balance 47,647 F1: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service. F2: In determining the number of units the price of $656.69 was used. F3: Reporting Person holds 47,647 shares directly. Shares held directly include 787 Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.
F2: In determining the number of units the price of $656.69 was used.
F3: Reporting Person holds 47,647 shares directly. Shares held directly include 787 Restricted Stock Units.
Zero Gravity Solutions, Inc.
Report date July 19, 2018 · Filed July 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2020-07-19 | Direct | 250,000 |
Reported balance
After 2018-07-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-19 · Purchase · Acquired 250,000 · Balance 250,000 F1: On or about July 19, 2018, Mr. Smith loaned $250,000 to the Issuer, and in exchange received (a) a 10% secured convertible promissory note, payable quarterly in cash and maturing on July 19, 2020, which will convert into the Issuer's common stock automatically, if not repaid and if and when the Issuer issues securities at a price per share of less than $3.00 per share, at a conversion price per share equal to such lower price; and (b) a 2 year warrant dated July 19, 2018, exercisable into shares of the Issuer's common stock at $1.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On or about July 19, 2018, Mr. Smith loaned $250,000 to the Issuer, and in exchange received (a) a 10% secured convertible promissory note, payable quarterly in cash and maturing on July 19, 2020, which will convert into the Issuer's common stock automatically, if not repaid and if and when the Issuer issues securities at a price per share of less than $3.00 per share, at a conversion price per share equal to such lower price; and (b) a 2 year warrant dated July 19, 2018, exercisable into shares of the Issuer's common stock at $1.00 per share.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FLIR SYSTEMS INC
Report date May 14, 2021 · Filed May 14, 2021
Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-05-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-14 · Disposition to issuer · Disposed 144,736 · Balance 1,811 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes. Row 2 · 2021-05-14 · Disposition to issuer · Disposed 1,811 · Balance 0 F2: Pursuant to the Merger Agreement, each FLIR restricted stock unit, including performance-based restricted stock units that were earned but subject to service-based vesting ("FLIR RSU") outstanding immediately prior to the Effective Time automatically vested and was cancelled and converted into the right to receive $56.00 in cash in respect of each share of FLIR common stock subject to such FLIR RSU. |
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.86 · Expires 2024-04-29 | Direct | 0 |
Reported balance
After 2021-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-14 · Disposition to issuer · Disposed 10,900 · Balance 0 F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings. |
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.73 · Expires 2027-04-28 | Direct | 0 |
Reported balance
After 2021-05-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-14 · Disposition to issuer · Disposed 8,721 · Balance 0 F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings. |
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.75 · Expires 2026-04-28 | Direct | 0 |
Reported balance
After 2021-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-14 · Disposition to issuer · Disposed 14,285 · Balance 0 F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings. |
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.15 · Expires 2025-04-28 | Direct | 0 |
Reported balance
After 2021-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-05-14 · Disposition to issuer · Disposed 15,400 · Balance 0 F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.31 · Expires 2023-04-30 | Direct | 0 |
Reported balance
After 2021-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-14 · Disposition to issuer · Disposed 18,070 · Balance 0 F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes.
F2: Pursuant to the Merger Agreement, each FLIR restricted stock unit, including performance-based restricted stock units that were earned but subject to service-based vesting ("FLIR RSU") outstanding immediately prior to the Effective Time automatically vested and was cancelled and converted into the right to receive $56.00 in cash in respect of each share of FLIR common stock subject to such FLIR RSU.
F3: Pursuant to the Merger Agreement, as of the Effective Time, each outstanding FLIR stock option, whether vested or not, became fully vested in and was cancelled in exchange for a cash payment equal to the product of (x) the excess of $56.00 over the exercise price per share of such FLIR stock option, multiplied by (y) the number of shares of FLIR common stock subject to such FLIR stock option, less applicable tax withholdings.
WABCO Holdings Inc.
Report date May 29, 2020 · Filed May 29, 2020
Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-29 · Disposition to issuer · Disposed 10,997 · Balance 0 F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-05-29 · Disposition to issuer · Disposed 882 · Balance 0 F3: Represents deferred stock units granted on May 30, 2019 as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration. F4: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement;(ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2020-05-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-05-29 · Disposition to issuer · Disposed 5,401.784 · Balance 0 F2: Represents shares held in Rabbi trust for non-management directors. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive the Merger Consideration. F5: Shares were held in a Rabbi trust for non-management directors. Director exercised voting rights but had no right to dispose until directorship ended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration").
F2: Represents shares held in Rabbi trust for non-management directors. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive the Merger Consideration.
F3: Represents deferred stock units granted on May 30, 2019 as part of the reporting person's annual retainer. At the effective time of the Merger, each issued and outstanding deferred stock unit was automatically cancelled and converted into the right to receive the Merger Consideration.
F4: The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and were scheduled to be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement;(ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date or, if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date.
