Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| READING INTERNATIONAL INCRDI · Entity 5662 | Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group | April 27, 2026 | April 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
READING INTERNATIONAL INC
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 269,043 |
Reported balance
After 2026-04-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-27 · Grant · Acquired 269,043 · Balance 269,043 F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2: Restricted stock units granted pursuant to the Company's 2020 Stock Incentive Plan and will fully vest on April 27, 2027. |
| Class A Non-voting Common StockSEC Table I · non-derivative | Direct | 1,066,822 |
Reported balance
Holding disclosure · report date 2026-04-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,066,822 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
F2: Restricted stock units granted pursuant to the Company's 2020 Stock Incentive Plan and will fully vest on April 27, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 24, 2021 22:17 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006888 · doc1.xml · nonDerivative · entry 4 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 22:17 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.52 | $26,064.80 |
DisclosureSEC source: 0001567619-21-006888 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,592,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 22:17 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,223.20 |
DisclosureSEC source: 0001567619-21-006888 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,596,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 22:28 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,241.20 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,600,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:28 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.97 | $27,884.40 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,604,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units · Derivative | 4,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · derivative · entry 4 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,727 Underlying: Class A Non-Voting Common Stock · 4,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. F3 · derivative.expiration_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Tax withholdingClass A Non-Voting Common Stock | 1,638 | $7.13 | $11,678.94 |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,973 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 4,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:28 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.12 | $28,494.80 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,608,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 00:46 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.32 | $29,275.20 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,612,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | GrantRestricted Stock Units (Performance-based) · Derivative | 17,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · derivative · entry 5 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117 Underlying: Class A Non-Voting Common Stock · 17,117 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. F3 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units · Derivative | 12,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · derivative · entry 4 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,511 Underlying: Class A Non-Voting Common Stock · 12,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. F3 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F4 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Tax withholdingClass A Non-Voting Common Stock | 4,324 | $7.30 | $31,565.20 |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,747 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:01 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 12,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006178 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 00:46 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.06 | $28,254.40 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,616,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:46 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.03 | $28,102.80 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,620,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 03, 2021 Filed Mar 3, 2021 23:13 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,088.40 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,624,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 23:13 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.27 | $29,082.40 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,628,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:13 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.41 | $29,657.20 |
DisclosureSEC source: 0001567619-21-005603 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,632,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 1, 2021, $7.30 to $7.49, inclusive? (b) on March 2, 2021, $7.10 to $7.44, inclusive; and (c) on March 3, 2021, $7.06 to $7.38, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 24, 2021 Filed Feb 24, 2021 23:09 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.34 | $29,358.80 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,636,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 23:09 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.95 | $27,816.40 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,640,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:09 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.99 | $27,956.40 |
DisclosureSEC source: 0001567619-21-004824 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,644,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 22, 2021, $6.62 to $7.14, inclusive? (b) on February 23, 2021, $6.765 to $7.06, inclusive; and (c) on February 24, 2021, $7.14 to $7.49, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 17, 2021 Filed Feb 17, 2021 22:53 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.33 | $25,338.00 |
DisclosureSEC source: 0001567619-21-004302 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,648,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:53 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.55 | $26,214.80 |
DisclosureSEC source: 0001567619-21-004302 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,652,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 16, 2021, $6.44 to $6.73, inclusive? and (b) on February 17, 2021, $6.24 to $6.45, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:59 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.52 | $26,093.20 |
DisclosureSEC source: 0001567619-21-002829 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,656,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:59 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.38 | $25,537.20 |
DisclosureSEC source: 0001567619-21-002829 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,660,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:59 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.49 | $25,976.00 |
DisclosureSEC source: 0001567619-21-002829 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,664,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 8, 2021, $6.21 to $6.72, inclusive? (b) on February 9, 2021, $6.27 to $6.69, inclusive? and (c) on February 10, 2021, $6.37 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 00:02 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $6.02 | $24,081.20 |
DisclosureSEC source: 0001567619-21-002147 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,668,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 1, 2021, $5.42 to $5.83, inclusive? (b) on February 2, 2021, $5.41 to $5.64, inclusive? and (c) on February 3, 2021, $5.69 to $6.21, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 00:02 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $5.53 | $22,112.00 |
DisclosureSEC source: 0001567619-21-002147 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,672,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 1, 2021, $5.42 to $5.83, inclusive? (b) on February 2, 2021, $5.41 to $5.64, inclusive? and (c) on February 3, 2021, $5.69 to $6.21, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:02 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $5.55 | $22,187.60 |
