Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pangaea Logistics Solutions Ltd.PANL · Entity 5424 | Director | February 18, 2026 | February 20, 2026 |
| SFL Corp Ltd.SFL · Entity 4611 | Director | March 18, 2026 | April 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pangaea Logistics Solutions Ltd.
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share $0.0001 Par ValueSEC Table I · non-derivative | Direct | 37,228 |
Reported balance
After 2026-02-18 transaction · row 1
1 source rowRow 1 · 2026-02-18 · Grant · Acquired 14,151 · Balance 37,228 F1: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). |
Filing footnotes · ownership attribution and instrument terms
F1: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024).
SFL Corp Ltd.
Report date March 18, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 12,647 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 12,647 |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2026-05-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on May 13, 2022 and subsequent vesting on May 13, 2023 and May 13, 2024. These share options become exercisable upon vesting. |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.67 · Expires 2027-02-15 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 15, 2023 and subsequent vesting on February 15, 2024 and February 15, 2025. These share options become exercisable upon vesting. |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2028-02-14 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F3: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 14, 2024 and subsequent vesting on February 14, 2025 and February 14, 2026. These share options become exercisable upon vesting. |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.81 · Expires 2029-02-13 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F4: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 13, 2025 and subsequent vesting on February 13, 2026 and February 13, 2027. These share options become exercisable upon vesting. |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.52 · Expires 2030-03-12 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F5: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on March 12, 2026 and subsequent vesting on March 12, 2027 and March 12, 2028. These share options become exercisable upon vesting. |
| Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.28 · Expires 2031-02-19 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F6: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 19, 2027 and subsequent vesting on February 19, 2028 and February 19, 2029. These share options become exercisable upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on May 13, 2022 and subsequent vesting on May 13, 2023 and May 13, 2024. These share options become exercisable upon vesting.
F2: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 15, 2023 and subsequent vesting on February 15, 2024 and February 15, 2025. These share options become exercisable upon vesting.
F3: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 14, 2024 and subsequent vesting on February 14, 2025 and February 14, 2026. These share options become exercisable upon vesting.
F4: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 13, 2025 and subsequent vesting on February 13, 2026 and February 13, 2027. These share options become exercisable upon vesting.
F5: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on March 12, 2026 and subsequent vesting on March 12, 2027 and March 12, 2028. These share options become exercisable upon vesting.
F6: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 19, 2027 and subsequent vesting on February 19, 2028 and February 19, 2029. These share options become exercisable upon vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Eagle Bulk Shipping Inc.
Report date April 09, 2024 · Filed April 11, 2024
Section 16 reporting ended · disclosed 2024-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-04-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-09 · Disposition to issuer · Disposed 10,847 · Balance 129,513 F1: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on September 3, 2021 and certain performance criteria were certified on March 11, 2022. The unvested restricted shares of common stock subject to this award were cancelled and converted into 28,433 restricted common shares of Star Bulk Carriers Corp. ("Star Bulk") in connection with the closing of the merger of Eagle Bulk Shipping Inc. (the "Issuer") and Star Bulk pursuant to that certain Agreement and Plan of Merger dated December 11, 2023, by and among the Issuer, Star Bulk and Star Infinity Corp. (the "Merger Agreement"). Row 2 · 2024-04-09 · Disposition to issuer · Disposed 129,513 · Balance 0 F2: Disposed of in exchange for 339,466 common shares of Star Bulk and cash in lieu of fractional shares in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-09 · Disposition to issuer · Disposed 3,100 · Balance 0 F3: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-09 · Disposition to issuer · Disposed 7,220 · Balance 0 F4: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-04-09 · Disposition to issuer · Disposed 38,045 · Balance 0 F5: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,045 |
Reported balance
After 2024-04-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-04-09 · Grant · Acquired 38,045 · Balance 38,045 F6: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on November 15, 2022 had been met and 38,045 restricted stock units may become vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-04-09 · Disposition to issuer · Disposed 38,045 · Balance 0 F7: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-04-09 · Disposition to issuer · Disposed 5,660 · Balance 0 F8: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-09 · Disposition to issuer · Disposed 5,135 · Balance 0 F9: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,245 |
Reported balance
After 2024-04-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-04-09 · Grant · Acquired 4,245 · Balance 4,245 F10: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 4,245 restricted stock units may become vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-04-09 · Disposition to issuer · Disposed 4,245 · Balance 0 F11: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on September 3, 2021 and certain performance criteria were certified on March 11, 2022. The unvested restricted shares of common stock subject to this award were cancelled and converted into 28,433 restricted common shares of Star Bulk Carriers Corp. ("Star Bulk") in connection with the closing of the merger of Eagle Bulk Shipping Inc. (the "Issuer") and Star Bulk pursuant to that certain Agreement and Plan of Merger dated December 11, 2023, by and among the Issuer, Star Bulk and Star Infinity Corp. (the "Merger Agreement").