F5: Shares were held in a Rabbi trust for non-management directors. Director exercised voting rights but had no right to dispose until directorship ended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 27, 2018 13:43 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | Tax withholdingCommon Stock | 7,943 | $48.40 | $384,441.20 |
DisclosureSEC source: 0000354908-18-000015 · wf-form4_151975698953465.xml · nonDerivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,714 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 13:43 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | Exercise / conversionCommon Stock | 11,200 | $34.31 | $384,272.00 |
DisclosureSEC source: 0000354908-18-000015 · wf-form4_151975698953465.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 47 | $0.00 Strike: $37.02 | $0.00 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · derivative · entry 9 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47 shares Expires 2018-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 303 | $0.00 Strike: $33.06 | $0.00 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · derivative · entry 8 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 303 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 4,000 | $0.00 Strike: $53.76 | $0.00 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · derivative · entry 7 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 344 | $0.00 Strike: $34.90 | $0.00 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · derivative · entry 6 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | SaleCommon Stock | 3,000 | $134.72 | $404,156.10 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · nonDerivative · entry 5 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,156 F1 · price: This transaction was executed in multiple trades at prices ranging from $134.50 to $134.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Reporting Person holds 34,956 shares directly and 200 shares owned by Mr. Smith's wife, beneficial ownership of which is disclaimed. Shares held directly include 819 Restricted Stock Units. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 47 | $37.02 | $1,739.94 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · nonDerivative · entry 4 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 303 | $33.06 | $10,017.18 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · nonDerivative · entry 3 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 4,000 | $53.76 | $215,040.00 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · nonDerivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:15 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 344 | $34.90 | $12,005.60 |
DisclosureSEC source: 0001094285-17-000086 · wf-form4_149668293715462.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed Jun 7, 2017 20:46 UTC | WABCO Holdings Inc. WBC · Entity 148887 | GrantCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-031558 · v468508_4.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,096 F1 · security: The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) the reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holdings Inc.; or (iv) 13 months after the grant date; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than five years and one month after the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:10 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 8,721 | $0.00 Strike: $36.73 | $0.00 |
DisclosureSEC source: 0000354908-17-000022 · wf-form4_149375940831876.xml · derivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,721 Underlying: Common Stock · 8,721 shares Expires 2027-04-28 Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:10 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | GrantCommon Stock | 2,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000354908-17-000022 · wf-form4_149375940831876.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,457 F1 · shares: This is a grant of restricted stock units expected to vest on 4/20/2018. Read SEC document |
| April 26, 2017 Filed May 1, 2017 19:16 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | GrantCommon Stock | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001094285-17-000062 · wf-form4_149366618506454.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,462 F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service. F2 · price: In determining the number of units the price of $134.26 was used. F3 · balance_after: Reporting Person holds 33,462 shares directly and 200 shares owned by Mr. Smith's wife, beneficial ownership of which is disclaimed. Shares held directly include 1,964 Restricted Stock Units as of April 26, 2017. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 12:01 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.75 | $0.00 |
DisclosureSEC source: 0000354908-17-000010 · wf-form4_149158084560965.xml · derivative · entry 3 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 12:01 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | Tax withholdingCommon Stock | 11,500 | $36.09 | $415,035.00 |
DisclosureSEC source: 0000354908-17-000010 · wf-form4_149158084560965.xml · nonDerivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,381 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 12:01 UTC | FLIR SYSTEMS INC FLIR · Entity 139418 | Exercise / conversionCommon Stock | 20,000 | $20.75 | $415,000.00 |
DisclosureSEC source: 0000354908-17-000010 · wf-form4_149158084560965.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 9, 2017 22:57 UTC | Zero Gravity Solutions, Inc. ZGSI · Entity 164816 | OtherWarrant · Derivative | 350,000 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001186676-17-000002 · primary_doc.xml · derivative · entry 3 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock, Par Value $0.001 per share · 350,000 shares Expires 2022-03-02 F1 · kind: As referenced in Mr. Smith's Form 4 filed on 07/21/2015, Mr. Smith had originally been issued a warrant to purchase 350,000 shares of the Company's common stock ("Original Warrant") as additional consideration for a loan made by Mr. Smith to the Company. The Original Warrant was then amended to reduce the exercise price to $1.50, as reflected in the Amended Form 4 filed on 03/09/2017. The Company and Mr. Smith agreed that Mr. Smith would exercise the Original Warrant upon the reduction of the exercise price of the Original Warrant. Further, the Company and Mr. Smith agreed that the Company would then issue a new warrant to Mr. Smith with an exercise price of $4.50 per share. F1 · price: As referenced in Mr. Smith's Form 4 filed on 07/21/2015, Mr. Smith had originally been issued a warrant to purchase 350,000 shares of the Company's common stock ("Original Warrant") as additional consideration for a loan made by Mr. Smith to the Company. The Original Warrant was then amended to reduce the exercise price to $1.50, as reflected in the Amended Form 4 filed on 03/09/2017. The Company and Mr. Smith agreed that Mr. Smith would exercise the Original Warrant upon the reduction of the exercise price of the Original Warrant. Further, the Company and Mr. Smith agreed that the Company would then issue a new warrant to Mr. Smith with an exercise price of $4.50 per share. Read SEC document |
