Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DORIAN LPG LTD.LPG · Entity 4443 | Director | September 21, 2026 | September 23, 2026 |
| SEACOR HOLDINGS INC /NEW/CKH · Entity 140212 | Director | April 15, 2021 | April 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DORIAN LPG LTD.
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy trust | 107,050 |
Reported balance
After 2026-09-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-21 · Sale · Disposed 20,000 · Balance 107,050 F1: These shares were sold in a single transaction at a price of $56.8063 per share. F2: Shares held in multiple trusts for which the Reporting Person is a beneficiary and over which the Reporting Person has voting and dispositive power. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and therefore inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 10,301 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,301 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in a single transaction at a price of $56.8063 per share.
F2: Shares held in multiple trusts for which the Reporting Person is a beneficiary and over which the Reporting Person has voting and dispositive power. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and therefore inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
SEACOR HOLDINGS INC /NEW/
Report date April 15, 2021 · Filed April 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 1
1 source rowRow 1 · 2021-04-15 · Disposition to issuer · Disposed 32,919 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. |
| Common StockSEC Table I · non-derivative | IndirectTHL Trust | 0 |
Reported balance
After 2021-04-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-15 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust. |
| Common StockSEC Table I · non-derivative | IndirectLBHL Trust | 0 |
Reported balance
After 2021-04-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-04-15 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust. |
| Common StockSEC Table I · non-derivative | IndirectLHL Trust | 0 |
Reported balance
After 2021-04-15 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-04-15 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust. |
| Common StockSEC Table I · non-derivative | IndirectOHL Trust | 0 |
Reported balance
After 2021-04-15 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-04-15 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust. |
| Common StockSEC Table I · non-derivative | IndirectCWHL Trust | 0 |
Reported balance
After 2021-04-15 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2021-04-15 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.89 · Expires 2023-03-24 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.97 · Expires 2022-03-02 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-04-15 · Disposition to issuer · Disposed 7,491 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.67 · Expires 2023-03-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.26 · Expires 2023-03-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.28 · Expires 2024-03-06 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.24 · Expires 2025-06-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-04-15 · Disposition to issuer · Disposed 4,650 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.85 · Expires 2024-03-06 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.29 · Expires 2028-06-05 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-04-15 · Disposition to issuer · Disposed 3,000 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.82 · Expires 2030-06-02 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-04-15 · Disposition to issuer · Disposed 3,000 · Balance 0 F4: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.99 · Expires 2021-03-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.28 · Expires 2021-03-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-04-15 · Disposition to issuer · Disposed 14,983 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.37 · Expires 2014-03-06 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.76 · Expires 2020-05-20 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2021-04-15 · Disposition to issuer · Disposed 5,992 · Balance 0 F4: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.01 · Expires 2024-03-06 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.73 · Expires 2029-06-05 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-04-15 · Disposition to issuer · Disposed 3,000 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.23 · Expires 2023-03-04 | Direct | 0 |
Reported balance
After 2021-04-15 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-04-15 · Disposition to issuer · Disposed 11,625 · Balance 0 F3: Upon consummation of the Merger, each such option was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021.
F2: The shares of Common Stock reported herein as indirectly beneficially owned by the Reporting Person are held in a trust for the benefit of Reporting Person's child. The Reporting Person is not a trustee of the trust.
F3: Upon consummation of the Merger, each such option was cancelled for no consideration.
F4: Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENESEE & WYOMING INC
Report date December 30, 2019 · Filed December 30, 2019
Section 16 reporting ended · disclosed 2019-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-26 · Gift · Disposed 9,057 · Balance 43,713 Row 2 · 2019-12-30 · Disposition to issuer · Disposed 43,713 · Balance 0 F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F2: Included in the table above are a total of 1,161 Stock Units which were accelerated in connection with the Merger. |
| Class A Common Stock, $.01 par valueSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2019-12-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-12-30 · Disposition to issuer · Disposed 2,500 · Balance 0 F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.