F2: Disposed of in exchange for 339,466 common shares of Star Bulk and cash in lieu of fractional shares in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F3: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F4: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F5: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F6: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on November 15, 2022 had been met and 38,045 restricted stock units may become vested.
F7: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F8: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F9: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
F10: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 4,245 restricted stock units may become vested.
F11: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Feb 20, 2026 23:55 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 14,151 | $8.48 | $120,000.48 |
DisclosureSEC source: 0001628280-26-010358 · wk-form4_1771631727.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,228 F1 · acquired: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). Read SEC document |
| February 19, 2025 Filed Feb 19, 2025 22:38 UTC | Pangaea Logistics Solutions Ltd. PANL · Entity 5424 | GrantCommon Share $0.0001 Par Value | 23,077 | $5.20 | $120,000.40 |
DisclosureSEC source: 0001606909-25-000062 · wk-form4_1740004673.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,077 F1 · acquired: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2024 Share Incentive Plan (as amended and restated by the Board of Directors on May 7, 2024). Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 4,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 11 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,245 shares Expires not disclosed F11 · derivative.exercise_price: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F11 · price: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F11 · derivative.exercise_date: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F11 · derivative.expiration_date: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 11,127 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 4,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 10 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,245 Underlying: Common Stock · 4,245 shares Expires not disclosed F10 · derivative.exercise_price: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 4,245 restricted stock units may become vested. F10 · derivative.exercise_date: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 4,245 restricted stock units may become vested. F10 · derivative.expiration_date: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 4,245 restricted stock units may become vested. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 5,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 9 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,135 shares Expires not disclosed F9 · derivative.exercise_price: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F9 · price: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F9 · derivative.exercise_date: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F9 · derivative.expiration_date: This award of performance-based restricted stock units was granted on March 6, 2023 and certain performance criteria were certified on February 24, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 13,460 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 5,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 8 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,660 shares Expires not disclosed F8 · derivative.exercise_price: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F8 · price: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F8 · derivative.exercise_date: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F8 · derivative.expiration_date: This award was granted on March 6, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 14,836 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 38,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 7 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,045 shares Expires not disclosed F7 · derivative.exercise_price: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F7 · price: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F7 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F7 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on November 15, 2022 and certain performance criteria were met on April 9, 2024. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 38,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 6 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,045 Underlying: Common Stock · 38,045 shares Expires not disclosed F6 · derivative.exercise_price: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on November 15, 2022 had been met and 38,045 restricted stock units may become vested. F6 · derivative.exercise_date: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on November 15, 2022 had been met and 38,045 restricted stock units may become vested. F6 · derivative.expiration_date: On April 9, 2024, in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement, certain performance criteria for the performance-based restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on November 15, 2022 had been met and 38,045 restricted stock units may become vested. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 38,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 5 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,045 shares Expires not disclosed F5 · derivative.exercise_price: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F5 · price: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F5 · derivative.exercise_date: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F5 · derivative.expiration_date: This award was granted on November 15, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 99,720 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 7,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,220 shares Expires not disclosed F4 · derivative.exercise_price: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F4 · price: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F4 · derivative.exercise_date: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F4 · derivative.expiration_date: This award of performance-based restricted stock units was granted on March 11, 2022 and certain performance criteria were certified on March 8, 2023. The unvested restricted stock units subject to this award were cancelled and converted into 18,925 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerRestricted Stock Units · Derivative | 3,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · derivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires not disclosed F3 · derivative.exercise_price: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F3 · price: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F3 · derivative.exercise_date: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F3 · derivative.expiration_date: This award was granted on March 11, 2022. The unvested restricted stock units subject to this award were cancelled and converted into 8,126 restricted stock units of Star Bulk in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerCommon Stock | 129,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of in exchange for 339,466 common shares of Star Bulk and cash in lieu of fractional shares in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. F2 · price: Disposed of in exchange for 339,466 common shares of Star Bulk and cash in lieu of fractional shares in connection with the closing of the merger of the Issuer and Star Bulk pursuant to the Merger Agreement. