Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| READING INTERNATIONAL INCRDI · Entity 5662 | Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group | April 27, 2026 | April 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
READING INTERNATIONAL INC
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 76,638 |
Reported balance
After 2026-04-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-27 · Grant · Acquired 76,638 · Balance 76,638 F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2: Restricted stock units granted pursuant to the Company's 2020 Stock Incentive Plan and will fully vest on April 27, 2027. |
| Class A Non-Voting Common StockSEC Table I · non-derivative | Direct | 875,082 |
Reported balance
Holding disclosure · report date 2026-04-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 875,082 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.
F2: Restricted stock units granted pursuant to the Company's 2020 Stock Incentive Plan and will fully vest on April 27, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2020 Filed Apr 29, 2020 23:41 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.57 | $11,436.00 |
DisclosureSEC source: 0001567619-20-008621 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,745,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 27, 2020, $3.54 to $3.95, inclusive; (b) on April 28, 2020, $3.95 to $4.16, inclusive; and (c) on April 29, 2020, $4.3 to $4.855, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 23:41 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.07 | $10,177.00 |
DisclosureSEC source: 0001567619-20-008621 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,747,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 27, 2020, $3.54 to $3.95, inclusive; (b) on April 28, 2020, $3.95 to $4.16, inclusive; and (c) on April 29, 2020, $4.3 to $4.855, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:41 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.68 | $9,191.75 |
DisclosureSEC source: 0001567619-20-008621 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,750,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 27, 2020, $3.54 to $3.95, inclusive; (b) on April 28, 2020, $3.95 to $4.16, inclusive; and (c) on April 29, 2020, $4.3 to $4.855, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 24, 2020 Filed Apr 24, 2020 23:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.50 | $8,753.75 |
DisclosureSEC source: 0001567619-20-008428 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,752,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 23, 2020, $3.42 to $3.59, inclusive; and (b) on April 24, 2020, $3.44 to $3.58, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 23:14 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.54 | $8,848.25 |
DisclosureSEC source: 0001567619-20-008428 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,755,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 23, 2020, $3.42 to $3.59, inclusive; and (b) on April 24, 2020, $3.44 to $3.58, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 00:16 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.91 | $9,769.75 |
DisclosureSEC source: 0001567619-20-008276 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,757,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 20, 2020, $3.88 to $4.13, inclusive; (b) on April 21, 2020, $3.71 to $3.98, inclusive; and (c) on April 22, 2020, $3.76 to $4.14, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 00:16 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.81 | $9,530.75 |
DisclosureSEC source: 0001567619-20-008276 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,760,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 20, 2020, $3.88 to $4.13, inclusive; (b) on April 21, 2020, $3.71 to $3.98, inclusive; and (c) on April 22, 2020, $3.76 to $4.14, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 00:16 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.98 | $9,939.75 |
DisclosureSEC source: 0001567619-20-008276 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,762,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 20, 2020, $3.88 to $4.13, inclusive; (b) on April 21, 2020, $3.71 to $3.98, inclusive; and (c) on April 22, 2020, $3.76 to $4.14, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 23:08 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.00 | $9,991.25 |
DisclosureSEC source: 0001567619-20-008177 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,765,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 16, 2020, $3.26 to $3.66, inclusive; and (b) on April 17, 2020, $3.86 to $4.13, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 23:08 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.40 | $8,495.50 |
DisclosureSEC source: 0001567619-20-008177 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,767,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 16, 2020, $3.26 to $3.66, inclusive; and (b) on April 17, 2020, $3.86 to $4.13, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 23:51 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.55 | $8,875.00 |
DisclosureSEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,770,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 23:51 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.68 | $9,193.50 |
DisclosureSEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,772,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:38 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007948 · doc1.xml · derivative · entry 5 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Underlying: Class A Non-Voting Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: 3,667 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022. F4 · derivative.expiration_date: 3,667 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:38 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Tax withholdingClass A Non-Voting Common Stock | 342 | $4.06 | $1,388.52 |
DisclosureSEC source: 0001567619-20-007948 · doc1.xml · nonDerivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,879 Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:38 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-007948 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:51 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.84 | $9,590.75 |
DisclosureSEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,775,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 09, 2020 Filed Apr 11, 2020 00:00 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.88 | $9,692.75 |