F2: Included in the table above are a total of 1,161 Stock Units which were accelerated in connection with the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Dec 4, 2020 16:25 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-20-000095 · wf-form4_160711708751009.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,816 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:19 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-006151 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,760 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $8.2223 for the quarter ended September 30, 2020, rounding the number of shares down to the nearest whole common share. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 16:44 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-20-000068 · wf-form4_159925224721706.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,691 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:28 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-004426 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,240 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $8.2466 for the quarter ended June 30, 2020, rounding the number of shares down to the nearest whole common share. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 16:37 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $26.82 | $0.00 |
DisclosureSEC source: 0000859598-20-000044 · wf-form4_159130302932416.xml · derivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2030-06-02 F1 · derivative.exercise_date: The option will vest and be exercisable on the earlier of (a) the first anniversary of the date of the grant, and (b) the date of the first annual meeting of stockholders after the date of the grant of the option, provided that the Reporting Person continues to serve as a director of the Issuer on such date. The option will vest and be immediately exercisable upon (i) a change in control of the Issuer or (ii) the termination of directorship of the Reporting Person by reason of disability, death or voluntary retirement. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 16:37 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-20-000044 · wf-form4_159130302932416.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,566 Read SEC document |
| May 18, 2020 Filed May 20, 2020 16:45 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionStock Options (right to buy) · Derivative | 5,992 | $23.76 Strike: $23.76 | $142,369.92 |
DisclosureSEC source: 0000859598-20-000037 · wf-form4_159000751393215.xml · derivative · entry 8 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $39.53 to $25.51. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $25.51 to $23.76. F3 · shares: On June 2, 2017, the issuer distributed shares pursuant to the spin-off of SEACOR Marine Holdings Inc., resulting in the reporting person's ownership of 2,126 additional stock options. F4 · derivative.exercise_date: These options became exercisable on May 20, 2011. Read SEC document |
| May 18, 2020 Filed May 20, 2020 16:45 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | SaleCommon Stock | 5,992 | $24.76 | $148,361.92 |
DisclosureSEC source: 0000859598-20-000037 · wf-form4_159000751393215.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,441 Read SEC document |
| May 18, 2020 Filed May 20, 2020 16:45 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionCommon Stock | 5,992 | $23.76 | $142,369.92 |
DisclosureSEC source: 0000859598-20-000037 · wf-form4_159000751393215.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:21 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-002705 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,725 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $12.3479 for the quarter ended March 31, 2020, rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 16:30 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-20-000015 · wf-form4_158353022981226.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,441 Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 02:34 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 949 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-20-000077 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,713 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $13.158 for the quarter ended December 31, 2019, rounding the number of shares down to the nearest whole common share. Read SEC document |
| December 30, 2019 Filed Dec 30, 2019 16:53 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | Disposition to issuerClass A Common Stock, $.01 par value | 2,500 | $112.00 | $280,000.00 |
DisclosureSEC source: 0001209191-19-062145 · doc4.xml · nonDerivative · entry 3 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · kind: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F1 · price: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. Read SEC document |
| December 30, 2019 Filed Dec 30, 2019 16:53 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | Disposition to issuerClass A Common Stock, $.01 par value | 43,713 | $112.00 | $4,895,856.00 |
DisclosureSEC source: 0001209191-19-062145 · doc4.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F2 · kind: Included in the table above are a total of 1,161 Stock Units which were accelerated in connection with the Merger. F2 · shares: Included in the table above are a total of 1,161 Stock Units which were accelerated in connection with the Merger. F1 · price: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 16:25 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-19-000098 · wf-form4_157592671342956.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,316 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 17:40 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 248 | $110.67 | $27,446.16 |
DisclosureSEC source: 0001209191-19-051866 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,770 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 01:43 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-006165 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,764 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $9.6596 for the quarter ended September 30, 2019, rounding the number of shares down to the nearest whole common share. Read SEC document |
| September 26, 2019 Filed Dec 30, 2019 16:53 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GiftClass A Common Stock, $.01 par value | 9,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062145 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,713 Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 16:25 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-19-000063 · wf-form4_156780152001849.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,191 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:22 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 399 | $98.57 | $39,329.43 |
DisclosureSEC source: 0001209191-19-040276 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,522 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:24 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-004406 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,470 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $8.0642 for the quarter ended June 30, 2019 (with June 28, 2019 being the last trading day of the quarter), rounding the number of shares down to the nearest whole common share. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:44 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0000859598-19-000041 · wf-form4_155985385855774.xml · derivative · entry 7 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2029-06-05 F2 · derivative.exercise_date: The option will vest and be exercisable on the earlier of (a) the first anniversary of the date of the grant, and (b) the date of the first annual meeting of stockholders after the date of the grant of the option, provided that the Reporting Person continues to serve as a director of the Issuer on such date. The option will vest and be immediately exercisable upon (i) a change in control of the Issuer or (ii) the termination of directorship of the Reporting Person by reason of disability, death or voluntary retirement. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:44 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-19-000041 · wf-form4_155985385855774.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,066 Read SEC document |
| May 22, 2019 Filed May 24, 2019 17:14 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 1,161 | $86.07 | $99,927.27 |
DisclosureSEC source: 0001209191-19-032774 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,123 F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in three equal installments on the dates of the next three annual meetings of the Company. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:06 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 547 | $86.88 | $47,523.36 |