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Disposition to issuerCommon Stock | 10,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-015816 · wk-form4_1712866671.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,513 F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on September 3, 2021 and certain performance criteria were certified on March 11, 2022. The unvested restricted shares of common stock subject to this award were cancelled and converted into 28,433 restricted common shares of Star Bulk Carriers Corp. ("Star Bulk") in connection with the closing of the merger of Eagle Bulk Shipping Inc. (the "Issuer") and Star Bulk pursuant to that certain Agreement and Plan of Merger dated December 11, 2023, by and among the Issuer, Star Bulk and Star Infinity Corp. (the "Merger Agreement"). F1 · price: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on September 3, 2021 and certain performance criteria were certified on March 11, 2022. The unvested restricted shares of common stock subject to this award were cancelled and converted into 28,433 restricted common shares of Star Bulk Carriers Corp. ("Star Bulk") in connection with the closing of the merger of Eagle Bulk Shipping Inc. (the "Issuer") and Star Bulk pursuant to that certain Agreement and Plan of Merger dated December 11, 2023, by and among the Issuer, Star Bulk and Star Infinity Corp. (the "Merger Agreement"). Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-007342 · wk-form4_1709075573.xml · derivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,135 Underlying: Common Stock · 2,567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. F1 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. F1 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 7,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-007342 · wk-form4_1709075573.xml · derivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,702 Underlying: Common Stock · 7,702 shares Expires not disclosed F3 · derivative.exercise_price: On February 24, 2024, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for certain performance-vested restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 6, 2023 had been met and 7,702 restricted stock units may become vested. F1 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. F1 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 1,190 | $61.00 | $72,590.00 |
DisclosureSEC source: 0001628280-24-007342 · wk-form4_1709075573.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,360 F2 · kind: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units on February 24, 2024. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 2,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-007342 · wk-form4_1709075573.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This award of performance-vested restricted stock units was granted on March 6, 2023 and certain performance criteria was certified as described in footnote (3) below. Following the certification of performance criteria, the award vests in three substantially equal installments on February 24, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · derivative · entry 8 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,660 Underlying: Common Stock · 2,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: This award was granted on March 6, 2023. The award vests in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. F4 · derivative.exercise_date: This award was granted on March 6, 2023. The award vests in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. F4 · derivative.expiration_date: This award was granted on March 6, 2023. The award vests in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 7,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · derivative · entry 7 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,220 Underlying: Common Stock · 7,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria with respect to this award was certified by the Compensation Committee of the Board of Directors of the Issuer on March 8, 2023. The award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. F3 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria with respect to this award was certified by the Compensation Committee of the Board of Directors of the Issuer on March 8, 2023. The award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. F3 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria with respect to this award was certified by the Compensation Committee of the Board of Directors of the Issuer on March 8, 2023. The award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · derivative · entry 6 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,100 Underlying: Common Stock · 3,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. F2 · derivative.exercise_date: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. F2 · derivative.expiration_date: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 6,096 | $54.38 | $331,500.48 |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · nonDerivative · entry 5 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,983 F5 · shares: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units awarded on March 11, 2022 and March 6, 2023. The total value of securities withheld was based on a price of $54.38 per share, the closing price of the common stock on January 2, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 2,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · nonDerivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This award was granted on March 6, 2023. The award vests in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 7,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · nonDerivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria with respect to this award was certified by the Compensation Committee of the Board of Directors of the Issuer on March 8, 2023. The award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 3,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:15 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 3,057 | $54.38 | $166,239.66 |
DisclosureSEC source: 0001628280-24-000442 · wk-form4_1704402923.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,929 F1 · shares: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted common stock awarded on February 19, 2021. The total value of securities withheld was based on a price of $54.38 per share, the closing price of the common stock on January 2, 2024. Read SEC document |