DisclosureSEC source: 0001567619-21-002147 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,676,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on February 1, 2021, $5.42 to $5.83, inclusive? (b) on February 2, 2021, $5.41 to $5.64, inclusive? and (c) on February 3, 2021, $5.69 to $6.21, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| January 27, 2021 Filed Jan 27, 2021 23:27 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.06 | $28,222.00 |
DisclosureSEC source: 0001567619-21-001610 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,680,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on January 25, 2021, $7.30 to $7.64, inclusive? (b) on January 26, 2021, $7.13 to $7.62, inclusive? and (c) on January 27, 2021, $6.97 to $7.19, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 23:27 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.26 | $29,042.80 |
DisclosureSEC source: 0001567619-21-001610 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,684,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on January 25, 2021, $7.30 to $7.64, inclusive? (b) on January 26, 2021, $7.13 to $7.62, inclusive? and (c) on January 27, 2021, $6.97 to $7.19, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 23:27 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,000 | $7.42 | $29,685.20 |
DisclosureSEC source: 0001567619-21-001610 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,688,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on January 25, 2021, $7.30 to $7.64, inclusive? (b) on January 26, 2021, $7.13 to $7.62, inclusive? and (c) on January 27, 2021, $6.97 to $7.19, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 23:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | GrantRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 6,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021305 · doc1.xml · derivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,438 Underlying: Class A Non-Voting Common Stock · 6,438 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: 6,438 restricted stock units granted on December 16, 2020 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first anniversary of the Date of Grant. F3 · derivative.expiration_date: 6,438 restricted stock units granted on December 16, 2020 pursuant to the Company's 2020 Stock Incentive Plan, vesting in full on the first anniversary of the Date of Grant. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:32 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.62 | $9,054.50 |
DisclosureSEC source: 0001567619-20-011376 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,692,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 28, 2020, $3.71 to $3.95, inclusive; and (b) on May 29, 2020, $3.50 to $3.76, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 28, 2020 Filed May 29, 2020 23:32 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.83 | $9,579.50 |
DisclosureSEC source: 0001567619-20-011376 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,695,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 28, 2020, $3.71 to $3.95, inclusive; and (b) on May 29, 2020, $3.50 to $3.76, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 27, 2020 Filed May 28, 2020 00:11 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.76 | $9,400.00 |
DisclosureSEC source: 0001567619-20-011249 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,697,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 26, 2020, $3.44 to $3.78, inclusive; and (b) on May 27, 2020, $3.57 to $3.97, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 26, 2020 Filed May 28, 2020 00:11 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.52 | $8,793.50 |
DisclosureSEC source: 0001567619-20-011249 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,700,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 26, 2020, $3.44 to $3.78, inclusive; and (b) on May 27, 2020, $3.57 to $3.97, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 22, 2020 Filed May 23, 2020 00:00 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.25 | $8,119.00 |
DisclosureSEC source: 0001567619-20-011099 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,702,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 21, 2020, $3.23 to $3.35, inclusive; and (b) on May 22, 2020, $3.15 to $3.33, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 21, 2020 Filed May 23, 2020 00:00 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.29 | $8,222.00 |
DisclosureSEC source: 0001567619-20-011099 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,705,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 21, 2020, $3.23 to $3.35, inclusive; and (b) on May 22, 2020, $3.15 to $3.33, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 20, 2020 Filed May 21, 2020 00:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.20 | $8,006.75 |
DisclosureSEC source: 0001567619-20-010861 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,707,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 18, 2020, $3.10 to $3.45, inclusive; (b) on May 19, 2020, $3.18 to $3.55, inclusive; and (c) on May 20, 2020, $3.15 to $3.32, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.39 | $8,465.75 |
DisclosureSEC source: 0001567619-20-010861 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,710,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 18, 2020, $3.10 to $3.45, inclusive; (b) on May 19, 2020, $3.18 to $3.55, inclusive; and (c) on May 20, 2020, $3.15 to $3.32, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 18, 2020 Filed May 21, 2020 00:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.22 | $8,037.75 |
DisclosureSEC source: 0001567619-20-010861 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,712,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 18, 2020, $3.10 to $3.45, inclusive; (b) on May 19, 2020, $3.18 to $3.55, inclusive; and (c) on May 20, 2020, $3.15 to $3.32, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 15, 2020 Filed May 16, 2020 00:15 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.00 | $7,506.50 |
DisclosureSEC source: 0001567619-20-010623 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,715,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 14, 2020, $2.87 to $3.06, inclusive; and (b) on May 15, 2020, $2.90 to $3.20, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:15 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $2.94 | $7,347.75 |
DisclosureSEC source: 0001567619-20-010623 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,717,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 14, 2020, $2.87 to $3.06, inclusive; and (b) on May 15, 2020, $2.90 to $3.20, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 13, 2020 Filed May 13, 2020 22:29 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.08 | $7,693.00 |
DisclosureSEC source: 0001567619-20-009862 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,720,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 11, 2020, $3.34 to $3.69, inclusive; (b) on May 12, 2020, $3.33 to $3.44, inclusive; and (c) on May 13, 2020, $3.03 to $3.29, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 12, 2020 Filed May 13, 2020 22:29 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.37 | $8,437.25 |
DisclosureSEC source: 0001567619-20-009862 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,722,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 11, 2020, $3.34 to $3.69, inclusive; (b) on May 12, 2020, $3.33 to $3.44, inclusive; and (c) on May 13, 2020, $3.03 to $3.29, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:29 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.53 | $8,816.00 |
DisclosureSEC source: 0001567619-20-009862 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,725,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 11, 2020, $3.34 to $3.69, inclusive; (b) on May 12, 2020, $3.33 to $3.44, inclusive; and (c) on May 13, 2020, $3.03 to $3.29, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 08, 2020 Filed May 8, 2020 23:50 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.56 | $8,898.00 |
DisclosureSEC source: 0001567619-20-009386 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,727,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 7, 2020, $3.525 to $3.63, inclusive; and (b) on May 8, 2020, $3.51 to $3.66, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| May 07, 2020 Filed May 8, 2020 23:50 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.57 | $8,933.50 |
DisclosureSEC source: 0001567619-20-009386 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,730,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on May 7, 2020, $3.525 to $3.63, inclusive; and (b) on May 8, 2020, $3.51 to $3.66, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.