Lisboa Persio V

SEC source: 0001624583-26-000001 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,203

F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

SEC source: 0001562180-25-003251 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,962

F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

SEC source: 0001562180-24-005807 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,594

SEC source: 0001562180-24-003534 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,994

F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

SEC source: 0001562180-23-003725 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,101

F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

SEC source: 0001562180-23-003741 · primarydocument.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,101

F1 · date: This amendment is being filed solely to correct the date of the reported transaction, which was incorrectly reported in the original Form 4.

F2 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 9

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,317 shares

Expires 2022-02-11

F8 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F8 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

F8 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain Revenue Growth performance conditions were met.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 8

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,981 shares

Expires 2022-02-11

F7 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F7 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

F7 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for cliff vesting as to 100% of the eligible shares on the three year anniversary date of the grant if certain EBITDA Margin performance conditions were met.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 7

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,228 shares

Expires 2027-02-14

F6 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 6

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,919 shares

Expires 2027-03-01

F6 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 5

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,232 shares

Expires 2028-02-13

F6 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · derivative · entry 4

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,485 shares

Expires 2029-02-13

F6 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

F6 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · nonDerivative · entry 3

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.

F5 · kind: Pursuant to the Merger Agreement, each Premium Share Unit was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $44.50, by (b) the total number of shares of Issuer Common Stock underlying such award.

F5 · acquired: Pursuant to the Merger Agreement, each Premium Share Unit was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $44.50, by (b) the total number of shares of Issuer Common Stock underlying such award.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: The Deferred Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Deferred Share Unit represents one share of Navistar Common Stock.

F3 · kind: Pursuant to the Merger Agreement, each Deferred Share Unit was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $44.50, by (b) the total number of shares of Issuer Common Stock underlying such award.

F3 · acquired: Pursuant to the Merger Agreement, each Deferred Share Unit was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $44.50, by (b) the total number of shares of Issuer Common Stock underlying such award.

SEC source: 0000808450-21-000053 · wf-form4_162523612562808.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration").

F1 · acquired: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration").

SEC source: 0000808450-21-000012 · wf-form4_161358505266121.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,807

SEC source: 0000808450-20-000034 · wf-form4_158319162662463.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,027

SEC source: 0000808450-20-000019 · wf-form4_158232184478982.xml · derivative · entry 5

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,895 shares

Expires 2020-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, as to 100% of the shares on 2/19/2016, because the average daily closing price of Navistar's common stock on any established stock exchange or national market system during any 20 consecutive calendar day period between the grant date, 2/19/2013 and the vest date, 2/19/2016, exceeded $38.

SEC source: 0000808450-20-000019 · wf-form4_158232184478982.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,956

SEC source: 0000808450-20-000019 · wf-form4_158232184478982.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000808450-19-000033 · wf-form4_155027183480145.xml · derivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,485

Underlying: Common Stock · 26,485 shares

Expires 2029-02-13

F3 · derivative.exercise_date: The option is exercisable in three annual installments as follows: 8,829 shares on 2/13/2020; 8,828 shares on 2/13/2021; and 8,828 shares on 2/13/2022.

SEC source: 0000808450-19-000033 · wf-form4_155027183480145.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,937

SEC source: 0000808450-19-000014 · wf-form4_155001298341478.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,544

SEC source: 0000808450-19-000011 · wf-form4_154938109566627.xml · derivative · entry 5

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The number of RSUs reported is from a grant of 23,404 units granted on 2/1/2016, that has been paid in cash as to 14,042 units on 2/1/2017, as to 7,021 units on 2/1/2018, and as to 2,341 units on 2/1/2019.

F4 · derivative.expiration_date: The number of RSUs reported is from a grant of 23,404 units granted on 2/1/2016, that has been paid in cash as to 14,042 units on 2/1/2017, as to 7,021 units on 2/1/2018, and as to 2,341 units on 2/1/2019.

SEC source: 0000808450-19-000011 · wf-form4_154938109566627.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,525

SEC source: 0000808450-19-000011 · wf-form4_154938109566627.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · derivative · entry 8

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2018-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as to 1,734 shares on 12/19/2012; as to 1,733 shares on 12/19/2013; and as to 1,733 shares on 12/19/2014.

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · derivative · entry 7

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,255 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The number of stock options reported is from an award of 4,422 options granted on 12/16/2008 that became exercisable as to 1,474 shares on 12/16/2009; as to 1,474 shares on 12/16/2010 and as to 1,474 shares on 12/16/2011. The option was exercised as to 1,167 of the shares on 3/30/2012.