| September 03, 2023 Filed Sep 6, 2023 16:18 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 5,165 | $44.03 | $227,414.95 |
DisclosureSEC source: 0001628280-23-031549 · wk-form4_1694031478.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,986 F1 · kind: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of restricted common stock granted on September 3, 2021 and of performance-vested restricted common stock granted on September 3, 2021 and certified on March 11, 2022. The total value of securities withheld was based on a price of $44.03 per share, the closing price of the common stock on September 1, 2023. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:30 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 6,503 | $50.09 | $325,735.27 |
DisclosureSEC source: 0001628280-23-023660 · wk-form4_1687915800.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,151 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on March 14, 2023. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $50.00 to $50.29. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2023 Filed Mar 8, 2023 20:53 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 7,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007125 · wf-form4_167832677203135.xml · derivative · entry 5 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,440 Underlying: Common Stock · 7,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. F1 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. F1 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| March 08, 2023 Filed Mar 8, 2023 20:53 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 21,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007125 · wf-form4_167832677203135.xml · derivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,658 Underlying: Common Stock · 21,658 shares Expires not disclosed F5 · derivative.exercise_price: On March 8, 2023, the Compensation Committee of the Board of Directors of the Issuer certified that certain performance criteria for the performance-vested restricted stock units granted under the Issuer's 2016 Equity Incentive Plan to Gary Vogel, the Issuer's Chief Executive Officer, on March 11, 2022 had been met and 21,658 restricted stock units may become vested. F1 · derivative.exercise_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. F1 · derivative.expiration_date: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| March 08, 2023 Filed Mar 8, 2023 20:53 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 3,345 | $54.65 | $182,804.25 |
DisclosureSEC source: 0001628280-23-007125 · wf-form4_167832677203135.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,654 F2 · kind: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units on March 8, 2023. Read SEC document |
| March 08, 2023 Filed Mar 8, 2023 20:53 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 7,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-007125 · wf-form4_167832677203135.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This award of performance-vested restricted stock units was granted on March 11, 2022 and certain performance criteria was certified as described in footnote (5) below. Following the certification of performance criteria, the award vests in three substantially equal installments on March 8, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 20:53 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 8,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007125 · wf-form4_167832677203135.xml · derivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,490 Underlying: Common Stock · 8,490 shares Expires not disclosed F3 · derivative.exercise_price: On March 6, 2023, Eagle Bulk Shipping Inc. (the "Issuer") granted to Gary Vogel, the Issuer's Chief Executive Officer, 8,490 restricted stock units under the Issuer's 2016 Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. F4 · derivative.expiration_date: The restricted stock units vest in three substantially equal installments on January 2, 2024, January 2, 2025 and January 2, 2026. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 19:57 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionRestricted Stock Units · Derivative | 3,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000348 · wf-form4_167288024713923.xml · derivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Underlying: Common Stock · 3,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. F1 · derivative.exercise_date: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. F1 · derivative.expiration_date: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 19:57 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 6,396 | $49.94 | $319,416.24 |
DisclosureSEC source: 0001628280-23-000348 · wf-form4_167288024713923.xml · nonDerivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,781 F3 · kind: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of shares of restricted common stock awarded on May 14, 2020 and February 19, 2021. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 19:57 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 1,443 | $49.94 | $72,063.42 |
DisclosureSEC source: 0001628280-23-000348 · wf-form4_167288024713923.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,177 F2 · kind: Represents the withholding of shares to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units awarded on March 11, 2022. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 19:57 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Exercise / conversionCommon Stock | 3,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-000348 · wf-form4_167288024713923.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This award was granted on March 11, 2022. The award vests in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 08:38 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 5,000 | $51.54 | $257,700.00 |
DisclosureSEC source: 0001628280-22-032521 · wf-form4_167180268236825.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,521 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $51.25 to $51.74. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 08:38 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 10,000 | $50.41 | $504,100.00 |
