person · Reporting owner
Barrett John Frederick
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NN INCNNBR · Entity 6041 | 10% owner | April 15, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NN INC
Report date April 15, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectFootnote | 4,568,715 |
Last balance in matching sequence
After 2026-04-27 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rowsRow 1 · 2026-04-15 · Sale · Disposed 315,436 · Balance 5,890,195 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.00 to $2.17. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 2 · 2026-04-16 · Sale · Disposed 40,030 · Balance 5,850,165 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.015 to $2.105. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 3 · 2026-04-17 · Sale · Disposed 348,161 · Balance 5,502,004 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.04 to $2.445. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 4 · 2026-04-20 · Sale · Disposed 79,757 · Balance 5,422,247 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.20 to $2.3066. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 5 · 2026-04-21 · Sale · Disposed 55,483 · Balance 5,366,764 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.17 to $2.29. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 6 · 2026-04-22 · Sale · Disposed 94,380 · Balance 5,272,384 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.2050 to $2.38. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 7 · 2026-04-23 · Sale · Disposed 555,305 · Balance 4,717,079 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 8 · 2026-04-24 · Sale · Disposed 12,199 · Balance 4,704,880 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 9 · 2026-04-27 · Sale · Disposed 136,165 · Balance 4,568,715 F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: All trades in this Form 4 were previously reported on Form 4 filings made by Corre Partners Management, LLC ("Corre") on April 17, 2026, April 22, 2026 and April 27, 2026. The Reporting Person is filing this Form 4 as a result of the Reporting Person subsequently receiving CIK codes.
F2: The reported securities are directly owned by advisory clients of Corre. The reported securities may be deemed beneficially owned by the Reporting Person, the managing member of Corre. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.00 to $2.17. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.015 to $2.105. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.04 to $2.445. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.20 to $2.3066. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.17 to $2.29. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.2050 to $2.38. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.49 to $2.88. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.50 to $2.54. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $2.52 to $2.7099. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Horizon Global Corp
Report date February 08, 2023 · Filed February 09, 2023
Section 16 reporting ended · disclosed 2023-02-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2023-02-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-02-08 · Other · Disposed 2,442,224 · Balance 33,333 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. Row 2 · 2023-02-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. |
| Warrants To Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2024-03-15 | IndirectSee Footnote | 0 |
Reported balance
After 2023-02-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-08 · Disposition to issuer · Disposed 4,212,528 · Balance 0 F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise. F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants. F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75.
F2: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
F3: The amounts include shares of the Issuer's Common Stock underlying warrants held by Corre that were subject to limitations on the right to exercise.
F4: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), the warrants were deemed automatically exercised and canceled for the aggregate price of the per-warrant purchase price of $1.75 minus the per-warrant exercise price of $1.50 times the number of warrants.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 20, 2022 17:55 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 2,891 | $2.35 | $6,793.85 |
DisclosureSEC source: 0001637655-22-000117 · wf-form4_165308372468010.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,439,719 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.30 to $2.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 285,000 | $2.39 | $681,178.50 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 4 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 905,735 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 169,767 | $2.39 | $405,760.11 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,451,434 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 17, 2022 19:01 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,300 | $2.27 | $2,951.00 |
DisclosureSEC source: 0001637655-22-000114 · wf-form4_165282845606723.xml · nonDerivative · entry 3 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,436,828 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.26 to $2.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 16, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 2,800 | $2.34 | $6,544.44 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,281,667 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.31 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 16, 2022 Filed May 17, 2022 19:01 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 5,000 | $2.34 | $11,700.00 |
DisclosureSEC source: 0001637655-22-000114 · wf-form4_165282845606723.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,435,528 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.32 to $2.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:38 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 106,621 | $2.34 | $249,375.86 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,278,867 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.30 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:01 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 114,500 | $2.48 | $283,960.00 |
DisclosureSEC source: 0001637655-22-000114 · wf-form4_165282845606723.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,430,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.45 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| April 21, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 69,495 | $2.75 | $190,993.11 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,172,246 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.70 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 59,802 | $2.73 | $163,367.10 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,102,751 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.64 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:17 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock, par value $0.01 per share | 274,619 | $2.60 | $713,954.48 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,042,949 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.55 to $2.62. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 17:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 35,822 | $4.34 | $155,467.48 |