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · nonDerivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,525

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · nonDerivative · entry 3

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,399

SEC source: 0000808450-18-000170 · wf-form4_153808351878204.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000808450-18-000020 · wf-form4_151873887073967.xml · derivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,232

Underlying: Common Stock · 17,232 shares

Expires 2028-02-13

F3 · derivative.exercise_date: The option is exercisable in three annual installments as follows: 5,744 shares on 2/13/2019; 5,744 shares on 2/13/2020; and 5,744 shares on 2/13/2021.

SEC source: 0000808450-18-000020 · wf-form4_151873887073967.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,295

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · derivative · entry 9

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,589 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · derivative · entry 8

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,325 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

F1 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · nonDerivative · entry 5

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · nonDerivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · nonDerivative · entry 3

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined on December 12, 2017, that the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continued to be subject to service vesting conditions and vested in full on 2/11/2018.

SEC source: 0000808450-18-000016 · wf-form4_151856815900315.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

SEC source: 0000808450-18-000008 · wf-form4_151787021360093.xml · derivative · entry 5

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,341

Underlying: Common Stock · 7,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The number of RSUs reported is from a grant of 23,404 units granted on 2/1/2016, that has been paid in cash as to 14,042 units on 2/1/2017, and as to 7,021 units on 2/1/2018, and will become payable in cash, unless Navistar elects to settle the RSUs in common stock, as to 2,341 units on 2/1/2019.

F4 · derivative.expiration_date: The number of RSUs reported is from a grant of 23,404 units granted on 2/1/2016, that has been paid in cash as to 14,042 units on 2/1/2017, and as to 7,021 units on 2/1/2018, and will become payable in cash, unless Navistar elects to settle the RSUs in common stock, as to 2,341 units on 2/1/2019.

SEC source: 0000808450-18-000008 · wf-form4_151787021360093.xml · nonDerivative · entry 2

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,485

SEC source: 0000808450-18-000008 · wf-form4_151787021360093.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.

SEC source: 0000808450-17-000134 · wf-form4_151321302946960.xml · derivative · entry 7

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,589

Underlying: Common Stock · 7,589 shares

Expires 2018-02-11

F6 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F6 · shares: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F6 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain EBIDTA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 7,589 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

SEC source: 0000808450-17-000134 · wf-form4_151321302946960.xml · derivative · entry 6

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 6,325 shares

Expires 2018-02-11

F5 · derivative.exercise_price: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The performance units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F5 · shares: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The performance units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

F5 · derivative.expiration_date: On February 11, 2015, the reporting person was granted 12,649 performance units, with each unit representing the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 6,325 units. The units acquired continue to be subject to service vesting conditions and will vest in full on February 11, 2018. The performance units expire upon payout, if any, of the award, and in any case no later than February 11, 2018.

SEC source: 0000808450-17-000134 · wf-form4_151321302946960.xml · derivative · entry 5

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,317

Underlying: Common Stock · 8,317 shares

Expires 2022-02-11

F4 · shares: On February 11, 2015, the reporting person was granted an option to purchase 33,270 shares of common stock subject to Navistar's satisfaction of certain Revenue Growth performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 8,317 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.

SEC source: 0000808450-17-000134 · wf-form4_151321302946960.xml · derivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981

Underlying: Common Stock · 9,981 shares

Expires 2022-02-11

F3 · shares: On February 11, 2015, the reporting person was granted an option to purchase 33,270 shares of common stock subject to Navistar's satisfaction of certain EBITDA Margin performance conditions measured over a three year period. It was determined the performance conditions were partially met, resulting in the reporting person receiving 9,981 options. The options acquired continue to be subject to service vesting conditions and will fully vest and be exercisable on February 11, 2018.

SEC source: 0001104659-17-027951 · a4.xml · nonDerivative · entry 1

Lisboa Persio V · CIK 0001624583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,727

F1 · balance_after: Includes 3,727 restricted stock units that vest on 4/27/18.

SEC source: 0000808450-17-000036 · wf-form4_148857544483013.xml · derivative · entry 4

Lisboa Persio V · CIK 0001624583 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,919

Underlying: Common Stock · 2,919 shares

Expires 2027-03-01

F3 · derivative.exercise_date: The option becomes exercisable in three annual installments as follows: 973 shares on 3/1/2018; 973 shares on 3/1/2019; and 973 shares on 3/1/2020.