DisclosureSEC source: 0001628280-22-032521 · wf-form4_167180268236825.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,521 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $50.06 to $50.82. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1 and 2. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:28 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 38,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030383 · wf-form4_166872770073877.xml · derivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,045 Underlying: Common Stock · 38,045 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest in a single installment on the date that is 42 months following the Date of Grant (as defined below) or May 15, 2026. Upon settlement, the vested restricted stock units shall be settled in one share of common stock for each such restricted stock unit or, if determined by the administrator of the Plan (as defined below), in a cash payment equal to the fair market value of one share of common stock for each such restricted stock unit. F2 · kind: On November 15, 2022 (the "Date of Grant"), the Board of Directors of Eagle Bulk Shipping Inc. (the "Issuer") granted to Gary Vogel, the Issuer's Chief Executive Officer, 38,045 restricted stock units under the Issuer's 2016 Equity Incentive Plan (the "Plan"). F1 · derivative.exercise_date: The restricted stock units vest in a single installment on the date that is 42 months following the Date of Grant (as defined below) or May 15, 2026. Upon settlement, the vested restricted stock units shall be settled in one share of common stock for each such restricted stock unit or, if determined by the administrator of the Plan (as defined below), in a cash payment equal to the fair market value of one share of common stock for each such restricted stock unit. F1 · derivative.expiration_date: The restricted stock units vest in a single installment on the date that is 42 months following the Date of Grant (as defined below) or May 15, 2026. Upon settlement, the vested restricted stock units shall be settled in one share of common stock for each such restricted stock unit or, if determined by the administrator of the Plan (as defined below), in a cash payment equal to the fair market value of one share of common stock for each such restricted stock unit. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 18:05 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | Tax withholdingCommon Stock | 5,165 | $43.52 | $224,780.80 |
DisclosureSEC source: 0001628280-22-024619 · wf-form4_166267468411739.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,521 F1 · kind: The disposition of shares represents the withholding of shares to satisfy the reporting person's tax withholding upon the vesting of the stock grants awarded on September 3, 2021 and the performance grants awarded on September 3, 2021 and certified on March 11, 2022. The total amount of taxes withheld was based on $43.52 per share, the closing price of the common stock on September 2, 2022. Read SEC document |
| April 19, 2022 Filed Apr 19, 2022 16:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 110 | $70.45 | $7,749.50 |
DisclosureSEC source: 0001628280-22-009563 · wf-form4_165039919810899.xml · nonDerivative · entry 5 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,686 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $70.13 to $70.45. Read SEC document |
| April 19, 2022 Filed Apr 19, 2022 16:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 3,890 | $69.29 | $269,538.10 |
DisclosureSEC source: 0001628280-22-009563 · wf-form4_165039919810899.xml · nonDerivative · entry 4 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,796 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $69.08 to $70.04. Read SEC document |
| April 19, 2022 Filed Apr 19, 2022 16:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 5,719 | $68.25 | $390,321.75 |
DisclosureSEC source: 0001628280-22-009563 · wf-form4_165039919810899.xml · nonDerivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,686 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $68.02 to $68.98. Read SEC document |
| April 19, 2022 Filed Apr 19, 2022 16:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 12,189 | $67.58 | $823,732.62 |
DisclosureSEC source: 0001628280-22-009563 · wf-form4_165039919810899.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,405 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $67.02 to $68.01. Read SEC document |
| April 19, 2022 Filed Apr 19, 2022 16:13 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 7,533 | $66.44 | $500,492.52 |
DisclosureSEC source: 0001628280-22-009563 · wf-form4_165039919810899.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,594 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $66.02 to $66.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 through 6. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 16:11 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 501 | $64.93 | $32,529.93 |
DisclosureSEC source: 0001628280-22-007178 · wf-form4_164815266871260.xml · nonDerivative · entry 3 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,127 Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 16:11 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 1,721 | $64.35 | $110,746.35 |
DisclosureSEC source: 0001628280-22-007178 · wf-form4_164815266871260.xml · nonDerivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,628 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $64.32 to $64.45. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 16:11 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | SaleCommon Stock | 13,279 | $63.67 | $845,473.93 |
DisclosureSEC source: 0001628280-22-007178 · wf-form4_164815266871260.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,349 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple tranches at prices ranging from $63.31 to $64.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1 and 2. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 16:50 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantRestricted Stock Units · Derivative | 9,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006273 · wf-form4_164737743455774.xml · derivative · entry 2 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Underlying: Common Stock · 9,299 shares Expires not disclosed F2 · derivative.exercise_price: On March 11, 2022, the Issuer granted to Gary Vogel, the Issuer's Chief Executive Officer, 9,299 shares of restricted stock units under the Issuer's 2016 Equity Incentive Plan. F3 · derivative.exercise_date: The shares of the restricted stock units vest in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. F3 · derivative.expiration_date: The shares of the restricted stock units vest in three substantially equal installments on January 2, 2023, January 2, 2024 and January 2, 2025. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 16:50 UTC | Eagle Bulk Shipping Inc. EGLE · Entity 92053 | GrantCommon Stock | 23,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-006273 · wf-form4_164737743455774.xml · nonDerivative · entry 1 Vogel Gary · CIK 0001652305 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,628 F1 · kind: On March 11, 2022, the Board of Directors of Eagle Bulk Shipping Inc. (the "Issuer") certified the performance grants from September 3, 2021, where the Issuer granted to Gary Vogel, the Issuer's Chief Executive Officer, 23,603 shares of restricted common stock under the issuer's 2016 Equity Incentive Plan. The shares of restricted common stock vest in three substantially equal installments on September 3, 2022, September 3, 2023 and September 3, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.