DisclosureSEC source: 0001567619-20-007845 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,777,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from $3.71 to $4.17, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 00:20 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.44 | $8,605.25 |
DisclosureSEC source: 0001567619-20-007700 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,780,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 00:20 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.28 | $8,203.25 |
DisclosureSEC source: 0001567619-20-007700 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,782,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 06, 2020 Filed Apr 9, 2020 00:20 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.41 | $8,518.50 |
DisclosureSEC source: 0001567619-20-007700 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,785,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 03, 2020 Filed Apr 3, 2020 23:48 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.43 | $8,570.50 |
DisclosureSEC source: 0001567619-20-007557 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,787,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 2, 2020, $3.39 to $3.76, inclusive; and (b) on April 3, 2020, $3.3 to $3.61, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 23:48 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.61 | $9,032.50 |
DisclosureSEC source: 0001567619-20-007557 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,790,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 2, 2020, $3.39 to $3.76, inclusive; and (b) on April 3, 2020, $3.3 to $3.61, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 00:15 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.60 | $9,009.25 |
DisclosureSEC source: 0001567619-20-007339 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,792,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 30, 2020, $3.64 to $4.07, inclusive; (b) on March 31, 2020, $3.75 to $4.14, inclusive; and (c) on April 1, 2020, $3.51 to $3.77, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:15 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.90 | $9,750.00 |
DisclosureSEC source: 0001567619-20-007339 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,795,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 30, 2020, $3.64 to $4.07, inclusive; (b) on March 31, 2020, $3.75 to $4.14, inclusive; and (c) on April 1, 2020, $3.51 to $3.77, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:15 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.90 | $9,743.00 |
DisclosureSEC source: 0001567619-20-007339 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,797,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 30, 2020, $3.64 to $4.07, inclusive; (b) on March 31, 2020, $3.75 to $4.14, inclusive; and (c) on April 1, 2020, $3.51 to $3.77, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 23:54 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.12 | $10,290.25 |
DisclosureSEC source: 0001567619-20-007139 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,800,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 26, 2020, $3.73 to $4.355, inclusive; and (b) on March 27, 2020, $4.02 to $4.215, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 23:54 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.99 | $9,983.00 |
DisclosureSEC source: 0001567619-20-007139 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,802,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 26, 2020, $3.73 to $4.355, inclusive; and (b) on March 27, 2020, $4.02 to $4.215, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 00:05 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.37 | $8,428.00 |
DisclosureSEC source: 0001567619-20-007006 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,805,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 23, 2020, $3.16 to $3.36, inclusive; (b) on March 24, 2020, $3.10 to $3.37, inclusive; and (c) on March 25, 2020, $3.23 to $3.66, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 00:05 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 4,997 | $3.19 | $15,940.43 |
DisclosureSEC source: 0001567619-20-007006 · doc1.xml · nonDerivative · entry 6 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,304 Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 00:05 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.18 | $7,954.50 |
DisclosureSEC source: 0001567619-20-007006 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,807,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 23, 2020, $3.16 to $3.36, inclusive; (b) on March 24, 2020, $3.10 to $3.37, inclusive; and (c) on March 25, 2020, $3.23 to $3.66, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 21:04 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006951 · doc1.xml · derivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939 Underlying: Class A Non-Voting Common Stock · 939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. F4 · derivative.expiration_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 21:04 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006951 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 23, 2020 Filed Mar 26, 2020 00:05 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 6,014 | $3.19 | $19,196.09 |
DisclosureSEC source: 0001567619-20-007006 · doc1.xml · nonDerivative · entry 5 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,301 Read SEC document |
| March 23, 2020 Filed Mar 26, 2020 00:05 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.22 | $8,042.50 |
DisclosureSEC source: 0001567619-20-007006 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,810,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 23, 2020, $3.16 to $3.36, inclusive; (b) on March 24, 2020, $3.10 to $3.37, inclusive; and (c) on March 25, 2020, $3.23 to $3.66, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 23:52 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.46 | $8,656.50 |
DisclosureSEC source: 0001567619-20-006864 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,812,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 19, 2020, $3.76 to $4.1, inclusive; and (b) on March 20, 2020, $3.34 to $3.71, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 23:52 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $3.93 | $9,818.50 |
