Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WASHINGTON TRUST BANCORP INCWASH · Entity 5187 | SEVP, Chief Comm'l Banking Off | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WASHINGTON TRUST BANCORP INC
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,280 |
Ending reported balance
After 2026-04-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-23 · Purchase · Acquired 20,097 · Balance 25,377 F1: The reported price is a weighted average with a range in price from $30.42 to $31.415. The breakdown of actual transactions will be available upon request. Row 2 · 2026-04-23 · Purchase · Acquired 11,903 · Balance 37,280 F2: The reported price is a weighted average with a range in price from $31.42 to $31.57. The breakdown of actual transactions will be available upon request. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price is a weighted average with a range in price from $30.42 to $31.415. The breakdown of actual transactions will be available upon request.
F2: The reported price is a weighted average with a range in price from $31.42 to $31.57. The breakdown of actual transactions will be available upon request.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BOSTON PRIVATE FINANCIAL HOLDINGS INC
Report date July 01, 2021 · Filed July 06, 2021
Section 16 reporting ended · disclosed 2021-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 1
1 source rowRow 1 · 2021-07-01 · Disposition to issuer · Disposed 65,876.546 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-01 · Disposition to issuer · Disposed 2,106 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-01 · Disposition to issuer · Disposed 25,634 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-01 · Disposition to issuer · Disposed 7,035 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-01 · Disposition to issuer · Disposed 31,656 · Balance 0 F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-01 · Disposition to issuer · Disposed 18,953 · Balance 0 F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.16 · Expires 2030-05-15 | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-07-01 · Disposition to issuer · Disposed 45,455 · Balance 0 F4: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,209 shares of SVB common stock for $231.58 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.08 · Expires 2029-05-15 | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-07-01 · Disposition to issuer · Disposed 22,727 · Balance 0 F5: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock.
F3: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock.
F4: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,209 shares of SVB common stock for $231.58 per share.
F5: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share.
Beacon Financial Corp
Report date August 29, 2025 · Filed September 03, 2025
Section 16 reporting ended · disclosed 2025-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,072 |
Last balance in matching sequence
After 2025-08-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-29 · Grant · Acquired 8,950 · Balance 17,443 F3: On January 30, 2024 the reporting person was granted 8,950 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 100% of target, resulting in the vesting of 8,950 shares of restricted stock, and were transferred to the executive on August 29, 2025. F2: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly. Row 2 · 2025-08-29 · Tax withholding · Disposed 4,371 · Balance 13,072 F2: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award II | 0 |
Reported balance
Holding disclosure · report date 2025-08-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F2: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly. F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025.
F2: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly.
F3: On January 30, 2024 the reporting person was granted 8,950 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 100% of target, resulting in the vesting of 8,950 shares of restricted stock, and were transferred to the executive on August 29, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2026 Filed Apr 27, 2026 19:57 UTC | WASHINGTON TRUST BANCORP INC WASH · Entity 5187 | PurchaseCommon Stock | 11,903 | $31.51 | $375,119.47 |
DisclosureSEC source: 0000737468-26-000066 · primary_01.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · SEVP, Chief Comm'l Banking Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,280 F2 · price: The reported price is a weighted average with a range in price from $31.42 to $31.57. The breakdown of actual transactions will be available upon request. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 19:57 UTC | WASHINGTON TRUST BANCORP INC WASH · Entity 5187 | PurchaseCommon Stock | 20,097 | $30.97 | $622,452.32 |
DisclosureSEC source: 0000737468-26-000066 · primary_01.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP, Chief Comm'l Banking Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,377 F1 · price: The reported price is a weighted average with a range in price from $30.42 to $31.415. The breakdown of actual transactions will be available upon request. Read SEC document |
| January 22, 2026 Filed Jan 26, 2026 21:52 UTC | WASHINGTON TRUST BANCORP INC WASH · Entity 5187 | GrantCommon Stock | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000737468-26-000014 · primary_01.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP, Chief Comm'l Banking Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,280 Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 21:25 UTC | WASHINGTON TRUST BANCORP INC WASH · Entity 5187 | GrantCommon Stock | 2,570 | $0.00 | $0.00 |
DisclosureSEC source: 0000737468-25-000051 · primary_01.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP, Chief Comm'l Banking Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,570 Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 15:07 UTC | Beacon Financial Corp BBT · Entity 649 | Tax withholdingCommon Stock | 4,371 | $26.13 | $114,214.23 |
DisclosureSEC source: 0001437749-25-028223 · rdgdoc.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,072 F2 · balance_after: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 15:07 UTC | Beacon Financial Corp BBT · Entity 649 | GrantCommon Stock | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-028223 · rdgdoc.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,443 F3 · shares: On January 30, 2024 the reporting person was granted 8,950 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 100% of target, resulting in the vesting of 8,950 shares of restricted stock, and were transferred to the executive on August 29, 2025. F2 · balance_after: Since the reporting person's last report, 3,978 shares previously held through Stock Award II have vested and are now owned directly. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 18:03 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 1,547 | $29.13 | $45,064.11 |
DisclosureSEC source: 0001437749-25-002518 · rdgdoc.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,515 F3 · balance_after: Since the reporting person's last report, 2,471 shares previously held through Stock Award I and 1,989 shares previously held through Stock Award II have vested and are now owned directly. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 15:21 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 5,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002767 · rdgdoc.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: No plan indicated Ownership: Indirect · By Stock Award II Disclosed balance after: 5,967 F2 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 15:21 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 868 | $25.05 | $21,743.40 |