DisclosureSEC source: 0001637655-22-000074 · wf-form4_164746752400065.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,316,028 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.25 to $4.77. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 17:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 20,000 | $4.52 | $90,400.00 |
DisclosureSEC source: 0001637655-22-000074 · wf-form4_164746752400065.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,280,206 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.48 to $4.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| February 24, 2022 Filed Feb 24, 2022 17:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,389 | $5.17 | $7,181.13 |
DisclosureSEC source: 0001637655-22-000025 · wf-form4_164574337097062.xml · nonDerivative · entry 3 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,260,206 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.02 to $5.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 9,265 | $4.92 | $45,583.80 |
DisclosureSEC source: 0001637655-22-000025 · wf-form4_164574337097062.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,258,817 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.85 to $4.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 17:56 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 5,926 | $4.89 | $28,978.14 |
DisclosureSEC source: 0001637655-22-000025 · wf-form4_164574337097062.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,249,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $4.86 to $4.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 17:25 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 6,637 | $5.16 | $34,246.92 |
DisclosureSEC source: 0001637655-22-000013 · wf-form4_164513669162489.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,243,626 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.10 to $5.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:25 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 90,197 | $5.25 | $473,534.25 |
DisclosureSEC source: 0001637655-22-000013 · wf-form4_164513669162489.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,236,989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $5.21 to $5.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 17:58 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,100 | $6.88 | $69,528.40 |
DisclosureSEC source: 0001637655-21-000152 · wf-form4_163191587392183.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,146,792 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $6.75 to $7.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:58 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 3,608 | $7.04 | $25,389.50 |
DisclosureSEC source: 0001637655-21-000152 · wf-form4_163191587392183.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,136,692 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $6.97 to $7.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 17:24 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 15,125 | $7.19 | $108,733.63 |
DisclosureSEC source: 0001637655-21-000146 · wf-form4_163156826863333.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,133,084 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.15 to $7.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 17:24 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 3,626 | $7.20 | $26,092.70 |
DisclosureSEC source: 0001637655-21-000146 · wf-form4_163156826863333.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,117,959 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.13 to $7.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. F2 · ownership.nature: The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:53 UTC | Horizon Global Corp HZN · Entity 117083 | GiftCommon Stock | 8,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-21-000126 · wf-form4_162430876917276.xml · nonDerivative · entry 3 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,114,333 F2 · ownership.direct: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualifed Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F3 · ownership.direct: Securities held by clients of Corre. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualifed Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Securities held by clients of Corre. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:53 UTC | Horizon Global Corp HZN · Entity 117083 | GiftCommon Stock | 8,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-21-000126 · wf-form4_162430876917276.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · ownership.direct: Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualifed Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:53 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 8,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-21-000126 · wf-form4_162430876917276.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,188 F1 · ownership.direct: Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer. Read SEC document |
| May 13, 2021 Filed May 17, 2021 17:21 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,000 | $7.64 | $76,370.00 |
DisclosureSEC source: 0001637655-21-000095 · wf-form4_162128643535692.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,106,145 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.58 to $7.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 10, 2021 Filed May 11, 2021 17:35 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 19,856 | $7.32 | $145,286.35 |
DisclosureSEC source: 0001637655-21-000091 · wf-form4_162076893711279.xml · nonDerivative · entry 2 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,096,145 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.19 to $7.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The ReportingPerson disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The ReportingPerson disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:35 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 81,760 | $7.27 | $594,476.96 |
DisclosureSEC source: 0001637655-21-000091 · wf-form4_162076893711279.xml · nonDerivative · entry 1 Barrett John Frederick · CIK 0001858308 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,076,289 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $7.17 to $7.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The ReportingPerson disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: Securities held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The ReportingPerson disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.