DisclosureSEC source: 0001567619-20-006864 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,815,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 19, 2020, $3.76 to $4.1, inclusive; and (b) on March 20, 2020, $3.34 to $3.71, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 22:36 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.39 | $10,986.25 |
DisclosureSEC source: 0001567619-20-006711 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,817,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 16, 2020, $3.4 to $5.84, inclusive; (b) on March 17, 2020, $4.48 to $5.63, inclusive; and (c) on March 18, 2020, $4.35 to $4.47, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:36 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $4.88 | $12,196.25 |
DisclosureSEC source: 0001567619-20-006711 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,820,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 16, 2020, $3.4 to $5.84, inclusive; (b) on March 17, 2020, $4.48 to $5.63, inclusive; and (c) on March 18, 2020, $4.35 to $4.47, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 22:09 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 968 | $4.63 | $4,481.84 |
DisclosureSEC source: 0001567619-20-006613 · doc1.xml · derivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,904 Underlying: Class A Non-Voting Common Stock · 968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: 3,872 stock options granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments are exercisable on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. F4 · derivative.expiration_date: 3,872 stock options granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments are exercisable on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 22:09 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006613 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 22:36 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $5.58 | $13,961.00 |
DisclosureSEC source: 0001567619-20-006711 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,822,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 16, 2020, $3.4 to $5.84, inclusive; (b) on March 17, 2020, $4.48 to $5.63, inclusive; and (c) on March 18, 2020, $4.35 to $4.47, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 22:43 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $5.71 | $14,285.25 |
DisclosureSEC source: 0001567619-20-006332 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,825,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 12, 2020, $4.91 to $5.38, inclusive; and (b) on March 13, 2020, $5.57 to $5.8, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 22:43 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $5.19 | $12,975.50 |
DisclosureSEC source: 0001567619-20-006332 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,827,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 12, 2020, $4.91 to $5.38, inclusive; and (b) on March 13, 2020, $5.57 to $5.8, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 23:43 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $5.90 | $14,750.00 |
DisclosureSEC source: 0001567619-20-006141 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,830,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 9, 2020, $6.09 to $7.4, inclusive; (b) on March 10, 2020, $5.95 to $6.13, inclusive; and (c) on March 11, 2020, $5.66 to $6.12, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 23:43 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $6.01 | $15,024.50 |
DisclosureSEC source: 0001567619-20-006141 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,832,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 9, 2020, $6.09 to $7.4, inclusive; (b) on March 10, 2020, $5.95 to $6.13, inclusive; and (c) on March 11, 2020, $5.66 to $6.12, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:07 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | GrantRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 25,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006177 · doc1.xml · derivative · entry 5 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,511 Underlying: Class A Non-Voting Common Stock · 25,511 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: 25,511 restricted stock units granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. 19,134 restricted stock units vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024. 6,377 restricted stock units vest on the third anniversary of the Date of Grant, March 10, 2023. F4 · derivative.expiration_date: 25,511 restricted stock units granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. 19,134 restricted stock units vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024. 6,377 restricted stock units vest on the third anniversary of the Date of Grant, March 10, 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:07 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative | 1,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006177 · doc1.xml · derivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 1,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: 4,184 restricted stock units granted on March 10, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 10, 2017, March 10, 2018, March 10, 2019, and March 10, 2020. F3 · derivative.expiration_date: 4,184 restricted stock units granted on March 10, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 10, 2017, March 10, 2018, March 10, 2019, and March 10, 2020. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:07 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | Exercise / conversionClass A Non-Voting Common Stock | 1,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006177 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 23:43 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $6.48 | $16,194.75 |
DisclosureSEC source: 0001567619-20-006141 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,835,149 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 9, 2020, $6.09 to $7.4, inclusive; (b) on March 10, 2020, $5.95 to $6.13, inclusive; and (c) on March 11, 2020, $5.66 to $6.12, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 23:48 UTC | READING INTERNATIONAL INC RDI · Entity 5662 | SaleClass A Non-Voting Common Stock | 2,500 | $7.21 | $18,030.25 |
DisclosureSEC source: 0001567619-20-005866 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,837,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 4, 2020, $7.96 to $8.08, inclusive; (b) on March 5, 2020, $7.26 to $7.99, inclusive; and (c) on March 6, 2020, $7.02 to $7.49, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.