DisclosureSEC source: 0001437749-24-002767 · rdgdoc.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,602 F3 · balance_after: Since the reporting person's last report, 2,470 shares previously held through Stock Award I have vested and are now owned directly. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 18:27 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 4,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-001605 · doc1.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · SEVP-Head of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award I Disclosed balance after: 4,941 F1 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in two equal annual installments beginning on January 30, 2024. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerStock Option (Right to Buy) · Derivative | 22,727 | $0.00 Strike: $11.08 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 8 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires 2029-05-15 F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 604 shares of SVB common stock for $416.55 per share. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerStock Option (Right to Buy) · Derivative | 45,455 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 7 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,455 shares Expires 2030-05-15 F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,209 shares of SVB common stock for $231.58 per share. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock (other than performance-based options) that was outstanding and unexercised immediately prior to the effective time of the Merger automatically converted into an option to purchase shares of SVB common stock on the same terms and conditions (including vesting and exercisability terms) as applied to such option immediately prior to the effective time of the Merger, with the number of underlying shares and the exercise price determined in accordance with the terms of the Merger Agreement. This option was converted into an option to purchase 1,209 shares of SVB common stock for $231.58 per share. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 18,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 6 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,953 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. F3 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 31,656 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 5 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,656 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. F3 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. F3 · derivative.expiration_date: Each performance-based restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Pursuant to Merger Agreement, each performance-based restricted stock unit outstanding immediately prior to the effective time of Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock, with the number of underlying shares determined in accordance with the Merger Agreement and with performance goals deemed satisfied at the target level. Except with respect to terms and conditions relating to performance, the same terms and conditions (including service-based vesting terms) apply to such restricted stock units in respect of shares of SVB common stock as applied to such performance-based restricted stock units of the Issuer immediately prior to effective time of Merger. These performance-based restricted stock units were converted into restricted stock units in respect of an aggregate of 1,346 shares of SVB common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerRestricted Stock Units · Derivative | 7,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 4 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,035 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerRestricted Stock Units · Derivative | 25,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 3 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,634 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerRestricted Stock Units · Derivative | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · derivative · entry 2 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,106 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Pursuant to the Merger Agreement, each time-based restricted stock unit outstanding immediately prior to the effective time of the Merger automatically converted into a restricted stock unit in respect of shares of SVB common stock on the same terms and conditions (including vesting terms) as applied to such restricted stock units immediately prior to the effective time of the Merger, with the number of underlying shares determined in accordance with the terms of the Merger Agreement. These restricted stock units were converted into restricted stock units in respect of an aggregate of 925 shares of SVB common stock. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:39 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Disposition to issuerCommon Stock | 65,876.546 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000177 · wf-form4_162561114583633.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer. Read SEC document |
| May 17, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | SaleCommon Stock | 3,055 | $15.07 | $46,044.96 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 7 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,876.546 Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,154 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · derivative · entry 11 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020. F3 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020. F3 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020. F4 · derivative.underlying_shares: Number represents targeted performance shares initially granted for the 2018-2020 performance period. Actual shares earned were 44% of the targeted performance shares based on performance for the performance period. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionRestricted Stock Units · Derivative | 3,517 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · derivative · entry 10 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,035 Underlying: Common Stock · 3,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionRestricted Stock Units · Derivative | 7,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · derivative · entry 9 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionRestricted Stock Units · Derivative | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · derivative · entry 8 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 2,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 3,154 | $15.19 | $47,909.26 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 6 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,931.546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Tax withholdingCommon Stock | 1,033 | $15.19 | $15,691.27 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 5 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,777.546 Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Tax withholdingCommon Stock | 619 | $15.19 | $9,402.61 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 4 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,810.546 Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 3,517 | $15.19 | $53,423.23 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 3 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,429.546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 7,169 | $15.19 | $108,897.11 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,912.546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 2,106 | $15.19 | $31,990.14 |
DisclosureSEC source: 0000821127-21-000132 · wf-form4_162137012027388.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,743.546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:52 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantRestricted Stock Units · Derivative | 25,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-21-000050 · wf-form4_161592792386425.xml · derivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,634 Underlying: Common Stock · 25,634 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| June 30, 2020 Filed Feb 16, 2021 16:24 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | OtherCommon Stock | 2,064.41 | $5.85 | $12,072.67 |