| March 01, 2017 Filed Mar 9, 2017 22:57 UTC | Zero Gravity Solutions, Inc. ZGSI · Entity 164816 | OtherWarrant · Derivative | 350,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001186676-17-000002 · primary_doc.xml · derivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, Par Value $0.001 per share · 350,000 shares Expires 2020-07-20 F1 · price: As referenced in Mr. Smith's Form 4 filed on 07/21/2015, Mr. Smith had originally been issued a warrant to purchase 350,000 shares of the Company's common stock ("Original Warrant") as additional consideration for a loan made by Mr. Smith to the Company. The Original Warrant was then amended to reduce the exercise price to $1.50, as reflected in the Amended Form 4 filed on 03/09/2017. The Company and Mr. Smith agreed that Mr. Smith would exercise the Original Warrant upon the reduction of the exercise price of the Original Warrant. Further, the Company and Mr. Smith agreed that the Company would then issue a new warrant to Mr. Smith with an exercise price of $4.50 per share. Read SEC document |
| March 01, 2017 Filed Mar 9, 2017 22:57 UTC | Zero Gravity Solutions, Inc. ZGSI · Entity 164816 | Exercise / conversionCommon Stock, par value $0.001 per share | 350,000 | $1.50 | $525,000.00 |
DisclosureSEC source: 0001186676-17-000002 · primary_doc.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As referenced in Mr. Smith's Form 4 filed on 07/21/2015, Mr. Smith had originally been issued a warrant to purchase 350,000 shares of the Company's common stock ("Original Warrant") as additional consideration for a loan made by Mr. Smith to the Company. The Original Warrant was then amended to reduce the exercise price to $1.50, as reflected in the Amended Form 4 filed on 03/09/2017. The Company and Mr. Smith agreed that Mr. Smith would exercise the Original Warrant upon the reduction of the exercise price of the Original Warrant. Further, the Company and Mr. Smith agreed that the Company would then issue a new warrant to Mr. Smith with an exercise price of $4.50 per share. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 241 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 22 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 241 shares Expires 2017-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 87 | $0.00 Strike: $34.32 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 21 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87 shares Expires 2017-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 302 | $0.00 Strike: $29.78 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 20 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 302 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 648 | $0.00 Strike: $30.84 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 19 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 648 shares Expires 2017-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 4,000 | $0.00 Strike: $46.00 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 18 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Directors Stock Option (right-to-buy) · Derivative | 98 | $0.00 Strike: $30.66 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 17 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 330 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 16 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 330 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 240 | $0.00 Strike: $25.04 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 15 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 342 | $0.00 Strike: $26.31 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 14 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 342 shares Expires 2017-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 891 | $0.00 Strike: $26.94 | $0.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · derivative · entry 13 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 891 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | SaleCommon Stock | 1,779 | $120.17 | $213,780.65 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 12 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,643 F2 · price: This transaction was executed in multiple trades at prices ranging from $120.0900 to $120.2401. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Reporting Person holds 32,643 shares directly and 200 shares owned by Mr. Smith's wife, beneficial ownership of which is disclaimed. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | SaleCommon Stock | 3,927 | $119.60 | $469,677.45 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 11 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,422 F1 · price: This transaction was executed in multiple trades at prices ranging from $119.0801 to $120.0500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 241 | $37.29 | $8,986.89 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 10 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 87 | $34.32 | $2,985.84 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 9 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 302 | $29.78 | $8,993.56 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 8 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 648 | $30.84 | $19,984.32 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 7 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 4,000 | $46.00 | $184,000.00 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 6 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 98 | $30.66 | $3,004.68 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 5 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 330 | $27.26 | $8,995.80 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 4 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 240 | $25.04 | $6,009.60 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 3 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 342 | $26.31 | $8,998.02 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 2 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:03 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 891 | $26.94 | $24,003.54 |
DisclosureSEC source: 0001094285-16-000299 · wf-form4_147924740125926.xml · nonDerivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2015 Filed Mar 9, 2017 22:50 UTC Amendment | Zero Gravity Solutions, Inc. ZGSI · Entity 164816 | OtherWarrant · Derivative | 350,000 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001186676-17-000001 · primary_doc.xml · derivative · entry 1 SMITH MICHAEL T · CIK 0001186676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock, Par Value $0.001 per share · 350,000 shares Expires 2020-07-20 F1 · derivative.exercise_price: On March 1, 2017, the Company and Mr. Smith agreed to amend the Warrant in order to reduce the exercise price to $1.50. This Amended Form 4 is filed to reflect such exercise price reduction. F2 · kind: Warrants issued as additional consideration for a loan made by Mr. Smith to the Company in the amount of $500,000. Pursuant to the Promissory Note with the Company, in addition to the warrants, Mr. Smith shall receive interest on the loan at a rate per annum of 8.5%, payable quarterly. F2 · price: Warrants issued as additional consideration for a loan made by Mr. Smith to the Company in the amount of $500,000. Pursuant to the Promissory Note with the Company, in addition to the warrants, Mr. Smith shall receive interest on the loan at a rate per annum of 8.5%, payable quarterly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.