DisclosureSEC source: 0001209191-19-022639 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,962 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:42 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionStock Options (right to buy) · Derivative | 5,992 | $24.15 Strike: $24.15 | $144,706.80 |
DisclosureSEC source: 0000859598-19-000028 · wf-form4_155415131242296.xml · derivative · entry 8 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $40.14 to $25.90. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $25.90 to $24.15. F4 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 2,126 additional stock options. F5 · derivative.exercise_date: These options became exercisable on May 13, 2010. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:42 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | SaleCommon Stock | 5,992 | $42.51 | $254,730.11 |
DisclosureSEC source: 0000859598-19-000028 · wf-form4_155415131242296.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,941 F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $42.50 to $42.71 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:42 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionCommon Stock | 5,992 | $24.15 | $144,706.80 |
DisclosureSEC source: 0000859598-19-000028 · wf-form4_155415131242296.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002686 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,920 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $5.8575 for the quarter ended March 31, 2019 (with March 29, 2019 being the last trading day of the quarter), rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 16:59 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-19-000022 · wf-form4_155190954914378.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,941 Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:57 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 364 | $73.80 | $26,863.20 |
DisclosureSEC source: 0001209191-19-001089 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,415 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:16 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-000038 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,786 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $7.1970 for the quarter ended December 31, 2018, rounding the number of shares down to the nearest whole common share. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 13:40 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-18-000105 · wf-form4_154420802137974.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,816 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 17:14 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 266 | $91.61 | $24,368.26 |
DisclosureSEC source: 0001209191-18-053292 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,051 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:30 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-18-006422 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,050 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $7.8262 for the quarter ended September 30, 2018 (with September 28, 2018 being the last trading day of the quarter), rounding the number of shares down to the nearest whole common share. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:24 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-18-000083 · wf-form4_153626546253708.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,691 Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:14 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 313 | $80.48 | $25,190.24 |
DisclosureSEC source: 0001209191-18-040996 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,785 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:14 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-18-004511 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,453 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $7.8478 for the quarter ended June 30, 2018 (with June 29, 2018 being the last trading day of the quarter), rounding the number of shares down to the nearest whole common share. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 16:22 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-18-000062 · wf-form4_152840293627035.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,566 Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 16:22 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock · Derivative | 3,000 | $0.00 Strike: $53.29 | $0.00 |
DisclosureSEC source: 0000859598-18-000062 · wf-form4_152840293627035.xml · derivative · entry 8 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2028-06-05 F2 · derivative.exercise_date: The option will vest and be exercisable on the earlier of (a) the first anniversary of the date of the grant, and (b) the date of the first annual meeting of stockholders after the date of the grant of the option, provided that the Reporting Person continues to serve as a director of the Issuer on such date. The option will vest and be immediately exercisable upon (i) a change in control of the Issuer or (ii) the termination of directorship of the Reporting Person by reason of disability, death or voluntary retirement. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 16:22 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-18-000062 · wf-form4_152840293627035.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,441 Read SEC document |
| May 23, 2018 Filed May 25, 2018 13:47 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 1,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033417 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,472 F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest on the date of the next annual meeting of the Company. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 16:42 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 347 | $70.14 | $24,338.58 |
DisclosureSEC source: 0001209191-18-023041 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,171 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:34 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-18-002799 · p0329184.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,861 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $12,500 divided by (B) the volume weighted average price of $7.7154 for the quarter ended March 31, 2018 (with March 29, 2018 being the last trading day of the quarter), rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 16:12 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000859598-18-000031 · wf-form4_152054352513054.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,316 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 17:48 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionStock Options (right to buy) · Derivative | 5,992 | $32.54 Strike: $32.54 | $194,979.68 |
DisclosureSEC source: 0000859598-18-000020 · wf-form4_152029008590882.xml · derivative · entry 8 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 2018-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $53.15 to $34.29. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $34.29 to $32.54. F4 · shares: On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 2,126 additional stock options. F5 · derivative.exercise_date: The options became exercisable in five equal annual installments beginning on March 4, 2009 and ending on March 4, 2013. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 17:48 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | SaleCommon Stock | 5,992 | $44.10 | $264,259.18 |
DisclosureSEC source: 0000859598-18-000020 · wf-form4_152029008590882.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,191 F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $43.88 to $44.31 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 17:48 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Exercise / conversionCommon Stock | 5,992 | $32.54 | $194,979.68 |
DisclosureSEC source: 0000859598-18-000020 · wf-form4_152029008590882.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:16 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 468 | $78.72 | $36,840.96 |
DisclosureSEC source: 0001209191-18-000837 · doc4.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,824 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 16:04 UTC | SEACOR HOLDINGS INC /NEW/ CKH · Entity 140212 | Tax withholdingCommon Stock | 6,109 | $46.22 | $282,357.98 |
DisclosureSEC source: 0000859598-18-000009 · wf-form4_151501343297006.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,191 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.