DisclosureSEC source: 0000821127-21-000022 · wf-form5_161351064034125.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,637.546 F1 · balance_after: Balance reflects shares acquired on 6-30-20 under Company's Employee Stock Purchase Plan. Read SEC document |
| May 18, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | SaleCommon Stock | 3,948 | $6.54 | $25,827.82 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · nonDerivative · entry 5 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,573.136 Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantStock Option (Right to Buy) · Derivative | 45,455 | $0.00 Strike: $6.16 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 11 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 Underlying: Common Stock · 45,455 shares Expires 2030-05-15 F6 · derivative.exercise_date: Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantPerformance Restricted Stock Units · Derivative | 31,656 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 10 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,656 Underlying: Common Stock · 31,656 shares Expires not disclosed F5 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. F5 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. F5 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantRestricted Stock Units · Derivative | 10,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 9 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,552 Underlying: Common Stock · 10,552 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F4 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F4 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionRestricted Stock Units · Derivative | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 8 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,212 Underlying: Common Stock · 2,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F4 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F4 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionRestricted Stock Units · Derivative | 6,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 7 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 7,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · derivative · entry 6 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019. F1 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019. F1 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019. F2 · derivative.underlying_shares: Number represents targeted performance shares initially granted for the 2017-2019 performance period. Actual shares earned were 81% of the targeted performance shares based on performance for the performance period. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Tax withholdingCommon Stock | 619 | $6.16 | $3,809.95 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · nonDerivative · entry 4 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,521.136 Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 2,106 | $6.16 | $12,962.43 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · nonDerivative · entry 3 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,140.136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 6,451 | $6.16 | $39,705.91 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,034.136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 18:09 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionCommon Stock | 7,838 | $6.16 | $48,242.89 |
DisclosureSEC source: 0000821127-20-000155 · wf-form4_158992616932073.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,583.136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 16:22 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | OtherCommon Stock | 354.974 | $10.23 | $3,629.96 |
DisclosureSEC source: 0000821127-20-000015 · wf-form5_158154255949554.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,745.136 F1 · shares: Shares acquired through Company Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Feb 12, 2020 16:22 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | OtherCommon Stock | 1,922.452 | $9.16 | $17,600.05 |
DisclosureSEC source: 0000821127-20-000015 · wf-form5_158154255949554.xml · nonDerivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390.161 F1 · shares: Shares acquired through Company Employee Stock Purchase Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantStock Option (Right to Buy) · Derivative | 22,727 | $0.00 Strike: $11.08 | $0.00 |
DisclosureSEC source: 0000821127-19-000072 · wf-form4_155812541413077.xml · derivative · entry 3 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,727 Underlying: Common Stock · 22,727 shares Expires 2029-05-15 F3 · derivative.exercise_date: Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantPerformance Restricted Stock Units · Derivative | 18,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-19-000072 · wf-form4_155812541413077.xml · derivative · entry 2 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 Underlying: Common Stock · 18,953 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. F2 · derivative.exercise_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. F2 · derivative.expiration_date: Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2019 through December 31, 2021. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:37 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | GrantRestricted Stock Units · Derivative | 6,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000821127-19-000072 · wf-form4_155812541413077.xml · derivative · entry 1 Brown James Cannon · CIK 0001772542 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,318 Underlying: Common Stock · 6,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:21 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Exercise / conversionPerformance Shares · Derivative | 15,392 | $0.00 Strike: $11.32 | $0.00 |
DisclosureSEC source: 0000821127-19-000063 · wf-form4_155795529186552.xml · derivative · entry 4 Brown James Cannon · CIK 0001772542 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 30 day average share price on grant date, according to Plan. F2 · derivative.exercise_date: Each Performance Share represents a contingent right to receive one share of the Company's common stock. Performance Shares vest based on the Company's performance for the period January 1, 2016 through December 31, 2018. F2 · derivative.expiration_date: Each Performance Share represents a contingent right to receive one share of the Company's common stock. Performance Shares vest based on the Company's performance for the period January 1, 2016 through December 31, 2018. F3 · derivative.underlying_shares: Number represents targeted performance shares initially granted for the 2016-2018 performance period. Actual shares earned were 110% of the targeted performance shares based on performance for the performance period. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:21 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Tax withholdingCommon Stock | 4,526 | $10.91 | $49,378.66 |
DisclosureSEC source: 0000821127-19-000063 · wf-form4_155795529186552.xml · nonDerivative · entry 3 Brown James Cannon · CIK 0001772542 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,467.709 Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:21 UTC | BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH · Entity 137583 | Tax withholdingCommon Stock | 2,743 | $10.91 | $29,926.13 |
DisclosureSEC source: 0000821127-19-000063 · wf-form4_155795529186552.xml · nonDerivative · entry 2 Brown James Cannon · CIK 0001772542 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,993.709 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.